0001412575-16-000007.txt : 20160513 0001412575-16-000007.hdr.sgml : 20160513 20160513143207 ACCESSION NUMBER: 0001412575-16-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160513 DATE AS OF CHANGE: 20160513 EFFECTIVENESS DATE: 20160513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AVIANCE CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001412575 IRS NUMBER: 205833107 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14439 FILM NUMBER: 161647624 BUSINESS ADDRESS: STREET 1: 501 NORTH CATTLEMEN DRIVE CITY: SARASOTA STATE: FL ZIP: 34232 BUSINESS PHONE: 941-441-1635 MAIL ADDRESS: STREET 1: 501 NORTH CATTLEMEN DRIVE CITY: SARASOTA STATE: FL ZIP: 34232 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001412575 XXXXXXXX 03-31-2016 03-31-2016 AVIANCE CAPITAL MANAGEMENT, LLC
501 NORTH CATTLEMEN DRIVE SARASOTA FL 34232
13F HOLDINGS REPORT 028-14439 N
Edward C. Bertelsen Chief Operating Officer 941-441-1912 Edward C. Bertelsen Sarasota FL 05-13-2016 1 412 3034802 false 1 0001542383 Aviance Capital Partners, LLC
INFORMATION TABLE 2 acm13f1q2016.xml 3M CO COM 88579y101 2148 12892 SH SOLE 12892 0 0 3M CO COM 88579y101 4 26 SH OTR 01 0 26 0 AALPHABET INC. CLASS A COM 02079K305 1258 1649 SH SOLE 1649 0 0 AALPHABET INC. CLASS A COM 02079K305 7 9 SH OTR 01 0 9 0 ABBOTT LABORATORIES COM 002824100 466 11133 SH SOLE 11133 0 0 ABBOTT LABORATORIES COM 002824100 1 29 SH OTR 01 0 29 0 ABBVIE INC COM 00287Y109 15669 274326 SH SOLE 274326 0 0 AETNA INC COM 00817y108 924 8220 SH SOLE 8220 0 0 AFLAC INC COM 001055102 317 5021 SH SOLE 5021 0 0 AGCO CORP COM 001084102 368 7409 SH SOLE 7409 0 0 ALASKA AIR GROUP INC COM 011659109 1361 16592 SH SOLE 16592 0 0 ALCOA INC COM 013817101 1491 155649 SH SOLE 155649 0 0 ALIBABA GROUP HLDG LTD SPONSOR COM 01609W102 2239 28327 SH SOLE 28327 0 0 ALIBABA GROUP HLDG LTD SPONSOR COM 01609W102 8 98 SH OTR 01 0 98 0 ALPHABET INC. CLASS C COM 02079K107 260 349 SH SOLE 349 0 0 ALPS SECTOR DIVIDEND DOGS COM 00162Q858 927 23805 SH SOLE 23805 0 0 ALPS SECTOR DIVIDEND DOGS COM 00162Q858 2 50 SH OTR 01 0 50 0 ALTRIA GROUP INC COM 02209s103 23925 381830 SH SOLE 381830 0 0 ALTRIA GROUP INC COM 02209s103 2 28 SH OTR 01 0 28 0 AMAZON.COM INC COM 023135106 459 773 SH SOLE 773 0 0 AMAZON.COM INC COM 023135106 8 14 SH OTR 01 0 14 0 AMDOCS LTD COM G02602103 1283 21229 SH SOLE 21229 0 0 AMERICAN ELECTRIC POWER CO COM 025537101 6136 92409 SH SOLE 92409 0 0 AMERICAN INTL GROUP INC COM 026874784 22662 419288 SH SOLE 419288 0 0 AMERICAN INTL GROUP INC COM 026874784 47 870 SH OTR 01 0 870 0 AMERICAN WATER WORKS CO INC COM 030420103 670 9723 SH SOLE 9723 0 0 AMERIPRISE FINANCIAL INC COM 03076c106 1265 13458 SH SOLE 13458 0 0 AMERISOURCE BERGEN CORP COM 03073e105 277 3203 SH SOLE 3203 0 0 AMGEN INC COM 031162100 1158 7723 SH SOLE 7723 0 0 APPLE INC COM 037833100 14589 133857 SH SOLE 133857 0 0 APPLE INC COM 037833100 20 179 SH OTR 01 0 179 0 AT&T INC COM 00206r102 73561 1878001 SH SOLE 1878001 0 0 AT&T INC COM 00206r102 48 1238 SH OTR 01 0 1238 0 ATMOS ENERGY CORP COM 049560105 272 3658 SH SOLE 3658 0 0 AVERY DENNISON CORP COM 053611109 227 3141 SH SOLE 3141 0 0 AVNET INC COM 053807103 312 7036 SH SOLE 7036 0 0 BAXTER INTL INC COM 071813109 298 7261 SH SOLE 7261 0 0 BAXTER INTL INC COM 071813109 1 19 SH OTR 01 0 19 0 BCE INC COM 05534b760 17514 384580 SH SOLE 384580 0 0 BLACKROCK CORPORATE HIGH YIELD COM 09255P107 928 93078 SH SOLE 93078 0 0 BLACKROCK CORPORATE HIGH YIELD COM 09255P107 