0001412575-17-000002.txt : 20170601
0001412575-17-000002.hdr.sgml : 20170601
20170531180224
ACCESSION NUMBER: 0001412575-17-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170601
DATE AS OF CHANGE: 20170531
EFFECTIVENESS DATE: 20170601
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVIANCE CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001412575
IRS NUMBER: 205833107
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14439
FILM NUMBER: 17882644
BUSINESS ADDRESS:
STREET 1: 501 NORTH CATTLEMEN DRIVE
CITY: SARASOTA
STATE: FL
ZIP: 34232
BUSINESS PHONE: 941-441-1635
MAIL ADDRESS:
STREET 1: 501 NORTH CATTLEMEN DRIVE
CITY: SARASOTA
STATE: FL
ZIP: 34232
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001412575
XXXXXXXX
03-31-2017
03-31-2017
AVIANCE CAPITAL MANAGEMENT, LLC
501 NORTH CATTLEMEN DRIVE
SARASOTA
FL
34232
13F COMBINATION REPORT
028-14439
0001704642
028-18046
Global Financial Private Capital, LLC
0001542383
028-14896
Aviance Capital Partners, LLC
N
Edward C. Bertelsen
CEO
941-441-1912
Edward C. Bertelsen
Sarasota
FL
05-31-2017
2
240
1791175
false
2
0001542383
028-14896
Aviance Capital Partners, LLC
1
0001704642
028-18046
Global Financial Private Capital, LLC
INFORMATION TABLE
2
acm13f1q2017.xml
3M CO
COM
88579y101
936
4890
SH
OTR
2
0
4890
0
AALPHABET INC. CLASS A
COM
02079K305
343
404
SH
OTR
2
0
401
0
AALPHABET INC. CLASS A
COM
02079K305
3
3
SH
OTR
01
0
3
0
ABBVIE INC
COM
00287Y109
13444
206322
SH
OTR
2
0
206322
0
ABBVIE INC
COM
00287Y109
1
18
SH
OTR
01
0
18
0
ADIENT PLC COM
COM
G0084W101
931
12813
SH
OTR
2
0
12813
0
ADOBE SYSTEMS INC
COM
00724F101
410
3153
SH
OTR
2
0
3153
0
ALIBABA GROUP HLDG LTD SPONSOR
COM
01609W102
2097
19443
SH
OTR
2
0
19435
0
ALIBABA GROUP HLDG LTD SPONSOR
COM
01609W102
1
8
SH
OTR
01
0
8
0
ALPHABET INC. CLASS C
COM
02079K107
203
245
SH
OTR
2
0
245
0
ALPS ALERIAN MLP
COM
00162Q866
262
20598
SH
OTR
2
0
20598
0
ALTRIA GROUP INC
COM
02209s103
302
4232
SH
OTR
2
0
4232
0
AMAZON.COM INC
COM
023135106
467
527
SH
OTR
2
0
527
0
AMERICAN INTL GROUP INC
COM
026874784
7373
118095
SH
OTR
2
0
118095
0
AMERICAN INTL GROUP INC
COM
026874784
1
20
SH
OTR
01
0
20
0
ANALOG DEVICES INC
COM
032654105
226
2761
SH
OTR
2
0
2761
0
ANNALY CAPITAL MANAGEMENT INC
COM
035710409
18783
1690626
SH
OTR
2
0
1690626
0
ANNALY CAPITAL MANAGEMENT INC
COM
035710409
1
109
SH
OTR
01
0
109
0
APPLE INC
COM
037833100
4863
33851
SH
OTR
2
0
33837
0
APPLE INC
