0000899140-11-000548.txt : 20111114
0000899140-11-000548.hdr.sgml : 20111111
20111114150345
ACCESSION NUMBER: 0000899140-11-000548
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: J. Goldman & Co LP
CENTRAL INDEX KEY: 0001412741
IRS NUMBER: 133341919
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14489
FILM NUMBER: 111201468
BUSINESS ADDRESS:
STREET 1: 152 West 57th
CITY: New York
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-376-6000
MAIL ADDRESS:
STREET 1: 152 West 57th
CITY: New York
STATE: NY
ZIP: 10019
13F-HR
1
j7193357.txt
REPORT FOR THE CALENDAR QUARTER ENDED SEPTEMBER 30, 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
--
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: J. Goldman & Co., L.P.
Address: 510 Madison Avenue
New York, NY 10022
Form 13F File Number: 028-14489
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jay G. Goldman
Title: Authorized Person
Phone: (212) 262-4268
Signature, Place, and Date of Signing:
/s/ Jay G. Goldman New York, NY November 14, 2011
---------------------- ------------------------ ---------------------------
[Signature] [City, State] [Date]
Report type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
--------
Form 13F Information Table Entry Total: 199
--------
Form 13F Information Table Value Total: $308,933
--------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
Other Included Managers: 13F File Number:
1. Jet Capital Investors, L.P. 28-11127
2. Scoggin Capital Management LLC N/A
- 2 -
FORM 13F INFORMATION TABLE
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
NAME OF ISSUER TITLE OF CUSIP VALUE SHRS/PRN SH/ PUT/ INVESTMENT OTHER VOTING
CLASS (x$1000) AMT PRN CALL DISCRETION MANAGERS AUTHORITY
Sole Shared None
ABERCROMBIE & FITCH CO CL A CL A 002896207 1,539 25,000 SH SOLE 25,000
AEGERION PHARMACEUTICALS INC
CMN COM 00767E102 4,048 319,500 SH SOLE 319,500
ALPHA NATURAL RESOURCES,
INC. CMN COM 02076X102 593 33,500 SH SOLE 33,500
AMAG PHARMACEUTICALS, INC.
CMN COM 00163U106 3,792 256,915 SH SOLE 256,915
AMERICAN INTL GROUP, INC.
CMN COM NEW 026874784 1,098 50,000 SH SOLE 50,000
AMERICAN TOWER SYSTEMS CORP CL A 029912201 1,677 31,163 SH OTHER 1 0 31,163
AMEX CONSUMER STAPLES SELECT
FUND ' SBI CONS STPLS 81369Y308 9,749 328,700 SH SOLE 328,700
ANN INC CMN COM 035623107 3,426 150,000 SH SOLE 150,000
ARKANSAS BEST CORP (DEL) COM COM 040790107 2,746 170,000 SH SOLE 170,000
ASHLAND INC. CMN COM 044209104 3,090 70,000 SH SOLE 70,000
ASIAINFO-LINKAGE INC CMN COM 04518A104 1,033 140,000 SH SOLE 140,000
ASSISTED LIVING CONCEPTS,
INC CMN C CL A NEW 04544X300 2,705 213,485 SH SOLE 213,485
AVAGO TECHNOLOGIES LTD CMN SHS Y0486S104 1,475 45,000 SH SOLE 45,000
BARRY R.G. CORP COM COM 068798107 439 41,369 SH SOLE 41,369
BITAUTO HOLDINGS LIMITED
SPONSORED SPONSORED ADS 091727107 1,556 255,000 SH SOLE 255,000
