-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AvyToYzM5PifLXbzdQCM1U0NUIgfsOopUX3H1vggvgBiAelJR0eCJSsWHRBB/QbD 76DzyYWPiQiy2qKAHneTRw== 0000891836-11-000045.txt : 20110214 0000891836-11-000045.hdr.sgml : 20110214 20110214184447 ACCESSION NUMBER: 0000891836-11-000045 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NXP Semiconductors N.V. CENTRAL INDEX KEY: 0001413447 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85657 FILM NUMBER: 11609476 BUSINESS ADDRESS: BUSINESS PHONE: 31 40 27 43704 MAIL ADDRESS: STREET 1: HIGH TECH CAMPUS 60 CITY: EINDHOVEN STATE: P7 ZIP: 5656AG FORMER COMPANY: FORMER CONFORMED NAME: KASLION Acquisition B.V. DATE OF NAME CHANGE: 20070925 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KONINKLIJKE PHILIPS ELECTRONICS NV CENTRAL INDEX KEY: 0000313216 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: BREITNER CENTER STREET 2: AMSTELPLEIN 2 CITY: AMSTERDAM STATE: P7 ZIP: 1096 BC BUSINESS PHONE: 31 20 59 77777 MAIL ADDRESS: STREET 1: BREITNER CENTER STREET 2: AMSTELPLEIN 2 CITY: AMSTERDAM STATE: P7 ZIP: 1096 BC FORMER COMPANY: FORMER CONFORMED NAME: PHILIPS ELECTRONICS N V DATE OF NAME CHANGE: 19930727 FORMER COMPANY: FORMER CONFORMED NAME: PHILIPS NV DATE OF NAME CHANGE: 19910903 SC 13G 1 sc0019.htm sc0019.htm
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G*
(Amendment No. ______)
 
Under the Securities Exchange Act of 1934
 
 
NXP SEMICONDUCTORS N.V.
(Name of Issuer)
 
Common Stock, nominal value €0.20 per share
(Title of Class of Securities)
 
N6596X109
(CUSIP Number)
 
December 31, 2010
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o           Rule 13d–1(b)
o           Rule 13d–1(c)
T           Rule 13d–1(d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 
 
 
 
 
CUSIP No. N6596X109
 
Page  of 2 of 7
 


 
1
NAMES OF REPORTING PERSONS
Koninklijke Philips Electronics N.V.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)          £
(b)          T
See Item 7
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
The Netherlands
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH:
5
SOLE VOTING POWER
NONE
6
SHARED VOTING POWER
215,251,500 SHARES
7
SOLE DISPOSITIVE POWER
NONE
8
SHARED DISPOSITIVE POWER
215,251,500 SHARES
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
42,715,650 SHARES
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
T
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
17.1%*
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
 
________________
* The percent of class represented is based on 249,251,500 shares of Common Stock outstanding as of August 10, 2010, as reported in the prospectus, dated as of August 5, 2010, filed by the issuer under Rule 424(b) on August 6, 2010.
 
 
 
 
 
 
CUSIP No. N6596X109
13G
Page  of 3 of 7
 


Item 1.  
  
 
(a)  
Name of Issuer
 
NXP Semiconductors N.V.
 
(b)  
Address of Issuer’s Principal Executive Offices
 
60 High Tech Campus, 5656 AG, Eindhoven, The Netherlands
 
Item 2.  
  
 
(a)  
Name of Person Filing
 
This Schedule 13G is being filed by Koninklijke Philips Electronics N.V., a limited liability company organized under the laws of The Netherlands (“KPENV”).
 
(b)  
Address of Principal Business Office or, if none, Residence
 
The address of the principal business office of KPENV is Breitner Tower, Amstelplein 2, 1070 MX Amsterdam, The Netherlands.
 
(c)  
Citizenship
 
The Netherlands
 
(d)  
Title of Class of Securities
 
Common Stock, nominal value €0.20 per share (the “Common Stock”)
 
(e)  
CUSIP Number
 
N6596X109
 
Item 3.  
If this statement is filed pursuant to §§ 240.13d–1(b) or 240.13d–2(b) or (c), check whether the person filing is a:
 
(a)
o
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)
o
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)
o
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)
o
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a–8);
(e)
o
An investment adviser in accordance with § 240.13d–1(b)(1)(ii)(E);
(f)
o
An employee benefit plan or endowment fund in accordance with § 240.13d–1(b)(1)(ii)(F);
(g)
o
A parent holding company or control person in accordance with  § 240.13d–1(b)(1)(ii)(G);
 
 
 
 
 
 
 
CUSIP No. N6596X109
13G
Page  of 4 of 7
 

 
(h)
o
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
o
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a–3);
(j)
o
A non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J);
(k)
o
Group, in accordance with § 240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J), please specify the type of institution: _____
Not Applicable
 
Item 4.  
Ownership.
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
(a)  
Amount beneficially owned:
 
KPENV beneficially owns 42,715,650 shares.  See Item 7.
 
(b)  
Percent of class:
 
17.1%, based on 249,251,500 shares of Common Stock outstanding as of August 10, 2010, as reported in the prospectus, dated as of August 5, 2010, filed by the Issuer under Rule 424(b) on August 6, 2010.
 
(c)  
Number of shares as to which the person has:
 
(i)
Sole power to vote or to direct the vote
0 shares
(ii)
Shared power to vote or to direct the vote
215,251,500 shares (see Item 7)
(iii)
Sole power to dispose or to direct the disposition
0 shares
(iv)
Shared power to dispose or to direct the disposition
215,251,500 shares (see Item 7)

Item 5.  
Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [ ].
 
