0001412575-16-000009.txt : 20161109
0001412575-16-000009.hdr.sgml : 20161109
20161108183755
ACCESSION NUMBER: 0001412575-16-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161109
DATE AS OF CHANGE: 20161108
EFFECTIVENESS DATE: 20161109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVIANCE CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001412575
IRS NUMBER: 205833107
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14439
FILM NUMBER: 161982407
BUSINESS ADDRESS:
STREET 1: 501 NORTH CATTLEMEN DRIVE
CITY: SARASOTA
STATE: FL
ZIP: 34232
BUSINESS PHONE: 941-441-1635
MAIL ADDRESS:
STREET 1: 501 NORTH CATTLEMEN DRIVE
CITY: SARASOTA
STATE: FL
ZIP: 34232
13F-HR
1
primary_doc.xml
13F-HR
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0001412575
XXXXXXXX
09-30-2016
09-30-2016
AVIANCE CAPITAL MANAGEMENT, LLC
501 NORTH CATTLEMEN DRIVE
SARASOTA
FL
34232
13F HOLDINGS REPORT
028-14439
N
Edward C. Bertelsen
Chief Compliance Officer
941-441-1912
Edward C. Bertelsen
Sarasota
FL
11-08-2016
1
405
3604046
false
1
0001542383
028-14896
Aviance Capital Partners, LLC
INFORMATION TABLE
2
aviancecapmgmt13f3q2016.xml
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46434V639
4850
195631
SH
SOLE
195631
0
0
ISHARES TR DOW JONES USHOME CO
COM
464288752
1380
50080
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SOLE
50080
0
0
ISHARES TRUST 0-5YR HIGH YEILD
COM
46434V407
17593
372101
SH
SOLE
372101
0
0
ISHARES US ETF TRUST SHORT MAT
COM
46431W507
554
11033
SH
SOLE
11033
0
0
IShares Crncy Hedgd MSCI EM
COM
46434G509
843
38222
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SOLE
38222
0
0
J P MORGAN EXCHANGE TRADED FD
COM
46641Q209
15208
290666
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SOLE
290666
0
0
JM SMUCKER CO
COM
832696405
223
1643
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SOLE
1643
0
0
JOHNSON & JOHNSON
COM
478160104
15888
134492
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SOLE
134492
0
0
JOHNSON CONTROLS INTERNATIONAL
COM
G51502105
1014
21796
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SOLE
21796
0
0
JP MORGAN CHASE & CO
COM
46625h100
1539
23117
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SOLE
23117
0
0
KANSAS CITY SOUTHERN
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485170302
641
6869
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SOLE
6869
0
0
KANSAS CITY SOUTHERN
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485170302
3
33
SH
OTR
01
0
33
0
KEYSIGHT TECHNOLOGIES INC COM
COM
49338L103
258
8126
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8126
0
0
KIMBERLY CLARK CORP
COM
494368103
21484
170317
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SOLE
170317
0
0
KRAFT HEINZ CO COM
COM
500754106
13797
154139
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SOLE