COM
037833100
2
14
SH
OTR
01
0
14
0
ARCONIC INC COM
COM
03965L100
986
37436
SH
OTR
2
0
37436
0
AT&T INC
COM
00206r102
33327
802100
SH
OTR
2
0
802100
0
AT&T INC
COM
00206r102
3
61
SH
OTR
01
0
61
0
B&G FOODS INC
COM
05508R106
461
11452
SH
OTR
2
0
11452
0
BLACKROCK CORPORATE HIGH YIELD
COM
09255P107
990
90690
SH
OTR
2
0
90690
0
BOEING CO
COM
097023105
763
4312
SH
OTR
2
0
4312
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1534
28206
SH
OTR
2
0
28206
0
CHARLES SCHWAB CORP
COM
808513105
1704
41749
SH
OTR
2
0
41749
0
CHECK POINT SOFTWARE TECH LTD
COM
m22465104
577
5621
SH
OTR
2
0
5621
0
CHEVRON CORP
COM
166764100
13582
126494
SH
OTR
2
0
126494
0
CHEVRON CORP
COM
166764100
1
10
SH
OTR
01
0
10
0
CIRRUS LOGIC INC
COM
172755100
373
6141
SH
OTR
2
0
6141
0
CISCO SYSTEMS INC
COM
17275r102
9318
275674
SH
OTR
2
0
275674
0
CISCO SYSTEMS INC
COM
17275r102
1
38
SH
OTR
01
0
38
0
CROWN CASTLE INTL CORP
COM
22822V101
7966
84344
SH
OTR
2
0
84344
0
CROWN CASTLE INTL CORP
COM
22822V101
1
12
SH
OTR
01
0
12
0
CUMMINS INC
COM
231021106
1183
7821
SH
OTR
2
0
7808
0
CUMMINS INC
COM
231021106
2
13
SH
OTR
01
0
13
0
DOVER CORP
COM
260003108
210
2612
SH
OTR
2
0
2612
0
DR HORTON INC
COM
23331a109
1383
41505
SH
OTR
2
0
41505
0
EATON VANCE ENHANCEDEQUITY INC
COM
278277108
507
37552
SH
OTR
2
0
37552
0
ETF MANAGERS TR PUREFUNDS ISE
COM
26924G201
2942
99650
SH
OTR
2
0
99650
0
ETFIS SER TR I NEWFLEET MULTI-
COM
26923G707
162703
6380493
SH
OTR
2
0
6380493
0
ETFIS SER TR I NEWFLEET MULTI-
COM
26923G707
12
469
SH
OTR
01
0
469
0
ETFIS SER TR I VIRTUS CUMBRLAN
COM
26923G871
18855
753904
SH
OTR
2
0
753904
0
EXXON MOBIL CORP
COM
30231G102
12822
156345
SH
OTR
2
0
156345
0
EXXON MOBIL CORP
COM
30231G102
1
14
SH
OTR
01
0
14
0
FACEBOOK INC
COM
30303M102
390
2742
SH
OTR
2
0
2716
0
FACEBOOK INC
COM
30303M102
4
26
SH
OTR
01
0
26
0
FIRST TR LARGE CAP COREALPHADE
COM
33734K109
418
8099
SH
OTR
2
0
8099
0
FIRST TRUST DORSEY WRIGHT FOCU
COM
33738R605
4015
166999
SH
OTR
2
0
166999
0
FIRST TRUST DOW JONES INTERNET
COM
33733E302
356
4049
SH
OTR
2
0
4049
0
FIRST TRUST HIGH YIELD LONG SH
COM
33738D408
94645
1937055
SH
OTR
2
0
1937055
0
FIRST TRUST HIGH YIELD LONG SH
COM
33738D408
6
118
SH
OTR
01
0
118
0
FIRST TRUST PREFERRED SECURITI
COM
33739E108
9157
469102
SH
OTR
2
0
469102
0
FLEXTRONICS INC
COM
y2573f102
312
18581
SH
OTR
2
0
18581
0
FLUOR CORP
COM
343412102
1737
33018
SH
OTR
2
0
33018
0
FMC CORP
COM
302491303
200