3 252 SH OTR 01 0 252 0 BOEING CO COM 097023105 1560 12288 SH SOLE 12288 0 0 BOEING CO COM 097023105 1 10 SH OTR 01 0 10 0 BRIGGS & STRATTON CORP COM 109043109 343 14341 SH SOLE 14341 0 0 BRINKER INTL INC COM 109641100 250 5442 SH SOLE 5442 0 0 BROADRIDGE FINANCIAL SOLUTIONS COM 11133T103 980 16520 SH SOLE 16520 0 0 BUFFALO WILD WINGS INC COM 119848109 325 2197 SH SOLE 2197 0 0 BUFFALO WILD WINGS INC COM 119848109 8 57 SH OTR 01 0 57 0 CAL-MAINE FOODS INC. COM 128030202 331 6368 SH SOLE 6368 0 0 CAMPBELL SOUP CO COM 134429109 1210 18971 SH SOLE 18971 0 0 CARDINAL HEALTH INC COM 14149y108 1155 14090 SH SOLE 14090 0 0 CDW CORP COM USD0.01 COM 12514G108 1205 29029 SH SOLE 29029 0 0 CELGENE CORP COM 151020104 200 2001 SH SOLE 2001 0 0 CHARLES SCHWAB CORP COM 808513105 7675 273905 SH SOLE 273905 0 0 CHARLES SCHWAB CORP COM 808513105 0 12 SH OTR 01 0 12 0 CHECK POINT SOFTWARE TECH LTD COM m22465104 503 5756 SH SOLE 5756 0 0 CHECK POINT SOFTWARE TECH LTD COM m22465104 4 51 SH OTR 01 0 51 0 CHEVRON CORP COM 166764100 34103 357470 SH SOLE 357470 0 0 CHEVRON CORP COM 166764100 24 249 SH OTR 01 0 249 0 CIGNA CORP COM 125509109 329 2397 SH SOLE 2397 0 0 CINEMARK HOLDINGS INC COM 17243V102 304 8478 SH SOLE 8478 0 0 CISCO SYSTEMS INC COM 17275r102 3615 126993 SH SOLE 126993 0 0 CISCO SYSTEMS INC COM 17275r102 14 483 SH OTR 01 0 483 0 CMS ENERGY CORP COM 125896100 864 20365 SH SOLE 20365 0 0 COCA COLA CO COM 191216100 9018 194396 SH SOLE 194396 0 0 COCA COLA CO COM 191216100 1 31 SH OTR 01 0 31 0 COMCAST CORP COM 20030N101 891 14582 SH SOLE 14582 0 0 COMFORT SYS USA INC COM 199908104 354 11145 SH SOLE 11145 0 0 CONOCOPHILLIPS COM 20825C104 824 20459 SH SOLE 20459 0 0 CONSOLIDATED EDISON INC COM 209115104 5999 78297 SH SOLE 78297 0 0 CROWN CASTLE INTL CORP COM 22822V101 10558 122059 SH SOLE 122059 0 0 CROWN CASTLE INTL CORP COM 22822V101 27 311 SH OTR 01 0 311 0 CUMMINS INC COM 231021106 1202 10929 SH SOLE 10929 0 0 CURRENCY SHARES EURO TRUST COM 23130C108 7663 68927 SH SOLE 68927 0 0 CVS CAREMARK CORP COM 126650100 1256 12105 SH SOLE 12105 0 0 DEERE & CO COM 244199105 434 5634 SH SOLE 5634 0 0 DELUXE CORP COM 248019101 346 5541 SH SOLE 5541 0 0 DEPOMED INC COM 249908104 141 10089 SH SOLE 10089 0 0 DHS HLDG CO COM COM 23330G107 0 22871 SH SOLE 22871 0 0 DOMINION RESOURCES INC COM 25746u109 10500 139777 SH SOLE 139777 0 0 DR HORTON INC COM 23331a109 1145 37879 SH SOLE 37879 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 1048 11715 SH SOLE 11715 0 0 DST SYSTEMS INC DEL COM COM 233326107 305 2707 SH SOLE 2707 0 0 DUKE ENERGY CORP COM 26441C204 25001 309883 SH SOLE 309883 0 0 DUKE ENERGY CORP COM 26441C204 0 4 SH OTR 01 0 4 0 EATON VANCE ENHANCEDEQUITY INC COM 278277108 476 36734 SH SOLE 36734 0 0 EATON VANCE ENHANCEDEQUITY INC COM 278277108 1 90 SH OTR 01 0 90 0 EATON VANCE TAX MANAGEDBUY WRI COM 27828y108 194 13215 SH SOLE 13215 0 0 ELECTRONIC ARTS COM 285512109 931 14086 SH SOLE 14086 0 0 ETFIS SER TR I NEWFLEET MULTI- COM 26923G707 162206 6493208 SH SOLE 6493208 0 0 ETFIS SER TR I NEWFLEET MULTI- COM 26923G707 158 6334 SH OTR 01 0 6334 0 EURONETWORLDWIDE INC COM 298736109 295 3985 SH SOLE 3985 0 0 EXPEDITORS INTL OF WASHINGTON COM 302130109 349 7156 SH SOLE 7156 0 0 EXXON MOBIL CORP COM 30231G102 47772 571503 SH SOLE 571503 0 0 EXXON MOBIL CORP COM 30231G102 37 448 SH OTR 01 0 448 0 FACEBOOK INC COM 30303M102 425 3723 SH SOLE 3723 0 0 FACEBOOK INC COM 30303M102 6 56 SH OTR 01 0 56 0 FIRST