BLUE NILE, INC. CMN COM 09578R103 2,240 63,500 SH SOLE 63,500
BODY CENT ACQUISITION CORP
CMN COM 09689U102 2,778 152,970 SH SOLE 152,970
BP P.L.C. SPONSORED ADR CMN SPONSORED ADS 055622104 3,076 85,277 SH OTHER 1 0 85,277
BRINKER INTERNATIONAL INC COM 109641100 3,661 175,000 SH SOLE 175,000
BUFFALO WILD WINGS INC COM 119848109 299 5,000 SH SOLE 5,000
CAREFUSION CORPORATION CMN COM 14170T101 2,895 120,869 SH SOLE 120,869
CATERPILLAR INC (DELAWARE)
CMN COM 149123101 369 5,000 SH SOLE 5,000
CENTERPOINT ENERGY, INC. CMN COM 15189T107 2,820 143,756 SH OTHER 1 0 143,756
CHICOS FAS INC COM 168615102 572 50,000 SH SOLE 50,000
CIBER INC COM COM 17163B102 820 270,645 SH SOLE 270,645
CISCO SYSTEMS INC COM COM 17275R102 6,123 395,000 SH SOLE 395,000
CLEARWIRE CORPORATION CMN
CLASS A CL A 18538Q105 350 150,000 SH SOLE 150,000
CON-WAY INC CMN COM 205944101 2,656 120,000 SH SOLE 120,000
CORE MARK HLDG CO INC CMN COM 218681104 2,694 88,098 SH SOLE 88,098
CROWN CASTLE INTERNATIONAL
CO COM 228227104 518 12,743 SH OTHER 1 0 12,743
CSR PLC SPONSORED ADR CMN SPONSORED ADS 12640Y205 261 20,084 SH OTHER 1 0 20,084
DICE HOLDINGS INC CMN COM 253017107 1,173 150,000 SH SOLE 150,000
E*TRADE FINANCIAL
CORPORATION CMN COM NEW 269246401 246 27,036 SH OTHER 1 0 27,036
ELECTRONIC ARTS COM COM 285512109 2,054 100,423 SH SOLE 100,423
ENERGIZER HOLDINGS INC COM 29266R108 9,666 145,480 SH SOLE 145,480
ENZON PHARMACEUTICALS INC COM 293904108 288 40,919 SH OTHER 1 0 40,919
EXPRESS, INC. CMN COM 30219E103 5,580 275,000 SH SOLE 275,000
FERRO CORP COM COM 315405100 1,538 250,000 SH SOLE 250,000
FOCUS MEDIA HOLDING LIMITED
SPONSOR SPONSORED ADS 34415V109 2,778 165,000 SH SOLE 165,000
FREEPORT MCMORAN COPPER &
GOL CLASS COM 35671D857 381 12,500 SH SOLE 12,500
GENPACT LIMITED CMN SHS G3922B107 2,734 190,000 SH SOLE 190,000
GOODRICH CORP COM 382388106 419 3,469 SH OTHER 1 0 3,469
GOOGLE INC. CMN CLASS A CL A 38259P508 11,331 22,000 SH SOLE 22,000
GREEN MOUNTAIN COFFEE
ROASTER INC COM 393122106 604 6,500 SH SOLE 6,500
HARVEST NATURAL RES. COM 41754V103 1,438 167,803 SH OTHER 1 129,831 37,972
HERTZ GLOBAL HOLDINGS, INC.
CMN COM 42805T105 1,024 115,000 SH SOLE 115,000
HEWLETT PACKARD CO COM COM 428236103 3,929 175,000 SH SOLE 175,000
HUNTINGTON INGALLS
INDUSTRIES, INC. COM 446413106 1,482 60,900 SH SOLE 60,900
KIT DIGITAL INC CMN COM NEW 482470200 299 35,600 SH SOLE 35,600
KNIGHT TRANSPORTATION INC COM 499064103 166 12,500 SH SOLE 12,500
K-SWISS INC CL-A CL A 482686102 985 231,747 SH SOLE 231,747
LAM RESEARCH CORP COM COM 512807108 3,798 100,000 SH SOLE 100,000
LAS VEGAS SANDS CORP. CMN COM 517834107 863 22,500 SH SOLE 22,500
LEAPFROG ENTERPRISES INC CL A 52186N106 1,506 446,860 SH SOLE 446,860
LIBERTY MEDIA HLDG CORP CMN
CLASS INT COM SER A 53071M104 6,871 465,544 SH OTHER 1 386,100 79,444
MARCHEX INC CMN CLASS B CL B 56624R108 1,955 230,000 SH SOLE 230,000
MARKETAXESS HOLDINGS INC.
