UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Securities Exchange Act of 1934
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On March 9, 2020, First Foundation Inc. (the “Company”) announced that John Michel will resign as Chief Financial Officer of the Company and its subsidiaries, including First Foundation Bank and First Foundation Advisors, effective as of April 30, 2020, or at such earlier date as the Company may elect. At the Company’s request, Mr. Michel has agreed to serve as Chief Financial Officer until May 8, 2020.
Scott K. Kavanaugh, the Company’s Chief Executive Officer, will assume Mr. Michel’s duties on an interim basis beginning on May 8, 2020. Biographical and other information about Mr. Kavanaugh required by Item 5.02(c) of Form 8-K is included in the Company’s definitive proxy statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on April 24, 2020. No new compensatory arrangements have been entered into with Mr. Kavanaugh in connection with his interim service as the Company’s principal financial officer.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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FIRST FOUNDATION INC. |
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Date: April 30, 2020 |
By: |
/s/ ROBERT E. SJOGREN
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Robert E. Sjogren General Counsel |