SOLAR INC COM 336433107 820 11983 SH SOLE 11983 0 0 FIRST SOLAR INC COM 336433107 14 202 SH OTR 01 0 202 0 FIRST TR EXCHANGE TRADEDFD II COM 33734X119 24196 524624 SH SOLE 524624 0 0 FIRST TR EXCHANGE TRADEDFD II COM 33734X119 34 732 SH OTR 01 0 732 0 FIRST TR LARGE CAP COREALPHADE COM 33734K109 36756 823939 SH SOLE 823939 0 0 FIRST TRUST CONSUMER DISCRETIO COM 33734X101 6537 185823 SH SOLE 185823 0 0 FIRST TRUST DORSEY WRIGHT FOCU COM 33738R605 6034 279245 SH SOLE 279245 0 0 FIRST TRUST DORSEY WRIGHT FOCU COM 33738R605 2 87 SH OTR 01 0 87 0 FIRST TRUST DOW JONES INTERNET COM 33733E302 367 5379 SH SOLE 5379 0 0 FIRST TRUST ENERGY ALPHADEX FU COM 33734X127 1904 134855 SH SOLE 134855 0 0 FIRST TRUST FINANCIALS ALPHADE COM 33734X135 11603 513198 SH SOLE 513198 0 0 FIRST TRUST HEALTH CARE ALPHAD COM 33734X143 8093 145189 SH SOLE 145189 0 0 FIRST TRUST HIGH YIELD LONG SH COM 33738D408 59099 1247076 SH SOLE 1247076 0 0 FIRST TRUST HIGH YIELD LONG SH COM 33738D408 56 1179 SH OTR 01 0 1179 0 FIRST TRUST ISE GLOBAL WIND EN COM 33736G106 1051 90317 SH SOLE 90317 0 0 FIRST TRUST MID CAP CORE ALPHA COM 33735B108 4431 89275 SH SOLE 89275 0 0 FIRST TRUST SMALL CAP CORE ALP COM 33734Y109 4389 97319 SH SOLE 97319 0 0 FIRST TRUST TECHNOLOGY ALPHADE COM 33734X176 10589 321280 SH SOLE 321280 0 0 FIRST TRUST UTILITIES ALPHADEX COM 33734X184 1725 66384 SH SOLE 66384 0 0 FLUOR CORP COM 343412102 521 9702 SH SOLE 9702 0 0 FORD MOTOR CO COM 345370860 951 70456 SH SOLE 70456 0 0 GA T X CORP COM 361448103 320 6747 SH SOLE 6747 0 0 GENERAL DYNAMICS CORP COM 369550108 909 6919 SH SOLE 6919 0 0 GENERAL ELECTRIC CO COM 369604103 4238 133312 SH SOLE 133312 0 0 GENERAL ELECTRIC CO COM 369604103 1 46 SH OTR 01 0 46 0 GENERAL MILLS INC COM 370334104 9154 144504 SH SOLE 144504 0 0 GILEAD SCIENCES INC COM 375558103 3421 37240 SH SOLE 37240 0 0 GILEAD SCIENCES INC COM 375558103 6 68 SH OTR 01 0 68 0 GLOBAL X FUNDS GLOBAL X SUPERI COM 37950E333 30118 2266247 SH SOLE 2266247 0 0 GLOBAL X FUNDS GLOBAL X SUPERI COM 37950E333 3 223 SH OTR 01 0 223 0 GOLDMAN SACHS ETF TR EQUITY ET COM 381430503 242 5769 SH SOLE 5769 0 0 GREATBATCH INC COM 39153l106 272 7629 SH SOLE 7629 0 0 GUGGENHEIM BULLETSHARES 2016 COM 18383M415 7945 307722 SH SOLE 307722 0 0 GUGGENHEIM BULLETSHARES 2016 COM 18383M415 0 14 SH OTR 01 0 14 0 GUGGENHEIM BULLETSHARES 2017 C COM 18383M548 11574 511204 SH SOLE 511204 0 0 GUGGENHEIM BULLETSHARES 2021 C COM 18383M266 762 36095 SH SOLE 36095 0 0 GUGGENHEIM ENHANCED SHORT DURA COM 18383M654 17374 348392 SH SOLE 348392 0 0 HARMAN INTL INDUSTRIES INC COM 413086109 315 3537 SH SOLE 3537 0 0 HARTFORD FINANCIAL SERVICES GR COM 416515104 969 21025 SH SOLE 21025 0 0 HASBROINC COM 418056107 760 9492 SH SOLE 9492 0 0 HASBROINC COM 418056107 2 23 SH OTR 01 0 23 0 HOLLYFRONTIER CORPORATIONCOM U COM 436106108 953 26994 SH SOLE 26994 0 0 HOME DEPOT INC COM 437076102 1699 12736 SH SOLE 12736 0 0 HONEYWELL INTL INC COM 438516106 2571 22949 SH SOLE 22949 0 0 HORMEL FOODS CORPORATION COM 440452100 569 13165 SH SOLE 13165 0 0 INTEL CORP COM 458140100 618 19102 SH SOLE 19102 0 0 INTEL CORP COM 458140100 2 49 SH OTR 01 0 49 0 INTERPUBLIC GROUP OF COMPANIES COM 460690100 1141 49734 SH SOLE 49734 0 0 IPACKETS INTL INC COM 46262T102 0 10000 SH SOLE 10000 0 0 IPATH DOW JONES UBS COM TOTAL COM 06738c778 2992 139186 SH SOLE 139186 0 0 IQ HEDGE MULTI STRATEGY TRACKE COM 45409B107 3848 133523 SH SOLE 133523 0 0 IQ MERGER ARBITRAGE ETF COM 45409B800 