2874
SH
OTR
2
0
2874
0
GENERAL DYNAMICS CORP
COM
369550108
692
3695
SH
OTR
2
0
3695
0
GENERAL ELECTRIC CO
COM
369604103
761
25551
SH
OTR
2
0
25551
0
GENERAL MOTORS CO
COM
37045V100
555
15701
SH
OTR
2
0
15701
0
GLOBAL X FUNDS GLOBAL X SUPERI
COM
37950E333
20722
1584218
SH
OTR
2
0
1584218
0
GLOBAL X FUNDS GLOBALX MLP ETF
COM
37950E473
29578
2545409
SH
OTR
2
0
2545409
0
GLOBAL X FUNDS GLOBALX MLP ETF
COM
37950E473
2
199
SH
OTR
01
0
199
0
GUGGENHEIM BULLETSHARES 2017 C
COM
18383M548
7771
343562
SH
OTR
2
0
343562
0
HD SUPPLY INC COM USD 0.01
COM
40416M105
512
12452
SH
OTR
2
0
12452
0
HOME DEPOT INC
COM
437076102
1370
9332
SH
OTR
2
0
9332
0
HONEYWELL INTL INC
COM
438516106
1294
10360
SH
OTR
2
0
10360
0
HYDROGENETICS INC COM
COM
448880104
0
10000
SH
OTR
2
0
10000
0
INTEL CORP
COM
458140100
8221
227926
SH
OTR
2
0
227926
0
INTEL CORP
COM
458140100
1
33
SH
OTR
01
0
33
0
IPACKETS INTL INC
COM
46262T102
0
10000
SH
OTR
2
0
10000
0
IPATH DOW JONES UBS COM TOTAL
COM
06738c778
5497
233708
SH
OTR
2
0
233708
0
IQ HEDGE MULTI STRATEGY TRACKE
COM
45409B107
2633
90496
SH
OTR
2
0
90496
0
IQ MERGER ARBITRAGE ETF
COM
45409B800
2441
81395
SH
OTR
2
0
81395
0
ISHARES BARCLAYS AGGREGATE BON
COM
464287226
12640
116504
SH
OTR
2
0
116504
0
ISHARES BARCLAYS TIPS BOND IND
COM
464287176
10205
89013
SH
OTR
2
0
89013
0
ISHARES COMEX GOLD TRUST INDEX
COM
464285105
5641
469726
SH
OTR
2
0
469726
0
ISHARES CORE S&P TOTAL US STOC
COM
464287150
498
9216
SH
OTR
2
0
9216
0
ISHARES DOW JONES SELECT DIV I
COM
464287168
15701
172344
SH
OTR
2
0
172344
0
ISHARES DOW JONES US CONSUMER
COM
464287580
3756
23339
SH
OTR
2
0
23327
0
ISHARES DOW JONES US CONSUMER
COM
464287580
2
12
SH
OTR
01
0
12
0
ISHARES GLOBAL CONSUMER STAPLE
COM
464288737
1086
10924
SH
OTR
2
0
10924
0
ISHARES HIGH DIVIDEND EQUITY F
COM
46429B663
7410
88361
SH
OTR
2
0
88361
0
ISHARES HIGH DIVIDEND EQUITY F
COM
46429B663
1
14
SH
OTR
01
0
14
0
ISHARES IBOXX $ HIGH YIELD COR
COM
464288513
16293
185613
SH
OTR
2
0
185613
0
ISHARES IBOXX $ INV GRADE CORP
COM
464287242
899
7627
SH
OTR
2
0
7627
0
ISHARES JPMORGAN USD EMERG MAR
COM
464288281
4707
41396
SH
OTR
2
0
41396
0
ISHARES MSCI EAFE INDEX
COM
464287465
6910
110937
SH
OTR
2
0
110937
0
ISHARES MSCI USA MINIMUM VOLAT
COM
46429B697
449
9402
SH
OTR
2
0
9402
0
ISHARES NASDAQ BIOTECHNOLOGY I
COM
464287556
3946
13455
SH
OTR
2
0
13446
0
ISHARES NASDAQ BIOTECHNOLOGY I
COM
464287556
3
9
SH
OTR
01
0
9
0