154139
0
0
KROGER CO
COM
501044101
360
12143
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SOLE
12143
0
0
KROGER CO
COM
501044101
2
57
SH
OTR
01
0
57
0
LAM RESEARCH CORP
COM
512807108
1655
17469
SH
SOLE
17469
0
0
LEAR CORP
COM
521865204
962
7940
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SOLE
7940
0
0
LENNOX INTL INC
COM
526107107
471
2998
SH
SOLE
2998
0
0
LOCKHEED MARTIN CORP
COM
539830109
824
3436
SH
SOLE
3436
0
0
LOCKHEED MARTIN CORP
COM
539830109
1
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SH
OTR
01
0
6
0
LOWES COMPANIES INC
COM
548661107
1750
24240
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SOLE
24240
0
0
MARKET VECTORS PREF EX-FINAN
COM
92189F429
18265
880460
SH
SOLE
880460
0
0
MCDONALDS CORP
COM
580135101
25843
224022
SH
SOLE
224022
0
0
MERCK & CO INC
COM
58933y105
34280
549264
SH
SOLE
549264
0
0
MICRON TECHNOLOGY INC
COM
595112103
392
22050
SH
SOLE
22050
0
0
MICRON TECHNOLOGY INC
COM
595112103
3
142
SH
OTR
01
0
142
0
MICROSOFT CORP
COM
594918104
32813
569666
SH
SOLE
569666
0
0
MICROSOFT CORP
COM
594918104
15
267
SH
OTR
01
0
267
0
NEENAHPAPER INC
COM
640079109
354
4475
SH
SOLE
4475
0
0
NEW RESIDENTIAL INVESTMENT COR
COM
64828T201
765
55396
SH
SOLE
55396
0
0
NEWELL RUBBERMAID INC
COM
651229106
1064
20201
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SOLE
20201
0
0
NEWFLEET MULTI-SECTOR INCOME E
COM
00768Y727
126324
2581736
SH
SOLE
2581736
0
0
NEWFLEET MULTI-SECTOR INCOME E
COM
00768Y727
49
1008
SH
OTR
01
0
1008
0
NUVEEN S&P 500 DYNAMIC OVERWRI
COM
6706EW100
224
16312
SH
SOLE
16312
0
0
NVIDIA CORP
COM
67066g104
467
6820
SH
SOLE
6820
0
0
NVIDIA CORP
COM
67066g104
3
43
SH
OTR
01
0
43
0
OMEGA HEALTHCARE INVESTORS INC
COM
681936100
785
22151
SH
SOLE
22151
0
0
OWENS CORNING
COM
690742101
1019
19088
SH
SOLE
19088
0
0
PACKAGING CORP AMER
COM
695156109
743
9146
SH
SOLE
9146
0
0
PEPSICO INC
COM
713448108
8883
81668
SH
SOLE
81668
0
0
PFIZER INC
COM
717081103
10332
305046
SH
SOLE
305046
0
0
PFIZER INC
COM
717081103
8
247
SH
OTR
01
0
247
0
PG&E CORP
COM
69331c108
359
5863
SH
SOLE
5863
0
0
PHILIP MORRIS INTL INC
COM
718172109
34570
355590
SH
SOLE
355590
0
0
PIMCO 0 TO 5 YEAR HIGH YIELD C
COM
72201R783
2213
22240
SH
SOLE
22240
0
0
PNC FINANCIAL SERVICES GROUP I
COM
693475105
961
10669
SH
SOLE
10669
0
0
POWERSHARES CEF INCOME COMPOSI
COM
73936Q843
302
13233
SH
SOLE
13233
0
0
POWERSHARES DYNAMIC MEDIA PORT
COM
73935X823
2047
80144
SH
SOLE
80144
0
0
POWERSHARES EXCH TRADED FD TST
COM
73937B597
2884
113050
SH
SOLE
113050
0
0
POWERSHARES EXCH TRADEDFD TST
COM
73937B654
9148
235102
SH
SOLE
235102
0
0
POWERSHARES FINANCIAL PREFERRE
COM
73935X229
28327
1486977
SH
SOLE
1486977
0
0
POWERSHARES FINANCIAL PREFERRE
COM
73935X229
20
1059
SH
OTR
01
0
1059
0
POWERSHARES GLOBAL CLEAN ENERG
COM
73936T615
2210
198522
SH