3517 121873 SH SOLE 121873 0 0 ISHARES BARCLAYS 20+ YEAR TREA COM 464287432 6636 50806 SH SOLE 50806 0 0 ISHARES BARCLAYS 3-7 YEAR TREA COM 464288661 3006 23868 SH SOLE 23868 0 0 ISHARES BARCLAYS AGGREGATE BON COM 464287226 218730 1973651 SH SOLE 1973651 0 0 ISHARES BARCLAYS AGGREGATE BON COM 464287226 123 1109 SH OTR 01 0 1109 0 ISHARES BARCLAYS INTER CREDIT COM 464288638 898 8184 SH SOLE 8184 0 0 ISHARES COHEN & STEERS REALTY COM 464287564 480 4650 SH SOLE 4650 0 0 ISHARES COMEX GOLD TRUST INDEX COM 464285105 2819 237313 SH SOLE 237313 0 0 ISHARES CORE S&P TOTAL US STOC COM 464287150 38638 413862 SH SOLE 413862 0 0 ISHARES CORE S&P TOTAL US STOC COM 464287150 13 136 SH OTR 01 0 136 0 ISHARES CURRENCY HEDGED MSCI E COM 46434V803 485 20327 SH SOLE 20327 0 0 ISHARES DOW JONES SELECT DIV I COM 464287168 23061 282366 SH SOLE 282366 0 0 ISHARES DOW JONES TRANSPORT AV COM 464287192 2477 17395 SH SOLE 17395 0 0 ISHARES DOW JONES TRANSPORT AV COM 464287192 9 65 SH OTR 01 0 65 0 ISHARES DOW JONES US CONSUMER COM 464287580 323 2214 SH SOLE 2214 0 0 ISHARES DOW JONES US CONSUMER COM 464287580 7 47 SH OTR 01 0 47 0 ISHARES DOW JONES US REAL ESTA COM 464287739 14657 188249 SH SOLE 188249 0 0 ISHARES FTSE EPRA/NAREIT DEV R COM 464288489 257 8789 SH SOLE 8789 0 0 ISHARES HIGH DIVIDEND EQUITY F COM 46429B663 484 6200 SH SOLE 6200 0 0 ISHARES IBOXX $ HIGH YIELD COR COM 464288513 51033 624720 SH SOLE 624720 0 0 ISHARES IBOXX $ HIGH YIELD COR COM 464288513 1 11 SH OTR 01 0 11 0 ISHARES IBOXX $ INV GRADE CORP COM 464287242 131007 1102567 SH SOLE 1102567 0 0 ISHARES IBOXX $ INV GRADE CORP COM 464287242 113 954 SH OTR 01 0 954 0 ISHARES MSCI AUSTRALIA INDEX COM 464286103 1100 56911 SH SOLE 56911 0 0 ISHARES MSCI EAFE INDEX COM 464287465 22846 399679 SH SOLE 399679 0 0 ISHARES MSCI USA MINIMUM VOLAT COM 46429B697 34526 785931 SH SOLE 785931 0 0 ISHARES NASDAQ BIOTECHNOLOGY I COM 464287556 3805 14588 SH SOLE 14588 0 0 ISHARES NASDAQ BIOTECHNOLOGY I COM 464287556 3 10 SH OTR 01 0 10 0 ISHARES RUSSELL 1000 GROWTH IN COM 464287614 202 2027 SH SOLE 2027 0 0 ISHARES RUSSELL 1000 VALUE IND COM 464287598 966 9774 SH SOLE 9774 0 0 ISHARES RUSSELL MICROCAP INDEX COM 464288869 908 13371 SH SOLE 13371 0 0 ISHARES S&P 100 INDEX COM 464287101 1737 19014 SH SOLE 19014 0 0 ISHARES S&P 100 INDEX COM 464287101 5 60 SH OTR 01 0 60 0 ISHARES S&P 500 INDEX COM 464287200 116137 561997 SH SOLE 561997 0 0 ISHARES S&P MIDCAP 400 INDEX COM 464287507 1509 10462 SH SOLE 10462 0 0 ISHARES S&P NORTH AMERICA SOFT COM 464287515 8027 79733 SH SOLE 79733 0 0 ISHARES S&P SMALLCAP 600 INDEX COM 464287804 818 7264 SH SOLE 7264 0 0 ISHARES TRUST 0-5YR HIGH YEILD COM 46434V407 19379 430366 SH SOLE 430366 0 0 ISHARES TRUST 0-5YR HIGH YEILD COM 46434V407 1 19 SH OTR 01 0 19 0 ISHARES US ETF TRUST SHORT MAT COM 46431W507 18395 367459 SH SOLE 367459 0 0 IShares Crncy Hedgd MSCI EM COM 46434G509 544 26283 SH SOLE 26283 0 0 JOHNSON & JOHNSON COM 478160104 11922 110181 SH SOLE 110181 0 0 JOHNSON & JOHNSON COM 478160104 4 39 SH OTR 01 0 39 0 JOHNSON CONTROLS INC COM 478366107 968 24833 SH SOLE 24833 0 0 JP MORGAN CHASE & CO COM 46625h100 1293 21838 SH SOLE 21838 0 0 JP MORGAN CHASE & CO COM 46625h100 1 18 SH OTR 01 0 18 0 KANSAS CITY SOUTHERN COM 485170302 694 8117 SH SOLE 8117 0 0 KANSAS CITY SOUTHERN COM 485170302 14 158 SH OTR 01 0 158 0 KELLOGG CO COM 487836108 214 2792 SH SOLE 2792 0 0 KEYSIGHT TECHNOLOGIES INC COM COM 49338L103 210 7566 SH SOLE 