EX-99.(D)(9)(III) 3 d429132dex99d9iii.htm (D)(9)(III) AMENDMENT NO. 3 (NOV. 4, 2022) TO MFS SUBADVISORY AGREE (d)(9)(iii) Amendment No. 3 (Nov. 4, 2022) to MFS Subadvisory Agree

AMENDMENT NO. 3

TO THE SUBADVISORY AGREEMENT

This Amendment No. 3 (the “Amendment”), made and entered into as of November 4, 2022, is made a part of the Subadvisory Agreement between Columbia Management Investment Advisers, LLC, a Minnesota limited liability company (“Investment Manager”) and Massachusetts Financial Services Company, a Delaware corporation (“Subadviser”), dated April 8, 2010, as amended February 10, 2016 and September 20, 2017 (the “Agreement”).

WHEREAS, Investment Manager and Subadviser desire to amend the Agreement, including Schedule A.

NOW, THEREFORE, the parties, intending to be legally bound, agree as follows:

 

  1.

Schedule A. Schedule A to the Agreement shall be, and hereby is, deleted and replaced with the Schedule A attached hereto.

 

  2.

Notices. Section 12 to the Agreement shall be, and hereby is, amended by deleting the addresses for Subadviser and Investment Manager and replacing them with the following:

In the case of Subadviser:

Massachusetts Financial Services

Company Attn: Legal Department

111 Huntington Avenue

Boston, MA 02199

Email: InstitutionalClientService@mfs.com

In the case of Investment Manager:

David Weiss

Global Head of Multi-Manager Solutions

Ameriprise Financial, Inc.

290 Congress Street Boston, MA 02210

Tel:    (617) 385-9606

Email: David.Weiss@columbiathreadneedle.com

Document Number: 365080


with a copy to:

Ryan C. Larrenaga

Vice President and Chief Counsel

Ameriprise Financial, Inc.

290 Congress Street

Boston, MA 02210

Tel:    (617) 385-9536

Email: RYAN.C.LARRENAGA@columbiathreadneedle.com

 

  3.

Miscellaneous. Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement. This Amendment may be executed in counterparts, each of which will be deemed an original and all of which together will be deemed to be one and the same agreement. As modified herein, the Agreement is confirmed and remains in full force and effect.

[REMAINDER OF THIS PAGE HAS BEEN LEFT BLANK INTENTIONALLY]

Document Number: 365080


IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their officers designated below as of the day and year first above written.

 

Columbia Management Investment

Advisers, LLC

    Massachusetts Financial Services Company
By:  

/s/ David Weiss

    By:  

/s/ Carol Geremia

  Signature       Signature
Name:  

David Weiss

    Name:  

Carol Geremia

  Printed       Printed
Title:  

Assistant Secretary

    Title:  

President and Head of Global Distribution

Document Number: 365080

 


AMENDMENT NO. 3

TO THE SUBADVISORY AGREEMENT

SCHEDULE A

[SCHEDULE LISTING FUND AND FEE RATE OMITTED]

Date:    November 1, 2022

Document Number: 365080