0001412575-15-000003.txt : 20150731
0001412575-15-000003.hdr.sgml : 20150731
20150731165442
ACCESSION NUMBER: 0001412575-15-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150731
DATE AS OF CHANGE: 20150731
EFFECTIVENESS DATE: 20150731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVIANCE CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001412575
IRS NUMBER: 205833107
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14439
FILM NUMBER: 151019905
BUSINESS ADDRESS:
STREET 1: 2080 RINGLING BOULEVARD
CITY: SARASOTA
STATE: FL
ZIP: 34237
BUSINESS PHONE: 941-441-1912
MAIL ADDRESS:
STREET 1: 2080 RINGLING BOULEVARD
CITY: SARASOTA
STATE: FL
ZIP: 34237
13F-HR
1
primary_doc.xml
13F-HR
LIVE
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false
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0001412575
XXXXXXXX
06-30-2015
06-30-2015
AVIANCE CAPITAL MANAGEMENT, LLC
2080 RINGLING BOULEVARD
SARASOTA
FL
34237
13F HOLDINGS REPORT
028-14439
N
Edward C. Bertelsen
Chief Operating Officer
941-441-1912
Edward C. Bertelsen
Sarasota
FL
07-30-2015
1
412
2779880
false
1
0001542383
028-14896
Aviance Capital Partners, LLC
INFORMATION TABLE
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acm13f2q2015.xml
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9869
138418
SH
SOLE
138418
0
0
ISHARES FLOATING RATE NOTE
COM
46429B655
259
5110
SH
SOLE
5110
0
0
ISHARES FTSE XINHUA CHINA 25 I
COM
464287184
201
4352
SH
SOLE
4352
0
0
ISHARES HIGH DIVIDEND EQUITY F
COM
46429B663
281
3822
SH
SOLE
3822
0
0
ISHARES IBOXX $ HIGH YIELD COR
COM
464288513
129597
1459427
SH
SOLE
1459427
0
0
ISHARES IBOXX $ HIGH YIELD COR
COM
464288513
122
1373
SH
OTR
01
0
1373
0
ISHARES IBOXX $ INV GRADE CORP
COM
464287242
136219
1177139
SH
SOLE
1177139
0
0
ISHARES IBOXX $ INV GRADE CORP
COM
464287242
121
1047
SH
OTR
01
0
1047
0
ISHARES MSCI AUSTRALIA INDEX
COM
464286103
1103
52437
SH
SOLE
52437
0
0
ISHARES MSCI EAFE INDEX
COM
464287465
15578
245362
SH
SOLE
245362
0
0
ISHARES MSCI EMERGING MARKETS
COM
464287234
10665
269187
SH
SOLE
269187
0
0
ISHARES MSCI EMERGING MARKETS
COM
464287234
18
458
SH
OTR
01
0
458
0
ISHARES MSCI INDIA INDEX FUND
COM
46429B598
685
22641
SH
SOLE
22641
0
0
ISHARES MSCI INDIA INDEX FUND
COM
46429B598
13
443
SH
OTR
01
0
443
0
ISHARES MSCI UNITED KINGDOM IN
COM
46434V548
2882
157932
SH
SOLE
157932
0
0
ISHARES MSCI USA MINIMUM VOLAT
COM
46429B697
13826
342905
SH
SOLE
342905
0
0
ISHARES NASDAQ BIOTECHNOLOGY I
COM
464287556
24087
65283
SH
SOLE
65283
0
0
ISHARES NASDAQ BIOTECHNOLOGY I
COM
464287556
44
120