Not Applicable
 
Item 6.  
Ownership of More than Five Percent on Behalf of Another Person.
 
Not Applicable
 
Item 7.  
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
 
KPENV does not hold directly any Common Stock.  The 42,715,650 shares of Common Stock to which this Schedule 13G applies (the “Shares”) are held by PPTL Investment LP (“PPTL LP”), a limited partnership organized under the laws of Scotland.  The general partner of PPTL LP is PPTL Investment Limited (“PPTL GP”), a Scottish company limited by guarantee. The sole member of PPTL GP and the sole limited partner of PPTL LP is Philips Pension Trustees Limited (“Pension Trustees”), a private limited company organized under the laws of England and Wales.
 
 
 
 
 
 
 
CUSIP No. N6596X109
13G
Page  of 5 of 7
 

 
KPENV may appoint the majority of the board of directors of Pension Trustees.  In addition, pursuant to an amended and restated Agreement for the Purchase and Sale of Shares, dated as of September 7, 2010 and amended and restated as of October 29, 2010, among KPENV, Pension Trustees, PPTL GP and PPTL LP, there are limitations on the ability of PPTL LP to transfer the Shares without the approval of KPENV.  Accordingly, KPENV may be deemed to beneficially own the Shares.  KPENV disclaims beneficial ownership of the Shares.
 
Pursuant to a shareholders agreement, dated as of August 5, 2010 (the “Shareholders Agreement”), among KPENV and the parties listed on Schedule I hereto (the “Other Parties”), KPENV has certain rights to nominate a director to the issuer’s board of directors and PPTL LP has certain obligations and is subject to certain restrictions with respect to voting and transferring the Shares.  As a result of the Shareholders Agreement, KPENV and the Other Parties may be deemed to have formed a “group” for purposes of Rule 13d-5 under the Securities Exchange Act of 1934 (the “Act”), and all shares of Common Stock owned by the Other Parties may be attributed to KPENV for purposes of beneficial ownership reporting under the Act.  KPENV disclaims membership in any group.< /div>
 
Excluding the Shares, the Other Parties collectively hold 172,535,850 shares of Common Stock.  Were such shares of Common Stock to be attributed to KPENV, it would beneficially own 215,251,500 shares of Common Stock, or approximately 86.4% of the total outstanding Common Stock, based on 249,251,500 shares of Common Stock outstanding as of August 10, 2010, as reported in the prospectus, dated as of August 5, 2010, filed by the Issuer under Rule 424(b) on August 6, 2010.  KPENV disclaims beneficial ownership of any Common Stock held by the Other Parties.
 
Item 8.  
Identification and Classification of Members of the Group.
 
Not Applicable (see Item 7)
 
Item 9.  
Notice of Dissolution of Group.
 
Not Applicable
 
 
 
 
 
 
 
 

 
SIGNATURES
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:  February 14, 2011
 
KONINKLIJKE PHILIPS ELECTRONICS N.V.,
a Netherlands corporation


By:          /s/ E. P. COUTINHO 
Name:     E.P. Coutinho
Title:       Chief Legal Officer and Company Secretary


The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
 
NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d–7 for other parties for whom copies are to be sent.
 
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
 
 
EX-99.I 2 exh_i.htm OTHER PARTIES exh_i.htm
Exhibit I
 
Other Parties
 
 

Party Name
Principal Office Address
Alpinvest Partners CSI 2006 Lion C.V.
c/o Alpinvest Beheer, Jachthavenweg 118, 1081 KJ Amsterdam, The Netherlands
Alpinvest Partners Later Stage II-A Lion C.V.
c/o Alpinvest Beheer, Jachthavenweg 118, 1081 KJ Amsterdam, The Netherlands
Apax NXP V I 1 L.P.
c/o Alpinvest Beheer, Jachthavenweg 118, 1081 KJ Amsterdam, The Netherlands
Apax Alpinvest VI A L.P.
c/o Alpinvest Beheer, Jachthavenweg 118, 1081 KJ Amsterdam, The Netherlands
Meridian Holding S.a.r.l.
Unknown
Apax NXP V A L.P.
Unknown
Apax NXP V B-2 L.P.
Unknown
Apax NXP US VII L.P.
Unknown
Bain Capital Lion Holdings L.P.
111 Huntington Avenue, Boston, MA 02199, U.S.A.
Bain Capital Fund IX L.P.
111 Huntington Avenue, Boston, MA 02199, U.S.A.
Bain Pumbaa LuxCo S.a.r.l.
Unknown
NXP Co-Investment Partners L.P.
Unknown
NXP Co-Investment Investor S.a.r.l.
Unknown
KKR NXP (Millenium) Limited
c/o Kohlberg Kravis Roberts & Co., L.P., 9 West 57th Street, New York, NY 10019, USA
KKR NXP (2006) Limited
c/o Kohlberg Kravis Roberts & Co., L.P., 9 West 57th Street, New York, NY 10019, USA
KKR NXP (European II) Limited
c/o Kohlberg Kravis Roberts & Co., L.P., 9 West 57th Street, New York, NY 10019, USA
KKR Associates Europe II Limited Partnership
c/o Kohlberg Kravis Roberts & Co., L.P., 9 West 57th Street, New York, NY 10019, USA
KKR NXP Investor S.a.r.l.
Unknown
SLTI II Cayman NXP, L.P.
c/o 2775 Sand Hill Road, Suite 100, Menlo Park, CA 94025, U.S.A.
SLP II Cayman NXP, Ltd.
c/o 2775 Sand Hill Road, Suite 100, Menlo Park, CA 94025, U.S.A.
SL II NXP S.a.r.l.
Unknown
Stichting Management Co-Investment NXP
Unknown


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