SOLE
198522
0
0
POWERSHARES GLOBAL EXCHANGETRA
COM
73936g308
1758
83573
SH
SOLE
83573
0
0
POWERSHARES GLOBAL LISTED PRIV
COM
73935X195
3602
331986
SH
SOLE
331986
0
0
POWERSHARES NASDAQ INTERNET PO
COM
73935X146
1578
17994
SH
SOLE
17994
0
0
POWERSHARES QQQ TRUST SERIES 1
COM
73935A104
20238
170466
SH
SOLE
170466
0
0
POWERSHARES QQQ TRUST SERIES 1
COM
73935A104
2
14
SH
OTR
01
0
14
0
POWERSHARES SENIOR LOAN PORTFO
COM
73936Q769
53580
2308485
SH
SOLE
2308485
0
0
POWERSHARES SENIOR LOAN PORTFO
COM
73936Q769
25
1080
SH
OTR
01
0
1080
0
PPL CORP
COM
69351t106
18007
520893
SH
SOLE
520893
0
0
PROCTER & GAMBLE CO
COM
742718109
32933
366939
SH
SOLE
366939
0
0
PROCTER & GAMBLE CO
COM
742718109
3
32
SH
OTR
01
0
32
0
PROSHARES S&P 500 ARISTOCRATS
COM
74348A467
13742
252934
SH
SOLE
252934
0
0
PROSHARES S&P 500 ARISTOCRATS
COM
74348A467
13
236
SH
OTR
01
0
236
0
QORVO INC COM ISIN #US74736K10
COM
74736K101
673
12078
SH
SOLE
12078
0
0
QORVO INC COM ISIN #US74736K10
COM
74736K101
4
75
SH
OTR
01
0
75
0
QUALCOMM INC
COM
747525103
1549
22612
SH
SOLE
22612
0
0
QUALCOMM INC
COM
747525103
3
43
SH
OTR
01
0
43
0
QUEST DIAGNOSTICS INC
COM
74834L100
451
5332
SH
SOLE
5332
0
0
RAYTHEON CO
COM
755111507
445
3270
SH
SOLE
3270
0
0
RAYTHEON CO
COM
755111507
3
20
SH
OTR
01
0
20
0
REYNOLDS AMERICAN INC
COM
761713106
22033
467296
SH
SOLE
467296
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
911
12153
SH
SOLE
12153
0
0
RYDEX S&P 500 PURE GROWTH
COM
78355W403
18714
222182
SH
SOLE
222182
0
0
RYDEX S&P 500 PURE GROWTH
COM
78355W403
13
150
SH
OTR
01
0
150
0
RYDEX S&P EQUAL WEIGHT FUND
COM
78355W106
1837
21980
SH
SOLE
21980
0
0
SALESFORCE.COM INC
COM
79466L302
512
7173
SH
SOLE
7173
0
0
SALESFORCE.COM INC
COM
79466L302
2
30
SH
OTR
01
0
30
0
SELECT SECTOR SPDR CONSUMER DI
COM
81369Y407
18509
231249
SH
SOLE
231249
0
0
SELECT SECTOR SPDR CONSUMER DI
COM
81369Y407
10
119
SH
OTR
01
0
119
0
SELECT SECTOR SPDR CONSUMER ST
COM
81369Y308
13737
258167
SH
SOLE
258167
0
0
SELECT SECTOR SPDR FINANCIAL
COM
81369y605
1014
52535
SH
SOLE
52535
0
0
SELECT SECTOR SPDR HEALTH CARE
COM
81369Y209
1679
23284
SH
SOLE
23284
0
0
SELECT SECTOR SPDR INDUSTRIAL
COM
81369y704
4068
69682
SH
SOLE
69682
0
0
SELECT SECTOR SPDR TECHNOLOGY
COM
81369Y803
2850
59651
SH
SOLE
59651
0
0
SELECT SECTOR SPDR TR RL EST S
COM
81369Y860
224
6832
SH
SOLE
6832
0
0
SELECT SECTOR SPDR UTILITIES
COM
81369y886
21758
444129
SH
SOLE
444129
0
0
SELECT SECTOR SPDR UTILITIES
COM
81369y886
8
165
SH
OTR
01
0
165
0
SIGNATURE DEVICES INC
COM
82668Y106
0
50000
SH
SOLE
50000
0
0
SILICONMOTION TECHNOLOGY CORP
COM
82706c108
516
9969
SH
SOLE
9969
0
0
SILICONMOTION TECHNOLOGY CORP
COM
82706c108
3
63
SH
OTR
01
0
63
0
SKYWORKS SOLUTIONS INC
COM
83088m102
259
3398
SH
SOLE
3398
0
0
SKYWORKS SOLUTIONS INC
COM
83088m102
2
22
SH
OTR
01
0
22
0
SOLIGENIX INC.