CMN COM 57060D108 739 28,404 SH OTHER 1 0 28,404
MEDCOHEALTH SOLUTIONS INC. COM 58405U102 3,117 66,480 SH OTHER 1 0 66,480
MEDICINES COMPANY COM 584688105 14,062 945,000 SH SOLE 945,000
MELA SCIENCES INC CMN COM 55277R100 222 50,000 SH SOLE 2 0 50,000
MGIC INVESTMENT CORP COM COM 552848103 374 200,000 SH SOLE 200,000
MICROCHIP TECHNOLOGY CMN COM 595017104 1,556 50,000 SH SOLE 50,000
MICROSEMI CORP COM 595137100 3,657 228,875 SH SOLE 228,875
NEWELL RUBBERMAID INC COM 651229106 7,764 654,096 SH SOLE 654,096
ONYX PHARMACEUTICALS INC COM 683399109 6,062 202,000 SH SOLE 202,000
PACER INTL INC TENN COM 69373H106 1,737 463,100 SH SOLE 463,100
PAETEC HOLDING CORP. CMN COM 695459107 715 135,167 SH OTHER 1 0 135,167
PINNACLE ENTMT INC CMN COM 723456109 2,387 262,912 SH SOLE 262,912
POINTS INTL LTD CMN COM NEW 730843208 981 100,000 SH SOLE 100,000
QUANEX BUILDING PRODUCTS
CORP CMN COM 747619104 274 25,000 SH SOLE 25,000
RADIOSHACK CORP COM 750438103 2,905 250,000 SH SOLE 250,000
RETAIL OPPORTUNITY INVTS
CORP CMN COM 76131N101 321 28,939 SH OTHER 1 0 28,939
ROSS STORES INC COM COM 778296103 1,967 25,000 SH SOLE 25,000
RTS/SANOFI-AVENTIS RIGHT
EXP12/31/2020 12/31/2020 80105N113 193 182,491 SH OTHER 1 150,000 32,491
SANTARUS INC COM 802817304 3,590 1,286,703 SH SOLE 1,286,703
SAPIENT CORPORATION COM 803062108 2,028 200,000 SH SOLE 200,000
SIGA PHARMACEUTICALS INC CMN COM 826917106 324 99,117 SH OTHER 1 0 99,117
SODASTREAM INTERNATIONAL LTD
CMN USD SHS M9068E105 4,770 144,334 SH SOLE 144,334
SPDR S&P 500 ETF TRUST SPDR TR UNIT 78462F103 2,998 26,500 SH SOLE 26,500
STARWOOD HOTELS & RESORTS
CMN COM 85590A401 2,329 60,000 SH SOLE 60,000
SYNCHRONOSS TECHNOLOGIES
INC. CMN COM 87157B103 1,744 70,000 SH SOLE 70,000
TAKE-TWO INTERACTIVE
SOFTWARE COM 874054109 19,665 1,546,000 SH SOLE 1,546,000
TARGACEPT, INC. CMN COM 87611R306 4,095 273,000 SH SOLE 273,000
TARGET CORP COM 87612E106 11,524 235,000 SH SOLE 235,000
TESLA MOTORS, INC. CMN COM 88160R101 2,683 110,000 SH SOLE 110,000
TFS FINANCIAL CORP CMN COM 87240R107 290 35,691 SH SOLE 35,691
THE HERSHEY COMPANY COM COM 427866108 1,967 33,200 SH SOLE 33,200
THE PROCTER & GAMBLE COMPANY
COM COM 742718109 1,895 30,000 SH SOLE 30,000
TIVO INC COM 888706108 1,915 205,000 SH SOLE 205,000
TRAVELZOO INC COM 89421Q106 1,100 50,000 SH SOLE 50,000
UNITED STATES STEEL CP COM 912909108 220 10,000 SH SOLE 10,000
UROPLASTY, INC. CMN COM NEW 917277204 532 109,606 SH SOLE 109,606
VANCEINFO TECHNOLOGIES INC.
