0001127602-16-036458.txt : 20160106 0001127602-16-036458.hdr.sgml : 20160106 20160106172758 ACCESSION NUMBER: 0001127602-16-036458 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Becker Jeffrey T CENTRAL INDEX KEY: 0001413593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 161327819 MAIL ADDRESS: STREET 1: 10 STATE HOUSE SQUARE CITY: HARTFORD STATE: CT ZIP: 06103 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-01-04 0001535929 Voya Financial, Inc. VOYA 0001413593 Becker Jeffrey T 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2016-01-04 4 M 0 14126 A 47013 D Common Stock 2016-01-04 4 F 0 5061 37.20 D 41952 D Common Stock 2016-01-05 4 S 0 9065 36.6829 D 32887 D Delivery of shares of the issuer's common stock were made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Represents shares of common stock withheld to satisfy tax obligations, following delivery of common stock underlying the restricted stock units described in footnote 1. This transaction was executed in multiple trades at prices ranging from $36.6810 to $36.6850. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Chief Executive Officer, Investment Management /s/ Jean Weng, Attorney in Fact 2016-01-06