7566 0 0 KIMBERLY CLARK CORP COM 494368103 16089 119609 SH SOLE 119609 0 0 KIMBERLY CLARK CORP COM 494368103 9 65 SH OTR 01 0 65 0 KRAFT HEINZ CO COM COM 500754106 22218 282815 SH SOLE 282815 0 0 KRAFT HEINZ CO COM COM 500754106 1 16 SH OTR 01 0 16 0 KROGER CO COM 501044101 1239 32383 SH SOLE 32383 0 0 LAM RESEARCH CORP COM 512807108 1327 16062 SH SOLE 16062 0 0 LEAR CORP COM 521865204 822 7391 SH SOLE 7391 0 0 LOCKHEED MARTIN CORP COM 539830109 1117 5043 SH SOLE 5043 0 0 LOCKHEED MARTIN CORP COM 539830109 12 53 SH OTR 01 0 53 0 LOWES COMPANIES INC COM 548661107 1749 23088 SH SOLE 23088 0 0 LOWES COMPANIES INC COM 548661107 1 19 SH OTR 01 0 19 0 LYONDELLBASELL INDUSTRIES NV O COM N53745100 667 7791 SH SOLE 7791 0 0 MARATHON PETROLEUM CORP COM 56585A102 326 8756 SH SOLE 8756 0 0 MARKET VECTORS PREF EX-FINAN COM 57061R791 19469 965719 SH SOLE 965719 0 0 MARKET VECTORS PREF EX-FINAN COM 57061R791 1 31 SH OTR 01 0 31 0 MARSH & MCLENNAN COMPANIES INC COM 571748102 212 3487 SH SOLE 3487 0 0 MCDONALDS CORP COM 580135101 19028 151399 SH SOLE 151399 0 0 MCDONALDS CORP COM 580135101 4 34 SH OTR 01 0 34 0 MERCK & CO INC COM 58933y105 16951 320383 SH SOLE 320383 0 0 MICROSOFT CORP COM 594918104 36584 662401 SH SOLE 662401 0 0 MICROSOFT CORP COM 594918104 41 734 SH OTR 01 0 734 0 MONSTER BEVERAGE CORPORATION COM 61174X109 377 2826 SH SOLE 2826 0 0 MONSTER BEVERAGE CORPORATION COM 61174X109 9 65 SH OTR 01 0 65 0 MY VINTAGE BABY INC COM 62847C100 0 10000 SH SOLE 10000 0 0 NCR CORP COM 62886e108 511 17067 SH SOLE 17067 0 0 NEENAHPAPER INC COM 640079109 225 3527 SH SOLE 3527 0 0 NETFLIX INC COM 64110l106 202 1973 SH SOLE 1973 0 0 NETFLIX INC COM 64110l106 4 43 SH OTR 01 0 43 0 NEW RESIDENTIAL INVESTMENT COR COM 64828T201 15972 1373305 SH SOLE 1373305 0 0 NEW RESIDENTIAL INVESTMENT COR COM 64828T201 29 2476 SH OTR 01 0 2476 0 NEW YORK COMMUNITY BANCORP INC COM 649445103 534 33604 SH SOLE 33604 0 0 NEW YORK COMMUNITY BANCORP INC COM 649445103 1 76 SH OTR 01 0 76 0 NEWFLEET MULTI-SECTOR INCOME E COM 00768Y727 137840 2847933 SH SOLE 2847933 0 0 NEWFLEET MULTI-SECTOR INCOME E COM 00768Y727 112 2319 SH OTR 01 0 2319 0 NIKE INC COM 654106103 353 5744 SH SOLE 5744 0 0 NORFOLK SOUTHERN CORP COM 655844108 304 3647 SH SOLE 3647 0 0 NU SKIN ENTERPRISES INCCL A FR COM 67018t105 422 11045 SH SOLE 11045 0 0 NU SKIN ENTERPRISES INCCL A FR COM 67018t105 9 236 SH OTR 01 0 236 0 NUVEEN S&P 500 DYNAMIC OVERWRI COM 6706EW100 135 10159 SH SOLE 10159 0 0 OMEGA HEALTHCARE INVESTORS INC COM 681936100 6647 188301 SH SOLE 188301 0 0 PEPSICO INC COM 713448108 5306 51771 SH SOLE 51771 0 0 PFIZER INC COM 717081103 10440 352237 SH SOLE 352237 0 0 PFIZER INC COM 717081103 18 597 SH OTR 01 0 597 0 PG&E CORP COM 69331c108 269 4512 SH SOLE 4512 0 0 PHILIP MORRIS INTL INC COM 718172109 26150 266534 SH SOLE 266534 0 0 PIMCO 0 TO 5 YEAR HIGH YIELD C COM 72201R783 1946 20932 SH SOLE 20932 0 0 PNC FINANCIAL SERVICES GROUP I COM 693475105 10420 123213 SH SOLE 123213 0 0 PNC FINANCIAL SERVICES GROUP I COM 693475105 25 292 SH OTR 01 0 292 0 POWERSHARES DYNAMIC MEDIA PORT COM 73935X823 2518 103325 SH SOLE 103325 0 0 POWERSHARES ETF TR II DWA TCTL COM 73937B498 302 12760 SH SOLE 12760 0 0 POWERSHARES EXCH TRADED FD TST COM 73937B597 1793 74795 SH SOLE 74795 0 0 POWERSHARES GLOBAL CLEAN ENERG COM 73936T615 2796 257939 SH SOLE 257939 0 0 POWERSHARES GLOBAL EXCHANGETRA COM 73936g308 1847 91232 SH SOLE 91232 0 0 POWERSHARES GLOBAL LISTED PRIV COM 