SH
OTR
01
0
120
0
ISHARES PHLX SEMICONDUCTOR
COM
464287523
700
7604
SH
SOLE
7604
0
0
ISHARES PHLX SEMICONDUCTOR
COM
464287523
9
103
SH
OTR
01
0
103
0
ISHARES RUSSELL 1000 VALUE IND
COM
464287598
218
2114
SH
SOLE
2114
0
0
ISHARES RUSSELL 2000 INDEX
COM
464287655
9360
74963
SH
SOLE
74963
0
0
ISHARES RUSSELL MICROCAP INDEX
COM
464288869
225
2757
SH
SOLE
2757
0
0
ISHARES S&P 100 INDEX
COM
464287101
1329
14625
SH
SOLE
14625
0
0
ISHARES S&P 100 INDEX
COM
464287101
5
53
SH
OTR
01
0
53
0
ISHARES S&P 500 INDEX
COM
464287200
79278
382577
SH
SOLE
382577
0
0
ISHARES S&P MIDCAP 400 INDEX
COM
464287507
609
4059
SH
SOLE
4059
0
0
ISHARES S&P NORTH AMERICA SOFT
COM
464287515
6431
64654
SH
SOLE
64654
0
0
ISHARES S&P SMALLCAP 600 INDEX
COM
464287804
345
2926
SH
SOLE
2926
0
0
ISHARES TRUST 0-5YR HIGH YEILD
COM
46434V407
31826
654461
SH
SOLE
654461
0
0
ISHARES TRUST 0-5YR HIGH YEILD
COM
46434V407
7
139
SH
OTR
01
0
139
0
ISHARES US ETF TRUST SHORT MAT
COM
46431W507
4226
84275
SH
SOLE
84275
0
0
IShares Crncy Hedgd MSCI EM
COM
46434G509
48366
2001924
SH
SOLE
2001924
0
0
IShares Crncy Hedgd MSCI EM
COM
46434G509
10
398
SH
OTR
01
0
398
0
JOHNSON & JOHNSON
COM
478160104
2742
28136
SH
SOLE
28136
0
0
JOY GLOBAL INC
COM
481165108
277
7645
SH
SOLE
7645
0
0
JP MORGAN CHASE & CO
COM
46625h100
543
8008
SH
SOLE
8008
0
0
JP MORGAN CHASE & CO
COM
46625h100
1
18
SH
OTR
01
0
18
0
KIMBERLY CLARK CORP
COM
494368103
6069
57273
SH
SOLE
57273
0
0
KINDER MORGAN INC
COM
49456B101
1978
51523
SH
SOLE
51523
0
0
KNOWLES CORPORATION
COM
49926D109
187
10307
SH
SOLE
10307
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
13366
156991
SH
SOLE
156991
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
1
7
SH
OTR
01
0
7
0
KROGER CO
COM
501044101
629
8668
SH
SOLE
8668
0
0
LAM RESEARCH CORP
COM
512807108
425
5220
SH
SOLE
5220
0
0
LINCOLN NATIONAL CORP
COM
534187109
202
3408
SH
SOLE
3408
0
0
LOCKHEED MARTIN CORP
COM
539830109
780
4194
SH
SOLE
4194
0
0
LOCKHEED MARTIN CORP
COM
539830109
1
6
SH
OTR
01
0
6
0
LOWES COMPANIES INC
COM
548661107
564
8416
SH
SOLE
8416
0
0
MAGNA INTL INC
COM
559222401
577
10287
SH
SOLE
10287
0
0
MAINSTAY DEFINEDTERM MUNICPAL
COM
56064K100
221
12801
SH
SOLE
12801
0
0
MARATHON PETROLEUM CORP
COM
56585A102
583
11154
SH
SOLE
11154
0
0
MARKET VECTORS AGRIBUSINESS
COM
57060U605
573
10387
SH
SOLE
10387
0
0
MARKET VECTORS HIGH YIELD MUNI
COM
57060U878
67143
2245592
SH
SOLE
2245592
0
0
MARKET VECTORS HIGH YIELD MUNI
COM
57060U878
78
2608
SH
OTR
01
0
2608
0
MARKET VECTORS PREF EX-FINAN
COM
57061R791
30160
1491610
SH
SOLE
1491610