COM
834223208
9
11995
SH
SOLE
11995
0
0
SOUTHERN CO
COM
842587107
25066
488611
SH
SOLE
488611
0
0
SOUTHERN COPPER CORP
COM
84265V105
221
8394
SH
SOLE
8394
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
206
14885
SH
SOLE
14885
0
0
SPDR BARCLAY CV BD E
COM
78464A359
978
21096
SH
SOLE
21096
0
0
SPDR BARCLAYS AGGREGATE BOND
COM
78464A649
773
13048
SH
SOLE
13048
0
0
SPDR BARCLAYS CAPITAL HIGH YIE
COM
78464A417
93227
2538860
SH
SOLE
2538860
0
0
SPDR BARCLAYS CAPITAL INTERMED
COM
78464A375
6493
185994
SH
SOLE
185994
0
0
SPDR BARCLAYS CAPITAL LONG TER
COM
78464A664
1870
23651
SH
SOLE
23651
0
0
SPDR BARCLAYS CAPITAL SHORT TE
COM
78464A474
685
22251
SH
SOLE
22251
0
0
SPDR BARCLAYS CAPITAL SHORT TE
COM
78468R408
41931
1514296
SH
SOLE
1514296
0
0
SPDR BARCLAYS CAPITAL TIPS
COM
78464A656
2026
34843
SH
SOLE
34843
0
0
SPDR BLACKSTONE GSO SENIOR LOA
COM
78467V608
57239
1210637
SH
SOLE
1210637
0
0
SPDR BOFA MERRILL LYNCH CROSSO
COM
78468R606
2020
75791
SH
SOLE
75791
0
0
SPDR DB INTL GOVT INFLATION PR
COM
78464a490
524
9211
SH
SOLE
9211
0
0
SPDR DJ REAL ESTATE
COM
78463X863
2500
59930
SH
SOLE
59930
0
0
SPDR DOW JONES INDUSTRIAL AVER
COM
78467X109
13741
75176
SH
SOLE
75176
0
0
SPDR DOW JONES INDUSTRIAL AVER
COM
78467X109
13
69
SH
OTR
01
0
69
0
SPDR GOLD SHARES
COM
78463V107
7582
60346
SH
SOLE
60346
0
0
SPDR NUVEEN S&P HIGH YIELD MUN
COM
78464A284
14224
239743
SH
SOLE
239743
0
0
SPDR RUSSELL 2000
COM
78468R853
645
8731
SH
SOLE
8731
0
0
SPDR S&P 500
COM
78462F103
61781
285624
SH
SOLE
285624
0
0
SPDR S&P 500
COM
78462F103
17
80
SH
OTR
01
0
80
0
SPDR S&P 500 GROWTH
COM
78464A409
1255
11926
SH
SOLE
11926
0
0
SPDR S&P DIVIDEND
COM
78464A763
1402
16618
SH
SOLE
16618
0
0
SPDR S&P EMERGING MARKETS SMAL
COM
78463X756
673
15582
SH
SOLE
15582
0
0
SPDR S&P INTL HEALTH CARE SECT
COM
78463X681
3877
81273
SH
SOLE
81273
0
0
SPDR S&P INTL SMALL CAP INDEX
COM
78463X871
1958
62405
SH
SOLE
62405
0
0
SPDR S&P INTL UTILITIES SECTOR
COM
78463X632
2540
155666
SH
SOLE
155666
0
0
SPDR S&P MIDCAP 400
COM
78467Y107
3697
13096
SH
SOLE
13096
0
0
SPDR S&P RETAIL
COM
78464A714
13614
312614
SH
SOLE
312614
0
0
SPDR S&P RETAIL
COM
78464A714
13
298
SH
OTR
01
0
298
0
SPDR S&P TRANSPORTATION
COM
78464A532
2599
54954
SH
SOLE
54954
0
0
SPDR S&P WORLD EX-US