ADR CMN ADR 921564100 999 148,442 SH SOLE 148,442
VIRTUS INVESTMENT PARTNERS,
I CMN COM 92828Q109 2,949 55,002 SH SOLE 55,002
VISIONCHINA MEDIA INC.
SPONSORED AD SPONS ADR 92833U103 1,098 600,000 SH SOLE 600,000
WABTEC COM 929740108 2,181 41,250 SH SOLE 41,250
WALTER ENERGY INC CMN COM 93317Q105 756 12,600 SH SOLE 12,600
WERNER ENTERPRISES INC COM COM 950755108 3,801 182,500 SH SOLE 182,500
WTS/RETAIL OPPORTUNITY *W EXP
INVEST EXP 1 10/23/201 76131N119 190 279,880 SH SOLE 279,880
WYNN RESORTS, LIMITED CMN COM 983134107 748 6,500 SH SOLE 6,500
XO GROUP INC CMN COM 983772104 3,595 440,000 SH SOLE 440,000
YAHOO INC COM 984332106 19,376 1,471,205 SH SOLE 1,471,205
YUM BRANDS INC COM 988498101 1,358 27,500 SH SOLE 27,500
ZUMIEZ INC. CMN COM 989817101 1,313 75,000 SH SOLE 75,000
51JOB INC. LISTED OPTION 316827104 1 200 CALL SOLE 200
AMC NETWORKS INC. LISTED OPTION 00164V103 10 25 CALL SOLE 25
AMERICAN EAGLE OUTFITTERS
INC LISTED OPTION 02553E106 253 1,200 CALL SOLE 1,200
AMERICAN INTL GROUP INC. LISTED OPTION 026874784 132 650 CALL SOLE 650
AMERICAN TOWER SYSTEMS CORP LISTED OPTION 029912201 74 257 CALL OTHER 1 0 257
AMEX ENERGY SELECT INDEX LISTED OPTION 81369Y506 31 250 CALL OTHER 1 0 250
APPLE INC LISTED OPTION 037833100 191 100 CALL SOLE 100
ASHLAND INC. LISTED OPTION 044209104 347 700 CALL SOLE 700
AVIS BUDGET GROUP INC. LISTED OPTION 053774105 1 56 CALL SOLE 56
BAIDU INC. LISTED OPTION 056752108 208 325 CALL SOLE 325
BLACKSTONE GROUP INC (THE) LISTED OPTION 09253U108 281 2,000 CALL SOLE 2,000
BP P.L.C. LISTED OPTION 055622104 428 1,000 CALL SOLE 1,000
CATERPILLAR INC (DELAWARE) LISTED OPTION 149123101 164 300 CALL SOLE 300
CELANESE CORPORATION LISTED OPTION 150870103 96 300 CALL SOLE 300
CENTERPOINT ENERGY INC. LISTED OPTION 15189T107 187 953 CALL OTHER 1 0 953
CLIFFS NATURAL RESOURCES
INC. LISTED OPTION 18683K101 222 450 CALL SOLE 450
CON-WAY INC LISTED OPTION 205944101 184 650 CALL SOLE 650
CROWN CASTLE INTERNATIONAL
COR LISTED OPTION 228227104 52 259 CALL OTHER 1 0 259
CTRIP.COM INTERNATIONAL LTD. LISTED OPTION 22943F100 29 300 CALL SOLE 300
DICE HOLDINGS INC LISTED OPTION 253017107 4 500 CALL SOLE 500
DOW JONES US REAL ESTATE
INDEX LISTED OPTION 464287739 27 222 CALL OTHER 1 0 222
DRIL-QUIP INC LISTED OPTION 262037104 4 325 CALL SOLE 325
E*TRADE FINANCIAL
CORPORATION LISTED OPTION 269246401 1 45 CALL OTHER 1 0 45
ENERGIZER HOLDINGS INC LISTED OPTION 29266R108 38 300 CALL SOLE 300