73935X195 3975 385508 SH SOLE 385508 0 0 POWERSHARES NASDAQ INTERNET PO COM 73935X146 919 12137 SH SOLE 12137 0 0 POWERSHARES NASDAQ INTERNET PO COM 73935X146 3 35 SH OTR 01 0 35 0 POWERSHARES QQQ TRUST SERIES 1 COM 73935A104 18885 172935 SH SOLE 172935 0 0 POWERSHARES SENIOR LOAN PORTFO COM 73936Q769 52242 2299871 SH SOLE 2299871 0 0 POWERSHARES SENIOR LOAN PORTFO COM 73936Q769 53 2325 SH OTR 01 0 2325 0 PPG INDUSTRIES INC COM 693506107 1089 9770 SH SOLE 9770 0 0 PPL CORP COM 69351t106 13022 342056 SH SOLE 342056 0 0 PPL CORP COM 69351t106 1 37 SH OTR 01 0 37 0 PROCTER & GAMBLE CO COM 742718109 23760 288667 SH SOLE 288667 0 0 PROCTER & GAMBLE CO COM 742718109 15 182 SH OTR 01 0 182 0 PROSHARES S&P 500 ARISTOCRATS COM 74348A467 15032 287313 SH SOLE 287313 0 0 PROSHARES S&P 500 ARISTOCRATS COM 74348A467 27 519 SH OTR 01 0 519 0 PROSHARES SHORT S&P 500 COM 74347R503 869 42572 SH SOLE 42572 0 0 PROSHARES SHORT S&P 500 COM 74347R503 18 875 SH OTR 01 0 875 0 PROSHARES TR SHORT QQQ NEW ISI COM 74347B714 270 5142 SH SOLE 5142 0 0 PROSHARES TR SHORT QQQ NEW ISI COM 74347B714 6 113 SH OTR 01 0 113 0 PUREFUNDS ISE CYBER SECURITY COM 30304R407 3685 153735 SH SOLE 153735 0 0 QORVO INC COM ISIN #US74736K10 COM 74736K101 431 8558 SH SOLE 8558 0 0 QORVO INC COM ISIN #US74736K10 COM 74736K101 9 177 SH OTR 01 0 177 0 QUALCOMM INC COM 747525103 502 9825 SH SOLE 9825 0 0 QUALCOMM INC COM 747525103 10 205 SH OTR 01 0 205 0 QUEST DIAGNOSTICS INC COM 74834L100 310 4341 SH SOLE 4341 0 0 RAYTHEON CO COM 755111507 518 4225 SH SOLE 4225 0 0 RAYTHEON CO COM 755111507 11 86 SH OTR 01 0 86 0 REYNOLDS AMERICAN INC COM 761713106 21234 422069 SH SOLE 422069 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 856 10424 SH SOLE 10424 0 0 RYDEX S&P 500 PURE GROWTH COM 78355W403 4768 60052 SH SOLE 60052 0 0 RYDEX S&P EQUAL WEIGHT FUND COM 78355W106 9963 126873 SH SOLE 126873 0 0 RYDEX S&P EQUAL WEIGHT FUND COM 78355W106 5 65 SH OTR 01 0 65 0 SALESFORCE.COM INC COM 79466L302 615 8328 SH SOLE 8328 0 0 SALESFORCE.COM INC COM 79466L302 10 142 SH OTR 01 0 142 0 SANDISK CORP COM 80004c101 295 3873 SH SOLE 3873 0 0 SEALED AIR CORP NEW COM 81211k100 718 14951 SH SOLE 14951 0 0 SELECT SECTOR SPDR CONSUMER DI COM 81369Y407 20482 258941 SH SOLE 258941 0 0 SELECT SECTOR SPDR CONSUMER DI COM 81369Y407 22 273 SH OTR 01 0 273 0 SELECT SECTOR SPDR CONSUMER ST COM 81369Y308 14974 282211 SH SOLE 282211 0 0 SELECT SECTOR SPDR CONSUMER ST COM 81369Y308 9 175 SH OTR 01 0 175 0 SELECT SECTOR SPDR FINANCIAL COM 81369y605 6449 286619 SH SOLE 286619 0 0 SELECT SECTOR SPDR HEALTH CARE COM 81369Y209 1875 27665 SH SOLE 27665 0 0 SELECT SECTOR SPDR TECHNOLOGY COM 81369Y803 64240 1448150 SH SOLE 1448150 0 0 SELECT SECTOR SPDR TECHNOLOGY COM 81369Y803 112 2518 SH OTR 01 0 2518 0 SELECT SECTOR SPDR UTILITIES COM 81369y886 37130 748287 SH SOLE 748287 0 0 SELECT SECTOR SPDR UTILITIES COM 81369y886 38 771 SH OTR 01 0 771 0 SERVICENOW INC COM 81762P102 511 8345 SH SOLE 8345 0 0 SERVICENOW INC COM 81762P102 10 166 SH OTR 01 0 166 0 SILICONMOTION TECHNOLOGY CORP COM 82706c108 957 24652 SH SOLE 24652 0 0 SILICONMOTION TECHNOLOGY CORP COM 82706c108 17 437 SH OTR 01 0 437 0 SKYWORKS SOLUTIONS INC COM 83088m102 1679 21559 SH SOLE 21559 0 0 SKYWORKS SOLUTIONS INC COM 83088m102 8 97 SH OTR 01 0 97 0 SOUTHERN CO COM 842587107 23754 459201 SH SOLE 459201 0 0 SOUTHERN CO COM 842587107 0 6 SH OTR 01 0 6 0 SOUTHERN COPPER CORP COM 84265V105 254 9181 SH SOLE 9181 0 0 