COM
78463X889
6313
238514
SH
SOLE
238514
0
0
SPDR SER TR DJ WILSHIRE REIT E
COM
78464A607
4326
44430
SH
SOLE
44430
0
0
SPDR SERIES TRUST SPDR S&P PHA
COM
78464A722
1123
25419
SH
SOLE
25419
0
0
SPDR WELLS FARGO PREFERRED STO
COM
78464A292
419
9203
SH
SOLE
9203
0
0
SPDRINDEX SHS FDS S&P EMERGING
COM
78463x509
2589
42732
SH
SOLE
42732
0
0
SPDRSER TR KBW REGL BKG ETF
COM
78464a698
1366
32310
SH
SOLE
32310
0
0
SPECTRA ENERGY CORP
COM
847560109
1838
43000
SH
SOLE
43000
0
0
SQUARE INC CL A
COM
852234103
332
28457
SH
SOLE
28457
0
0
SQUARE INC CL A
COM
852234103
2
194
SH
OTR
01
0
194
0
SSGA ACTIVE ETF TR SPDR TR TAC
COM
78467V848
10556
210314
SH
SOLE
210314
0
0
STANLEY BLACK & DECKER INC
COM
854502101
1148
9337
SH
SOLE
9337
0
0
STARBUCKS CORP
COM
855244109
217
3999
SH
SOLE
3999
0
0
STERIS CORP
COM
G84720104
1024
14008
SH
SOLE
14008
0
0
STRYKER CORP
COM
863667101
1442
12391
SH
SOLE
12391
0
0
SUNTRUST BANKS INC
COM
867914103
1517
34643
SH
SOLE
34643
0
0
SYNAPTICS INC
COM
87157d109
685
11696
SH
SOLE
11696
0
0
SYNAPTICS INC
COM
87157d109
3
59
SH
OTR
01
0
59
0
SYSCO CORP
COM
871829107
1022
20846
SH
SOLE
20846
0
0
Sanderson Farms Inc.
COM
800013104
273
2831
SH
SOLE
2831
0
0
TAGLIKEME CORP COM
COM
87378P105
0
31000
SH
SOLE
31000
0
0
TARGET CORP
COM
87612e106
1347
19615
SH
SOLE
19615
0
0
THE NASDAQ OMX GROUP
COM
631103108
1475
21838
SH
SOLE
21838
0
0
TRIBUNE MEDIA CO - A
COM
896047503
1786
48893
SH
SOLE
48893
0
0
TYSON FOODS INC
COM
902494103
299
4002
SH
SOLE
4002
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
840
8270
SH
SOLE
8270
0
0
UNITEDHEALTH GROUP INC
COM
91324p102
3259
23281
SH
SOLE
23281
0
0
VALERO ENERGY CORP
COM
91913y100
686
12945
SH
SOLE
12945
0
0
VANECK VECTORS ETF TR HIGH YLD
COM
92189F361
62465
1936900
SH
SOLE
1936900
0
0
VANECK VECTORS ETF TR HIGH YLD
COM
92189F361
33
1038
SH
OTR
01
0
1038
0
VANECK VECTORS ETF TR MTG REIT
COM
92189F452
698
31053
SH
SOLE
31053
0
0
VANECK VECTORS ETF TR RETAIL E
COM
92189F684
912
11695
SH
SOLE
11695
0
0
VANECK VECTORS ETF TRUST
COM
92189F437
496
17128
SH
SOLE
17128
0
0
VANGUARD EMERGING MRKTS STOCK
COM
922042858
8588
228235
SH
SOLE
228235
0
0
VANGUARD FTSE ALL WORLD EX US
COM
922042775
33627
740204
SH
SOLE
740204
0
0
VANGUARD FTSE ALL WORLD EX US