ISHARES S&P 100 INDEX
COM
464287101
2249
21482
SH
OTR
2
0
21482
0
ISHARES S&P 500 INDEX
COM
464287200
66493
280241
SH
OTR
2
0
280241
0
ISHARES S&P GLOBAL FINANCIALS
COM
464287333
4751
78017
SH
OTR
2
0
78017
0
ISHARES S&P MIDCAP 400 INDEX
COM
464287507
4189
24465
SH
OTR
2
0
24465
0
ISHARES S&P NORTH AMERICA SOFT
COM
464287515
1817
14367
SH
OTR
2
0
14367
0
ISHARES S&P NORTH AMERICAN TEC
COM
464287549
4105
29646
SH
OTR
2
0
29646
0
ISHARES S&P SMALLCAP 600 INDEX
COM
464287804
8906
128780
SH
OTR
2
0
128780
0
ISHARES S&P US PREFERRED STOCK
COM
464288687
18082
467243
SH
OTR
2
0
467243
0
ISHARES TR CURRENCY HEDGED MSC
COM
46434V639
3229
112594
SH
OTR
2
0
112594
0
ISHARES TR DOW JONES USHOME CO
COM
464288752
5511
172340
SH
OTR
2
0
172340
0
ISHARES TRUST 0-5YR HIGH YEILD
COM
46434V407
13613
284918
SH
OTR
2
0
284918
0
IShares Crncy Hedgd MSCI EM
COM
46434G509
4285
188248
SH
OTR
2
0
188178
0
IShares Crncy Hedgd MSCI EM
COM
46434G509
2
70
SH
OTR
01
0
70
0
JP MORGAN CHASE & CO
COM
46625h100
512
5831
SH
OTR
2
0
5831
0
LAS VEGAS SANDS CORP
COM
517834107
11422
200133
SH
OTR
2
0
200118
0
LAS VEGAS SANDS CORP
COM
517834107
3
44
SH
OTR
01
0
44
0
LOCKHEED MARTIN CORP
COM
539830109
801
2993
SH
OTR
2
0
2993
0
LOWES COMPANIES INC
COM
548661107
571
6951
SH
OTR
2
0
6951
0
MARKET VECTORS PREF EX-FINAN
COM
92189F429
13381
666726
SH
OTR
2
0
666726
0
MAXIM INTEGRATED PRODUCTS INC
COM
57772K101
7441
165496
SH
OTR
2
0
165496
0
MAXIM INTEGRATED PRODUCTS INC
COM
57772K101
1
26
SH
OTR
01
0
26
0
MCDONALDS CORP
COM
580135101
1089
8399
SH
OTR
2
0
8399
0
METLIFE INC
COM
59156r108
496
9389
SH
OTR
2
0
9389
0
MICROSOFT CORP
COM
594918104
14095
214017
SH
OTR
2
0
214017
0
MICROSOFT CORP
COM
594918104
1
18
SH
OTR
01
0
18
0
NABORS INDUSTRIES LTD
COM
g6359f103
143
10908
SH
OTR
2
0
10908
0
NEW RESIDENTIAL INVESTMENT COR
COM
64828T201
16567
975654
SH
OTR
2
0
975654
0
NEW RESIDENTIAL INVESTMENT COR
COM
64828T201
3
166
SH
OTR
01
0
166
0
NEWFLEET MULTI-SECTOR INCOME E
COM
00768Y727
101088
2078719
SH
OTR
2
0
2078719
0
NEWFLEET MULTI-SECTOR INCOME E
COM
00768Y727
7
141
SH
OTR
01
0
141
0
NUVEEN SENIOR INCOME FUND
COM
67067Y104
391
57612
SH
OTR
2
0
57612
0
NVIDIA CORP
COM
67066g104
442
4060
SH
OTR
2
0
4026
0
NVIDIA CORP
COM
67066g104
4
34
SH
OTR
01
0
34
0
PFIZER INC
COM
717081103
7328
214209
SH
OTR
2
0
214209
0
PFIZER INC
COM
717081103
1
31
SH
OTR
01
0
31
0
PHILIP MORRIS INTL INC
COM
718172109
6962
61669
SH
OTR
2
0