SOUTHWEST AIRLINES CO COM 844741108 202 4514 SH SOLE 4514 0 0 SPDR BARCLAY CV BD E COM 78464A359 1707 39521 SH SOLE 39521 0 0 SPDR BARCLAYS CAPITAL HIGH YIE COM 78464A417 24288 709140 SH SOLE 709140 0 0 SPDR BARCLAYS CAPITAL SHORT TE COM 78468R408 24163 935836 SH SOLE 935836 0 0 SPDR BLACKSTONE GSO SENIOR LOA COM 78467V608 54834 1179725 SH SOLE 1179725 0 0 SPDR BLACKSTONE GSO SENIOR LOA COM 78467V608 1 24 SH OTR 01 0 24 0 SPDR BOFA MERRILL LYNCH CROSSO COM 78468R606 2136 84988 SH SOLE 84988 0 0 SPDR DOW JONES INDUSTRIAL AVER COM 78467X109 50582 286358 SH SOLE 286358 0 0 SPDR DOW JONES INDUSTRIAL AVER COM 78467X109 50 285 SH OTR 01 0 285 0 SPDR GOLD SHARES COM 78463V107 4121 35029 SH SOLE 35029 0 0 SPDR KBW BANK ETF COM 78464A797 579 19078 SH SOLE 19078 0 0 SPDR KBW BANK ETF COM 78464A797 2 57 SH OTR 01 0 57 0 SPDR NUVEEN S&P HIGH YIELD MUN COM 78464A284 16229 281358 SH SOLE 281358 0 0 SPDR NUVEEN S&P HIGH YIELD MUN COM 78464A284 1 10 SH OTR 01 0 10 0 SPDR S&P 500 COM 78462F103 60047 292169 SH SOLE 292169 0 0 SPDR S&P 500 COM 78462F103 47 229 SH OTR 01 0 229 0 SPDR S&P INTL HEALTH CARE SECT COM 78463X681 4857 104318 SH SOLE 104318 0 0 SPDR S&P INTL UTILITIES SECTOR COM 78463X632 3291 200071 SH SOLE 200071 0 0 SPDR S&P MIDCAP 400 COM 78467Y107 9618 36609 SH SOLE 36609 0 0 SPDR S&P TRANSPORTATION COM 78464A532 10469 228081 SH SOLE 228081 0 0 SPDR S&P TRANSPORTATION COM 78464A532 9 201 SH OTR 01 0 201 0 SPDR SERIES TRUST SPDR S&P PHA COM 78464A722 1314 32643 SH SOLE 32643 0 0 SPECTRA ENERGY CORP COM 847560109 253 8277 SH SOLE 8277 0 0 SSGA ACTIVE ETF TR SPDR TR TAC COM 78467V848 7712 156181 SH SOLE 156181 0 0 STANLEY BLACK & DECKER INC COM 854502101 960 9120 SH SOLE 9120 0 0 STARBUCKS CORP COM 855244109 568 9517 SH SOLE 9517 0 0 STARBUCKS CORP COM 855244109 8 139 SH OTR 01 0 139 0 STERIS CORP COM G84720104 898 12634 SH SOLE 12634 0 0 SUNTRUST BANKS INC COM 867914103 1186 32858 SH SOLE 32858 0 0 SYNAPTICS INC COM 87157d109 241 3028 SH SOLE 3028 0 0 SYNAPTICS INC COM 87157d109 5 58 SH OTR 01 0 58 0 Sanderson Farms Inc. COM 800013104 325 3604 SH SOLE 3604 0 0 TARGET CORP COM 87612e106 3182 38678 SH SOLE 38678 0 0 TESORO CORP COM 881609101 729 8477 SH SOLE 8477 0 0 THE NASDAQ OMX GROUP COM 631103108 1229 18508 SH SOLE 18508 0 0 TRIBUNE MEDIA CO - A COM 896047503 2261 58964 SH SOLE 58964 0 0 TWITTER INC COM 90184L102 646 39020 SH SOLE 39020 0 0 TWITTER INC COM 90184L102 14 828 SH OTR 01 0 828 0 TYSON FOODS INC COM 902494103 567 8509 SH SOLE 8509 0 0 ULTA SALON COSMETICS & FRAGRAN COM 90384S303 447 2308 SH SOLE 2308 0 0 ULTA SALON COSMETICS & FRAGRAN COM 90384S303 10 53 SH OTR 01 0 53 0 UNITED TECHNOLOGIES CORP COM 913017109 979 9777 SH SOLE 9777 0 0 UNITEDHEALTH GROUP INC COM 91324p102 2249 17451 SH SOLE 17451 0 0 UNITEDHEALTH GROUP INC COM 91324p102 1 10 SH OTR 01 0 10 0 US PROSHARES SHORT 20+ YEAR TR COM 74347X849 279 12327 SH SOLE 12327 0 0 VALERO ENERGY CORP COM 91913y100 251 3920 SH SOLE 3920 0 0 VANECK VECTORS ETF TR HIGH YLD COM 92189F361 67281 2146824 SH SOLE 2146824 0 0 VANECK VECTORS ETF TR HIGH YLD COM 92189F361 76 2430 SH OTR 01 0 2430 0 VANECK VECTORS ETF TR RETAIL E COM 92189F684 1064 13788 SH SOLE 13788 0 0 VANGUARD EMERGING MRKTS STOCK COM 922042858 2137 61804 SH SOLE 61804 0 0 VANGUARD FTSE ALL WORLD EX US COM 922042775 39275 910189 SH SOLE 910189 0 0 VANGUARD FTSE ALL WORLD EX US COM 922042775 41 942 SH OTR 01 0 942 0 VANGUARD GLOBAL EX US REAL EST COM 922042676 3348 62559 SH SOLE 