0
0
MARKET VECTORS PREF EX-FINAN
COM
57061R791
5
227
SH
OTR
01
0
227
0
MARKET VECTORS RETAIL ETF
COM
57060U225
1498
20062
SH
SOLE
20062
0
0
MCDONALDS CORP
COM
580135101
10011
105301
SH
SOLE
105301
0
0
MEDTRONIC INC
COM
G5960L103
374
5044
SH
SOLE
5044
0
0
MERCK & CO INC
COM
58933y105
10279
180562
SH
SOLE
180562
0
0
METHANEX CORP
COM
59151K108
473
8499
SH
SOLE
8499
0
0
METLIFE INC
COM
59156r108
514
9189
SH
SOLE
9189
0
0
MFS HIGH YIELD MUN TRSH BEN IN
COM
59318E102
217
52713
SH
SOLE
52713
0
0
MFS MUN INCOME TR SHBEN INT
COM
552738106
225
35012
SH
SOLE
35012
0
0
MICROSOFT CORP
COM
594918104
35436
802619
SH
SOLE
802619
0
0
MICROSOFT CORP
COM
594918104
35
795
SH
OTR
01
0
795
0
MY VINTAGE BABY INC
COM
62847C100
0
10000
SH
SOLE
10000
0
0
MYLAN INC
COM
N59465109
246
3622
SH
SOLE
3622
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
305
6307
SH
SOLE
6307
0
0
NCR CORP
COM
62886e108
711
23617
SH
SOLE
23617
0
0
NEW RESIDENTIAL INVESTMENT COR
COM
64828T201
798
52386
SH
SOLE
52386
0
0
NEW RESIDENTIAL INVESTMENT COR
COM
64828T201
1
98
SH
OTR
01
0
98
0
NEW YORK COMMUNITY BANCORP INC
COM
649445103
746
40581
SH
SOLE
40581
0
0
NEW YORK COMMUNITY BANCORP INC
COM
649445103
1
76
SH
OTR
01
0
76
0
NEWFLEET MULTI-SECTOR INCOME E
COM
00768Y727
146118
2982003
SH
SOLE
2982003
0
0
NEWFLEET MULTI-SECTOR INCOME E
COM
00768Y727
127
2602
SH
OTR
01
0
2602
0
NIKE INC
COM
654106103
207
1916
SH
SOLE
1916
0
0
NOBLE ENERGY INC
COM
655044105
285
6670
SH
SOLE
6670
0
0
NORFOLK SOUTHERN CORP
COM
655844108
391
4477
SH
SOLE
4477
0
0
NORTHROP GRUMMAN CORP
COM
666807102
646
4070
SH
SOLE
4070
0
0
NORTHROP GRUMMAN CORP
COM
666807102
1
8
SH
OTR
01
0
8
0
NUVEEN MUN VALUE FD
COM
670928100
231
23973
SH
SOLE
23973
0
0
NUVEEN NY MUNI VALUE FUND
COM
67062M105
224
23138
SH
SOLE
23138
0
0
OMEGA HEALTHCARE INVESTORS INC
COM
681936100
3244
94505
SH
SOLE
94505
0
0
ON SEMICONDUCTOR CORP
COM
682189105
400
34257
SH
SOLE
34257
0
0
ORACLE CORP
COM
68389x105
1295
32126
SH
SOLE
32126
0
0
ORACLE CORP
COM
68389x105
14
339
SH
OTR
01
0
339
0
PEPSICO INC
COM
713448108
2506
26846
SH
SOLE
26846
0
0
PFIZER INC
COM
717081103
21676
646454
SH
SOLE
646454
0
0
PFIZER INC
COM
717081103
23
691
SH
OTR
01
0
691
0
PG&E CORP
COM
69331c108
323
6576
SH
SOLE
6576
0
0
PHILIP MORRIS INTL INC
COM
718172109
11696
145894
SH
SOLE
145894
0
0
PILGRIMS PRIDE CORP NEWCOM
COM
72147K108
371
16166
SH
SOLE
16166
0
0
PIMCO 0 TO 5 YEAR HIGH YIELD C
COM
72201R783
3923
39284
SH
SOLE
39284
0
0
PIMCO ENHANCED SHORT MATURITY
COM
72201R833
215
2127
SH
SOLE
2127
0
0
PNC FINANCIAL SERVICES GROUP I