61669
0
PHILIP MORRIS INTL INC
COM
718172109
1
12
SH
OTR
01
0
12
0
POWERSHARES EXCH TRADED FD TST
COM
73937B597
1697
66691
SH
OTR
2
0
66691
0
POWERSHARES FINANCIAL PREFERRE
COM
73935X229
18896
1012656
SH
OTR
2
0
1012656
0
POWERSHARES FINANCIAL PREFERRE
COM
73935X229
3
147
SH
OTR
01
0
147
0
POWERSHARES GLOBAL EXCHANGETRA
COM
73936g308
1259
57083
SH
OTR
2
0
57083
0
POWERSHARES GLOBAL LISTED PRIV
COM
73935X195
3021
258435
SH
OTR
2
0
258435
0
POWERSHARES NASDAQ INTERNET PO
COM
73935X146
2185
23145
SH
OTR
2
0
23112
0
POWERSHARES NASDAQ INTERNET PO
COM
73935X146
3
33
SH
OTR
01
0
33
0
POWERSHARES QQQ TRUST SERIES 1
COM
73935A104
40537
306220
SH
OTR
2
0
306220
0
POWERSHARES QQQ TRUST SERIES 1
COM
73935A104
3
19
SH
OTR
01
0
19
0
POWERSHARES SENIOR LOAN PORTFO
COM
73936Q769
51131
2198236
SH
OTR
2
0
2198236
0
POWERSHARES SENIOR LOAN PORTFO
COM
73936Q769
3
149
SH
OTR
01
0
149
0
PROCTER & GAMBLE CO
COM
742718109
1751
19490
SH
OTR
2
0
19490
0
PROSHARES S&P 500 ARISTOCRATS
COM
74348A467
10915
194179
SH
OTR
2
0
194179
0
PROSHARES S&P 500 ARISTOCRATS
COM
74348A467
2
33
SH
OTR
01
0
33
0
QORVO INC COM ISIN #US74736K10
COM
74736K101
1219
17778
SH
OTR
2
0
17778
0
QUALCOMM INC
COM
747525103
9103
158760
SH
OTR
2
0
158760
0
QUALCOMM INC
COM
747525103
1
20
SH
OTR
01
0
20
0
RAYTHEON CO
COM
755111507
1438
9431
SH
OTR
2
0
9431
0
RYDEX S&P 500 PURE GROWTH
COM
78355W403
23231
259047
SH
OTR
2
0
259014
0
RYDEX S&P 500 PURE GROWTH
COM
78355W403
6
67
SH
OTR
01
0
67
0
RYDEX S&P EQUAL WEIGHT FUND
COM
78355W106
2257
24854
SH
OTR
2
0
24854
0
SALESFORCE.COM INC
COM
79466L302
400
4851
SH
OTR
2
0
4851
0
SELECT SECTOR SPDR CONSUMER DI
COM
81369Y407
21899
248999
SH
OTR
2
0
248999
0
SELECT SECTOR SPDR CONSUMER DI
COM
81369Y407
1
15
SH
OTR
01
0
15
0
SELECT SECTOR SPDR CONSUMER ST
COM
81369Y308
4987
91366
SH
OTR
2
0
91366
0
SELECT SECTOR SPDR FINANCIAL
COM
81369y605
15145
638208
SH
OTR
2
0
638208
0
SELECT SECTOR SPDR FINANCIAL
COM
81369y605
1
47
SH
OTR
01
0
47
0
SELECT SECTOR SPDR HEALTH CARE
COM
81369Y209
31617
425191
SH
OTR
2
0
425191
0
SELECT SECTOR SPDR HEALTH CARE
COM
81369Y209
3
47
SH
OTR
01
0
47
0
SELECT SECTOR SPDR INDUSTRIAL
COM
81369y704
2833
43549
SH
OTR
2
0
43549
0
SELECT SECTOR SPDR TECHNOLOGY
COM
81369Y803
31821
596913
SH
OTR
2
0
596913
0
SELECT SECTOR SPDR TECHNOLOGY
COM
81369Y803
4
66
SH
OTR
01
0
66
0
SIGNATURE DEVICES INC
COM
82668Y106
0
50000
SH
OTR
2
0
50000
0
SOLAREDGE TECHNOLOGIES INC.