COM
922042775
18
396
SH
OTR
01
0
396
0
VANGUARD GLOBAL EX US REAL EST
COM
922042676
3097
55127
SH
SOLE
55127
0
0
VANGUARD HIGH DIVIDEND YIELD I
COM
921946406
16502
228745
SH
SOLE
228745
0
0
VANGUARD INDEX FDS S&P500 ETF
COM
922908363
6712
33780
SH
SOLE
33780
0
0
VANGUARD INTERMEDIATE TERM GOV
COM
92206C706
20695
309900
SH
SOLE
309900
0
0
VANGUARD LONG TERM BOND
COM
921937793
9458
95921
SH
SOLE
95921
0
0
VANGUARD LONG TERM GOVT BOND
COM
92206C847
36619
433571
SH
SOLE
433571
0
0
VANGUARD MBS ETF
COM
92206C771
5595
103694
SH
SOLE
103694
0
0
VANGUARD MID CAP INDEX
COM
922908629
6652
51389
SH
SOLE
51389
0
0
VANGUARD REIT INDEX
COM
922908553
7326
84460
SH
SOLE
84460
0
0
VANGUARD SHORT TERM BOND
COM
921937827
10723
132656
SH
SOLE
132656
0
0
VANGUARD SMALL CAP INDEX
COM
922908751
8504
69602
SH
SOLE
69602
0
0
VANGUARD SMALL CAP VALUE
COM
922908611
1880
16988
SH
SOLE
16988
0
0
VANGUARD TOTAL BOND MARKET IND
COM
921937835
6432
76447
SH
SOLE
76447
0
0
VANGUARD TOTAL INTERNATIONAL B
COM
92203J407
11369
202871
SH
SOLE
202871
0
0
VANGUARD VALUE INDEX
COM
922908744
9917
113983
SH
SOLE
113983
0
0
VANGUARDTAX MANAGED FD EUROPE
COM
921943858
21170
565893
SH
SOLE
565893
0
0
VECTOR GROUP LTD
COM
92240m108
506
23486
SH
SOLE
23486
0
0
VERIZON COMM INC
COM
92343v104
69227
1331800
SH
SOLE
1331800
0
0
VERIZON COMM INC
COM
92343v104
17
329
SH
OTR
01
0
329
0
VOYA GLOBAL EQUITY DIVID& PREM
COM
92912T100
237
32603
SH
SOLE
32603
0
0
Vanguard Bd Indx Fd Inc Interm
COM
921937819
5610
63994
SH
SOLE
63994
0
0
Vanguard Growth
COM
922908736
8955
79751
SH
SOLE
79751
0
0
WALT DISNEY CO
COM
254687106
3082
33188
SH
SOLE
33188
0
0
WALT DISNEY CO
COM
254687106
3
29
SH
OTR
01
0
29
0
WELLS FARGO & CO
COM
949746101
463
10448
SH
SOLE
10448
0
0
WESTERN DIGITAL CORP
COM
958102105
933
15963
SH
SOLE
15963
0
0
WESTERN DIGITAL CORP
COM
958102105
5
78
SH
OTR
01
0
78
0
WEYERHAEUSER CO
COM
962166104
204
6400
SH
SOLE
6400
0
0
WINDSTREAM CORP
COM
97382A200
116
11500
SH
SOLE
11500
0
0
WISDOM TREE EUROPE HEDGED EQUI
COM
97717X701
5850
108855
SH
SOLE
108855
0
0
WISDOMTREE EUROPE SMALLCAP DIV
COM
97717W869
4200
75933
SH
SOLE
75933
0
0
WISDOMTREE TR BLMBG US BULL IS
COM
97717W471
8786
335209
SH
SOLE
335209
0
0
WISDOMTREE TR JAPAN SMALLCAPDI
COM
97717W836
1360
