EX-99.28.G.4 11 fp0040456_ex9928g4.htm

Exhibit (g)(4)

 

June 29, 2018

 

State Street Bank and Trust Company

Channel Center, CCB7

One Iron Street

Boston, MA 02210

Attention: Julie Bertsch, Vice President

 

Re:ALPS ETF Trust (the “Fund”)

 

Ladies and Gentlemen:

 

Please be advised that the undersigned Fund has established one new series of shares to be known as ALPS CLEAN ENERGY ETF (the “Portfolio”).

 

In accordance with Section 19.6, the Additional Portfolios provision, of the Master Custodian Agreement dated as of June 30, 2015, as amended, modified, or supplemented from time to time (the “Agreement”), by and among each registered investment company party thereto, and State Street Bank and Trust Company (“State Street”), the undersigned Fund hereby requests that State Street act as Custodian for the new Portfolio under the terms of the Agreement. In connection with such request, the undersigned Fund hereby confirms to State Street, as of the date hereof, its representations and warranties set forth in Section 19.7 of the Agreement. Appendix A to the Agreement shall be deleted and replaced in its entirety with Appendix A attached herein.

 

Please indicate your acceptance of the foregoing by executing two copies of this letter agreement, returning one to the Fund and retaining one for your records.

 

  Sincerely,  
     
  ALPS ETF TRUST  
  on behalf of:  
  ALPS CLEAN ENERGY ETF  

 

  By: /s/ Edmund J. Burke  
  Name: Edmund J. Burke  
  Title: President, Duly Authorized  

 

Agreed and Accepted:

 

STATE STREET BANK AND TRUST COMPANY

 

By: /s/ Andrew Erickson  
Name: Andrew Erickson  
Title: Executive Vice President, Duly Authorized  
Effective Date: June 29, 2018  

 

 

 

Exhibit (g)(4)

 

APPENDIX A

to

Master Custodian Agreement

 

Management Investment Companies Registered with the SEC

and Portfolios thereof, If Any

 

ALPS ETF Trust

Alerian Energy Infrastructure ETF Effective 8/3/2015
Alerian MLP ETF Effective 8/3/2015
ALPS Clean Energy ETF Effective 6/29/2018
ALPS Disruptive Technologies ETF Effective 12/21/2017
ALPS Dorsey Wright Sector Momentum ETF Effective 12/30/2016
ALPS Emerging Sector Dividend Dogs ETF Effective 8/3/2015
ALPS Equal Sector Weight ETF Effective 8/3/2015
ALPS International Sector Dividend Dogs ETF Effective 8/3/2015
ALPS Medical Breakthroughs ETF Effective 8/3/2015
ALPS Sector Dividend Dogs ETF Effective 8/3/2015
Barron's 400 ETF Effective 8/3/2015
Cohen & Steers Global Reality Majors ETF Effective 8/3/2015
RiverFront Dynamic Unconstrained Income ETF Effective 6/10/2016
RiverFront Dynamic Core Income ETF Effective 6/10/2016
RiverFront Dynamic US Dividend Advantage ETF Effective 6/3/2016
RiverFront Dynamic US Flex-Cap ETF Effective 6/3/2016
Riverfront Strategic Income Fund Effective 8/3/2015
Sprott Buzz Social Media Insights EFT Effective 4/15/2015
Sprott Gold Miners ETF Effective 8/3/2015
Sprott Junior Gold Miners ETF Effective 8/3/2015
Workplace Equality Portfolio Effective 8/3/2015