COM
83417M104
227
14578
SH
OTR
2
0
14578
0
SPDR BARCLAYS CAPITAL HIGH YIE
COM
78464A417
1284
34763
SH
OTR
2
0
34763
0
SPDR BARCLAYS CAPITAL SHORT TE
COM
78468R408
373
13324
SH
OTR
2
0
13324
0
SPDR BLACKSTONE GSO SENIOR LOA
COM
78467V608
31361
659675
SH
OTR
2
0
659675
0
SPDR BOFA MERRILL LYNCH CROSSO
COM
78468R606
1240
47332
SH
OTR
2
0
47332
0
SPDR DOW JONES INDUSTRIAL AVER
COM
78467X109
66003
319875
SH
OTR
2
0
319875
0
SPDR DOW JONES INDUSTRIAL AVER
COM
78467X109
6
28
SH
OTR
01
0
28
0
SPDR GOLD SHARES
COM
78463V107
2124
17889
SH
OTR
2
0
17889
0
SPDR NUVEEN S&P HIGH YIELD MUN
COM
78464A284
4806
84896
SH
OTR
2
0
84896
0
SPDR S&P 500
COM
78462F103
58918
249926
SH
OTR
2
0
249926
0
SPDR S&P 500
COM
78462F103
5
20
SH
OTR
01
0
20
0
SPDR S&P INTL ENERGY SECTOR
COM
78463X715
2232
122254
SH
OTR
2
0
122254
0
SPDR S&P INTL UTILITIES SECTOR
COM
78463X632
1849
114793
SH
OTR
2
0
114793
0
SPDR S&P MIDCAP 400
COM
78467Y107
16996
54400
SH
OTR
2
0
54400
0
SPDR S&P MIDCAP 400
COM
78467Y107
2
5
SH
OTR
01
0
5
0
SPDR SER TR S&PHOMEBUILDERS ET
COM
78464a888
891
23937
SH
OTR
2
0
23937
0
SPDRSER TR KBW REGL BKG ETF
COM
78464a698
25811
472648
SH
OTR
2
0
472648
0
SPDRSER TR KBW REGL BKG ETF
COM
78464a698
2
41
SH
OTR
01
0
41
0
SQUARE INC CL A
COM
852234103
291
16828
SH
OTR
2
0
16828
0
SSGA ACTIVE ETF TR SPDR TR TAC
COM
78467V848
5188
106165
SH
OTR
2
0
106165
0
STAPLES INC
COM
855030102
736
83895
SH
OTR
2
0
83895
0
STEVIA CORP
COM
86031P106
0
20000
SH
OTR
2
0
20000
0
SYNAPTICS INC
COM
87157d109
318
6433
SH
OTR
2
0
6433
0
TAGLIKEME CORP COM
COM
87378P105
0
28000
SH
OTR
2
0
28000
0
UNITED TECHNOLOGIES CORP
COM
913017109
815
7265
SH
OTR
2
0
7265
0
UNITEDHEALTH GROUP INC
COM
91324p102
1559
9505
SH
OTR
2
0
9505
0
US PROSHARES SHORT 20 YEAR TR
COM
74347X849
8944
381249
SH
OTR
2
0
381249
0
VANECK VECTORS ETF TR BIOTECH
COM
92189F726
1813
15228
SH
OTR
2
0
15228
0
VANECK VECTORS ETF TR HIGH YLD
COM
92189F361
19719
645037
SH
OTR
2
0
645037
0
VANECK VECTORS ETF TR HIGH YLD
COM
92189F361
2
77
SH
OTR
01
0
77
0
VANECK VECTORS ETF TR MTG REIT
COM
92189F452
710
29529
SH
OTR
2
0
29529
0
VANECK VECTORS ETF TR RETAIL E
COM
92189F684
822
10403
SH
OTR
2
0
10384
0
VANECK VECTORS ETF TR RETAIL E
COM
92189F684
2
19
SH
OTR
01
0
19
0
VANECK VECTORS ETF TR SEMICOND
COM
92189F676
987
12380
SH
OTR
2
0
12380
0
VANGUARD EMERGING MRKTS STOCK
COM
922042858
18687
470473
SH
OTR
2
0
470473
0
VANGUARD EMERGING MRKTS STOCK
COM
922042858
2
59
SH
OTR
01
0
59
0
VANGUARD FTSE ALL WORLD EX US
COM
922042775
15443
322875
SH
OTR
2
0
322875
0
VANGUARD FTSE ALL WORLD EX US
COM
922042775
2
52
SH
OTR
01
0
52
0
VANGUARD GLOBAL EX US REAL EST
COM
922042676
1561