EXPRESS SCRIPTS INC LISTED OPTION 302182100 4 374 CALL OTHER 1 0 374
FERRO CORP LISTED OPTION 315405100 250 2,275 CALL SOLE 2,275
FIRST SOLAR INC. LISTED OPTION 336433107 0 1,555 CALL SOLE 1,555
GENERAL MOTORS COMPANY LISTED OPTION 37045V100 712 2,762 CALL SOLE 2 2,650 112
GOLDMAN SACHS GROUP INC LISTED OPTION 38141G104 376 450 CALL SOLE 450
GOODRICH CORP LISTED OPTION 382388106 78 37 CALL OTHER 1 0 37
GOOGLE INC. LISTED OPTION 38259P508 426 125 CALL SOLE 125
GREEN MOUNTAIN COFFEE
ROASTERS LISTED OPTION 393122106 400 450 CALL SOLE 450
HERTZ GLOBAL HOLDINGS INC. LISTED OPTION 42805T105 151 1,225 CALL OTHER 1 1,000 225
INTERDIGITAL INC LISTED OPTION 45867G101 42 77 CALL SOLE 77
INTERMUNE INC LISTED OPTION 45884X103 2 172 CALL OTHER 1 0 172
IRON MOUNTAIN INC (NEW) LISTED OPTION 462846106 26 297 CALL OTHER 1 0 297
LIBERTY MEDIA HLDG CORP LISTED OPTION 53071M104 4 126 CALL OTHER 1 0 126
MARKET VECTORS ETF TRUST LISTED OPTION 57060U100 126 450 CALL SOLE 450
MARKET VECTORS ETF TRUST JR
GO LISTED OPTION 57060U589 38 350 CALL SOLE 350
MEDICINES COMPANY LISTED OPTION 584688105 201 1,200 CALL SOLE 1,200
MICROSTRATEGY INC CL A LISTED OPTION 594972408 99 100 CALL SOLE 100
MOTOROLA MOBILITY HOLDINGS
INC LISTED OPTION 620097105 0 12 CALL OTHER 1 0 12
NETAPP INC. LISTED OPTION 64110D104 179 1,100 CALL SOLE 1,100
NII HOLDINGS CL B LISTED OPTION 62913F201 65 1,230 CALL SOLE 1,230
NOVAGOLD RESOURCES INC. LISTED OPTION 66987E206 38 1,500 CALL SOLE 1,500
OIL SERVICE HOLD TR LISTED OPTION 678002106 98 300 CALL SOLE 300
ONYX PHARMACEUTICALS INC LISTED OPTION 683399109 258 500 CALL SOLE 500
OSHKOSH TRUCK CORP LISTED OPTION 688239201 1 102 CALL OTHER 1 0 102
POWERSHARES QQQ TRUST LISTED OPTION 73935A104 523 2,250 CALL SOLE 2,250
QLIK TECHNOLOGIES INC. LISTED OPTION 74733T105 146 750 CALL SOLE 750
RTS/SANOFI-AVENTIS LISTED OPTION 80105N113 72 2,223 CALL SOLE 2,223
SANDISK CORP LISTED OPTION 80004C101 196 750 CALL SOLE 750
SINA CORPORATION LISTED OPTION G81477104 143 200 CALL SOLE 200
SPDR S&P 500 ETF TRUST LISTED OPTION 78462F103 3,087 13,650 CALL SOLE 13,650
SPDR S&P METALS & MINING ETF LISTED OPTION 78464A755 288 900 CALL SOLE 900
SPRINT NEXTEL CORPORATION LISTED OPTION 852061100 20 2,000 CALL SOLE 2,000
STARWOOD HOTELS & RESORTS LISTED OPTION 85590A401 168 600 CALL SOLE 600
TAKE-TWO INTERACTIVE
SOFTWARE LISTED OPTION 874054109 248 2,750 CALL SOLE 2,750
TD AMERITRADE HOLDING CORP LISTED OPTION 87236Y108 21 180 CALL OTHER 1 0 180