62559 0 0 VANGUARD HIGH DIVIDEND YIELD I COM 921946406 18900 273747 SH SOLE 273747 0 0 VANGUARD INDEX FDS S&P500 ETF COM 922908363 4025 21347 SH SOLE 21347 0 0 VANGUARD INTERMEDIATE TERM GOV COM 92206C706 4918 74183 SH SOLE 74183 0 0 VANGUARD LONG TERM BOND COM 921937793 3099 33307 SH SOLE 33307 0 0 VANGUARD LONG TERM GOVT BOND COM 92206C847 8806 109517 SH SOLE 109517 0 0 VANGUARD MID CAP INDEX COM 922908629 6549 54023 SH SOLE 54023 0 0 VANGUARD REIT INDEX COM 922908553 22817 272285 SH SOLE 272285 0 0 VANGUARD REIT INDEX COM 922908553 27 323 SH OTR 01 0 323 0 VANGUARD SMALL CAP INDEX COM 922908751 5775 51797 SH SOLE 51797 0 0 VANGUARD SMALL CAP VALUE COM 922908611 969 9513 SH SOLE 9513 0 0 VANGUARD TOTAL BOND MARKET IND COM 921937835 4061 49046 SH SOLE 49046 0 0 VANGUARDTAX MANAGED FD EUROPE COM 921943858 3469 96686 SH SOLE 96686 0 0 VECTOR GROUP LTD COM 92240m108 478 20943 SH SOLE 20943 0 0 VECTOR GROUP LTD COM 92240m108 1 51 SH OTR 01 0 51 0 VERIZON COMM INC COM 92343v104 64749 1197279 SH SOLE 1197279 0 0 VERIZON COMM INC COM 92343v104 41 761 SH OTR 01 0 761 0 VOYA GLOBAL EQUITY DIVID& PREM COM 92912T100 141 19919 SH SOLE 19919 0 0 WALT DISNEY CO COM 254687106 3440 34636 SH SOLE 34636 0 0 WALT DISNEY CO COM 254687106 13 133 SH OTR 01 0 133 0 WELLS FARGO & CO COM 949746101 3646 75391 SH SOLE 75391 0 0 WELLS FARGO & CO COM 949746101 1 27 SH OTR 01 0 27 0 WISDOM TREE EUROPE HEDGED EQUI COM 97717X701 7341 141391 SH SOLE 141391 0 0 WISDOM TREE EUROPE HEDGED EQUI COM 97717X701 1 19 SH OTR 01 0 19 0 WISDOMTREE EUROPE SMALLCAP DIV COM 97717W869 5604 98264 SH SOLE 98264 0 0 WISDOMTREE TR JAPAN SMALLCAPDI COM 97717W836 6303 114460 SH SOLE 114460 0 0 WISDOMTREE TR JAPANTOTAL DIVID COM 97717W851 655 14974 SH SOLE 14974 0 0 WISDOMTREE TR MANAGED FUTURES COM 97717W125 3854 92050 SH SOLE 92050 0 0 XCEL ENERGY INC COM 98389b100 785 18780 SH SOLE 18780 0 0 ZOES KITCHEN INC COM 98979J109 621 15932 SH SOLE 15932 0 0 ZOES KITCHEN INC COM 98979J109 11 270 SH OTR 01 0 270 0 BP PLC ADR 055622104 36492 1209157 SH SOLE 1209157 0 0 BP PLC ADR 055622104 36 1192 SH OTR 01 0 1192 0 GLAXOSMITHKLINE PLC ADR 37733w105 21267 524457 SH SOLE 524457 0 0 GLAXOSMITHKLINE PLC ADR 37733w105 1 28 SH OTR 01 0 28 0 HIMAX TECHNOLOGIES INC ADR 43289P106 192 17053 SH SOLE 17053 0 0 HIMAX TECHNOLOGIES INC ADR 43289P106 4 381 SH OTR 01 0 381 0 JD COM INC ADR ADR 47215P106 2588 97643 SH SOLE 97643 0 0 JD COM INC ADR ADR 47215P106 13 474 SH OTR 01 0 474 0 NATIONAL GRID PLC ADR 636274300 32345 452880 SH SOLE 452880 0 0 NATIONAL GRID PLC ADR 636274300 19 271 SH OTR 01 0 271 0 ROYAL DUTCH SHELL PLC CL B ADR ADR 780259107 19686 400210 SH SOLE 400210 0 0 ROYAL DUTCH SHELL PLC CL B ADR ADR 780259107 20 409 SH OTR 01 0 409 0 SANOFI SA ADR 80105N105 8698 216589 SH SOLE 216589 0 0 SANOFI SA ADR 80105N105 1 29 SH OTR 01 0 29 0 SCHLUMBERGER LTD ADR 806857108 1290 17489 SH SOLE 17489 0 0 SONY CORP ADR 835699307 610 23708 SH SOLE 23708 0 0 SONY CORP ADR 835699307 13 522 SH OTR 01 0 522 0 TELSTRA CORP LTD ADR 87969N204 376 18329 SH SOLE 18329 0 0 TELSTRA CORP LTD ADR 87969N204 1 50 SH OTR 01 0 50 0 TENCENT HOLDINGS LTD ADR 88032Q109 284 13883 SH SOLE 13883 0 0 TENCENT HOLDINGS LTD ADR 88032Q109 4 208 SH OTR 01 0 208 0 UNILEVER PLC ADR 904767704 12626 279457 SH SOLE 279457 0 0 VALE SA ADR 91912E105 161 38286 SH SOLE 38286 0 0 VODAFONE GROUP PLC ADR 92857W308 33511 1045598 SH SOLE 1045598 0 0 VODAFONE GROUP PLC ADR 92857W308 32 992 SH OTR 01 0 992 0