29308
SH
OTR
2
0
29308
0
VANGUARD HIGH DIVIDEND YIELD I
COM
921946406
13554
174550
SH
OTR
2
0
174550
0
VANGUARD INTERMEDIATE TERM GOV
COM
92206C706
17834
277299
SH
OTR
2
0
277299
0
VANGUARD LONG TERM BOND
COM
921937793
697
7738
SH
OTR
2
0
7738
0
VANGUARD LONG TERM GOVT BOND
COM
92206C847
10499
140854
SH
OTR
2
0
140854
0
VANGUARD MBS ETF
COM
92206C771
902
17170
SH
OTR
2
0
17170
0
VANGUARD MID CAP INDEX
COM
922908629
3929
28221
SH
OTR
2
0
28221
0
VANGUARD SHORT TERM BOND
COM
921937827
1731
21712
SH
OTR
2
0
21712
0
VANGUARD SMALL CAP INDEX
COM
922908751
4214
31620
SH
OTR
2
0
31620
0
VANGUARD TOTAL INTERNATIONAL B
COM
92203J407
1817
33565
SH
OTR
2
0
33565
0
VANGUARD TOTAL STOCK MARKET
COM
922908769
4879
40217
SH
OTR
2
0
40217
0
VANGUARD VALUE INDEX
COM
922908744
719
7543
SH
OTR
2
0
7543
0
VANGUARDTAX MANAGED FD EUROPE
COM
921943858
5260
133852
SH
OTR
2
0
133852
0
VERIZON COMM INC
COM
92343v104
23821
488627
SH
OTR
2
0
488627
0
VERIZON COMM INC
COM
92343v104
2
42
SH
OTR
01
0
42
0
VIRTUS NEWFLEET DYNAMIC CRED
COM
92790A207
120181
4803411
SH
OTR
2
0
4803411
0
VIRTUS NEWFLEET DYNAMIC CRED
COM
92790A207
9
349
SH
OTR
01
0
349
0
Vanguard Bd Indx Fd Inc Interm
COM
921937819
895
10701
SH
OTR
2
0
10701
0
Vanguard Growth
COM
922908736
665
5463
SH
OTR
2
0
5463
0
WALT DISNEY CO
COM
254687106
2902
25591
SH
OTR
2
0
25591
0
WESTERN DIGITAL CORP
COM
958102105
2527
30620
SH
OTR
2
0
30620
0
WISDOM TREE EUROPE HEDGED EQUI
COM
97717X701
2925
46574
SH
OTR
2
0
46521
0
WISDOM TREE EUROPE HEDGED EQUI
COM
97717X701
3
53
SH
OTR
01
0
53
0
WISDOMTREE TR JAPAN SMALLCAPDI
COM
97717W836
1210
18149
SH
OTR
2
0
18149
0
WISDOMTREE TR MANAGED FUTURES
COM
97717W125
2498
62769
SH
OTR
2
0
62769
0
ZIMMER BIOMET HOLDINGS INC.
COM
98956P102
822
6734
SH
OTR
2
0
6734
0
BROADCOM LIMITED COM NPV
ADR
Y09827109
1735
7923
SH
OTR
2
0
7923
0
DIAGEO PLC
ADR
25243q205
533
4610
SH
OTR
2
0
4610
0
GLAXOSMITHKLINE PLC
ADR
37733w105
6046
143395
SH
OTR
2
0
143395
0
LLOYDS BANKING GROUP PLC
ADR
539439109
216
63458
SH
OTR
2
0
63458
0
ROYAL DUTCH SHELL PLC CL B ADR
ADR
780259107
15240
272974
SH
OTR
2
0
272974
0
ROYAL DUTCH SHELL PLC CL B ADR
ADR
780259107
1
26
SH
OTR
01
0
26
0
SONY CORP
ADR
835699307
12867
381456
SH
OTR
2
0
381456
0
SONY CORP
ADR
835699307
2
57
SH
OTR
01
0
57
0
TAIWAN SEMICONDUCTOR MFG CO LT
ADR
874039100
1257
38262
SH
OTR
2
0
38262
0
TELSTRA CORP LTD
ADR
87969N204
13065
735047
SH
OTR
2
0
735047
0
TELSTRA CORP LTD
ADR
87969N204
1
56
SH
OTR
01
0
56
0
TENCENT HOLDINGS LTD
ADR
88032Q109
301
10494
SH
OTR
2
0
10494
0
VODAFONE GROUP PLC
ADR
92857W308
20036
758096
SH
OTR
2
0
758096
0
VODAFONE GROUP PLC
ADR
92857W308
2
94
SH
OTR
01
0
94
0