TESLA MOTORS INC. LISTED OPTION 88160R101 621 2,700 CALL SOLE 2,700
TIVO INC LISTED OPTION 888706108 439 3,250 CALL SOLE 3,250
UTILITIES SECTOR SPDR LISTED OPTION 81369Y886 52 427 CALL OTHER 1 0 427
VANCEINFO TECHNOLOGIES INC. LISTED OPTION 921564100 198 1,000 CALL SOLE 1,000
VISIONCHINA MEDIA INC. LISTED OPTION 92833U103 35 7,000 CALL SOLE 7,000
WALTER ENERGY INC LISTED OPTION 93317Q105 85 305 CALL SOLE 305
WYNN RESORTS LIMITED LISTED OPTION 983134107 25 75 CALL SOLE 75
YAHOO INC LISTED OPTION 984332106 54 1,500 CALL SOLE 1,500
AMAZON COM INC LISTED OPTION 023135106 308 200 PUT SOLE 200
ARM HOLDINGS PLC SPON ADR LISTED OPTION 042068106 146 300 PUT SOLE 300
AVERY DENNISON CORP LISTED OPTION 053611109 235 2,000 PUT SOLE 2,000
BLACKBOARD INC. LISTED OPTION 091935502 2 200 PUT SOLE 200
CBOE S&P 500 OPEN/EURO INDEX LISTED OPTION 648815108 1,851 300 PUT SOLE 300
DIGITAL RIVER INC LISTED OPTION 25388B104 60 150 PUT SOLE 150
DOW CHEMICAL CO LISTED OPTION 260543103 186 400 PUT SOLE 400
DOW JONES US REAL ESTATE
INDEX LISTED OPTION 464287739 143 288 PUT OTHER 1 0 288
E*TRADE FINANCIAL
CORPORATION LISTED OPTION 269246401 36 277 PUT OTHER 1 0 277
FOCUS MEDIA HOLDING LIMITED LISTED OPTION 34415V109 143 300 PUT SOLE 300
INTEL CORP LISTED OPTION 458140100 485 2,500 PUT SOLE 2,500
INTL BUSINESS MACHINES CORP LISTED OPTION 459200101 560 600 PUT SOLE 600
ISHARES FTSE XINHAU CHINA 25 LISTED OPTION 464287184 45 126 PUT OTHER 1 0 126
ISHARES RUSSELL 2000 INDEX LISTED OPTION 464287655 2,705 4,500 PUT SOLE 4,500
ISHARES S&P U.S. PREFERRED LISTED OPTION 464288687 51 1,199 PUT SOLE 1,199
LIBERTY MEDIA HLDG CORP LISTED OPTION 53071M104 2 47 PUT OTHER 1 0 47
LORILLARD INC. LISTED OPTION 544147101 41 225 PUT OTHER 1 0 225
MOTOROLA MOBILITY HOLDINGS
INC LISTED OPTION 620097105 1 90 PUT OTHER 1 0 90
NETFLIX COM INC LISTED OPTION 64110L106 45 150 PUT SOLE 150
PANERA BREAD CO CL-A LISTED OPTION 69840W108 287 175 PUT SOLE 175
RENREN INC. LISTED OPTION 759892102 1,513 5,000 PUT SOLE 5,000
REYNOLDS AMERICAN INC LISTED OPTION 761713106 42 360 PUT OTHER 1 0 360
SALESFORCE COM INC LISTED OPTION 79466L302 9 18 PUT SOLE 18
SPDR S&P 500 ETF TRUST LISTED OPTION 78462F103 462 2,000 PUT SOLE 2,000
TESLA MOTORS INC. LISTED OPTION 88160R101 148 1,000 PUT SOLE 1,000
THE GAP INC LISTED OPTION 364760108 251 1,500 PUT SOLE 1,500
UNITED ONLINE INC + LISTED OPTION 911268100 930 4,000 PUT SOLE 4,000
UTILITIES SECTOR SPDR LISTED OPTION 81369Y886 30 167 PUT OTHER 1 0 167