22106
SH
SOLE
22106
0
0
WISDOMTREE TR JAPANTOTAL DIVID
COM
97717W851
3979
92720
SH
SOLE
92720
0
0
WISDOMTREE TR MANAGED FUTURES
COM
97717W125
3301
78466
SH
SOLE
78466
0
0
ASTRAZENECA PLC
ADR
046353108
13063
397523
SH
SOLE
397523
0
0
BAIDU INC
ADR
056752108
357
1962
SH
SOLE
1962
0
0
BAIDU INC
ADR
056752108
2
12
SH
OTR
01
0
12
0
BP PLC
ADR
055622104
50221
1428362
SH
SOLE
1428362
0
0
BP PLC
ADR
055622104
18
512
SH
OTR
01
0
512
0
BROADCOM LIMITED COM NPV
ADR
Y09827109
2957
17140
SH
SOLE
17140
0
0
BROADCOM LIMITED COM NPV
ADR
Y09827109
3
19
SH
OTR
01
0
19
0
CHINA MOBILE LTD
ADR
16941m109
599
9733
SH
SOLE
9733
0
0
DIAGEO PLC
ADR
25243q205
609
5251
SH
SOLE
5251
0
0
GLAXOSMITHKLINE PLC
ADR
37733w105
36861
854640
SH
SOLE
854640
0
0
HIMAX TECHNOLOGIES INC
ADR
43289P106
270
31437
SH
SOLE
31437
0
0
HIMAX TECHNOLOGIES INC
ADR
43289P106
2
195
SH
OTR
01
0
195
0
HSBC HOLDINGS PLC
ADR
404280406
2331
61988
SH
SOLE
61988
0
0
HSBC HOLDINGS PLC
ADR
404280406
3
68
SH
OTR
01
0
68
0
JD COM INC ADR
ADR
47215P106
2285
87570
SH
SOLE
87570
0
0
JD COM INC ADR
ADR
47215P106
3
104
SH
OTR
01
0
104
0
LLOYDS BANKING GROUP PLC
ADR
539439109
315
109695
SH
SOLE
109695
0
0
LLOYDS BANKING GROUP PLC
ADR
539439109
1
499
SH
OTR
01
0
499
0
NATIONAL GRID PLC
ADR
636274300
42510
597804
SH
SOLE
597804
0
0
NATIONAL GRID PLC
ADR
636274300
8
114
SH
OTR
01
0
114
0
ROYAL DUTCH SHELL PLC CL B ADR
ADR
780259107
27154
513979
SH
SOLE
513979
0
0
ROYAL DUTCH SHELL PLC CL B ADR
ADR
780259107
16
299
SH
OTR
01
0
299
0
SANOFI SA
ADR
80105N105
30488
798327
SH
SOLE
798327
0
0
SCHLUMBERGER LTD
ADR
806857108
1757
22340
SH
SOLE
22340
0
0
SKECHERSUSA INC
ADR
830566105
422
18415
SH
SOLE
18415
0
0
SKECHERSUSA INC
ADR
830566105
2
88
SH
OTR
01
0
88
0
SONY CORP
ADR
835699307
932
28051
SH
SOLE
28051
0
0
SONY CORP
ADR
835699307
4
110
SH
OTR
01
0
110
0
TELSTRA CORP LTD
ADR
87969N204
18109
913674
SH
SOLE
913674
0
0
TELSTRA CORP LTD
ADR
87969N204
8
411
SH
OTR
01
0
411
0
TENCENT HOLDINGS LTD
ADR
88032Q109
673
24522
SH
SOLE
24522
0
0
TENCENT HOLDINGS LTD
ADR
88032Q109
3
102
SH
OTR
01
0
102
0
UNILEVER PLC
ADR
904767704
20233
426852
SH
SOLE
426852
0
0
VODAFONE GROUP PLC
ADR
92857W308
56133
1925649
SH
SOLE
1925649
0
0
VODAFONE GROUP PLC
ADR
92857W308
20
688
SH
OTR
01
0
688
0