COM
693475105
1163
12154
SH
SOLE
12154
0
0
POLARIS INDUSTRIES INC
COM
731068102
249
1681
SH
SOLE
1681
0
0
POWERSHARES BUILD AMERICA BOND
COM
73937B407
552
19174
SH
SOLE
19174
0
0
POWERSHARES DYNAMIC MEDIA PORT
COM
73935X823
1784
66272
SH
SOLE
66272
0
0
POWERSHARES DYNAMIC SEMICONDUC
COM
73935X781
2484
92682
SH
SOLE
92682
0
0
POWERSHARES EXCH TRADED FD TST
COM
73937B597
1117
45243
SH
SOLE
45243
0
0
POWERSHARES GLOBAL CLEAN ENERG
COM
73936T615
2057
161696
SH
SOLE
161696
0
0
POWERSHARES GLOBAL EXCHANGETRA
COM
73936g308
892
42436
SH
SOLE
42436
0
0
POWERSHARES GLOBAL LISTED PRIV
COM
73935X195
1770
152725
SH
SOLE
152725
0
0
POWERSHARES KBW HIGH DIVIDEND
COM
73936Q793
31300
1296059
SH
SOLE
1296059
0
0
POWERSHARES KBW HIGH DIVIDEND
COM
73936Q793
32
1343
SH
OTR
01
0
1343
0
POWERSHARES NASDAQ INTERNET PO
COM
73935X146
6853
93447
SH
SOLE
93447
0
0
POWERSHARES NASDAQ INTERNET PO
COM
73935X146
17
227
SH
OTR
01
0
227
0
POWERSHARES QQQ TRUST SERIES 1
COM
73935A104
5084
47483
SH
SOLE
47483
0
0
POWERSHARES QQQ TRUST SERIES 1
COM
73935A104
20
183
SH
OTR
01
0
183
0
POWERSHARES SENIOR LOAN PORTFO
COM
73936Q769
59706
2509717
SH
SOLE
2509717
0
0
POWERSHARES SENIOR LOAN PORTFO
COM
73936Q769
59
2468
SH
OTR
01
0
2468
0
PPL CORP
COM
69351t106
5644
191509
SH
SOLE
191509
0
0
PROCTER & GAMBLE CO
COM
742718109
9360
119631
SH
SOLE
119631
0
0
PROCTER & GAMBLE CO
COM
742718109
9
118
SH
OTR
01
0
118
0
PUREFUNDS ISE CYBER SECURITY
COM
30304R407
939
29767
SH
SOLE
29767
0
0
PUREFUNDS ISE CYBER SECURITY
COM
30304R407
11
337
SH
OTR
01
0
337
0
QORVO INC COM ISIN #US74736K10
COM
74736K101
206
2565
SH
SOLE
2565
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
413
5693
SH
SOLE
5693
0
0
RANGE RESOURCES CORP
COM
75281a109
652
13201
SH
SOLE
13201
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
438
7359
SH
SOLE
7359
0
0
REYNOLDS AMERICAN INC
COM
761713106
9961
133417
SH
SOLE
133417
0
0
RYDER SYSTEM INC
COM
783549108
446
5102
SH
SOLE
5102
0
0
RYDEX S&P 500 PURE GROWTH
COM
78355W403
10557
130060
SH
SOLE
130060
0
0
RYDEX S&P 500 PURE GROWTH
COM
78355W403
27
338
SH
OTR
01
0
338
0
RYDEX S&P EQUAL WEIGHT FUND
COM
78355W106
7654
95919
SH
SOLE
95919
0
0
RYDEX S&P EQUAL WEIGHT FUND
COM
78355W106
5
65
SH
OTR
01
0
65
0
SALESFORCE.COM INC
COM
79466L302
253
3639
SH
SOLE
3639
0
0
SANDISK CORP
COM
80004c101
441
7572
SH
SOLE
7572
0
0
SELECT SECTOR SPDR CONSUMER DI
COM
81369Y407
12509
163555
SH
SOLE
163555
0
0
SELECT SECTOR SPDR CONSUMER DI
COM
81369Y407
21
276
SH
OTR
01
0
276
0
SELECT SECTOR SPDR CONSUMER ST
COM
81369Y308
20712
435136
SH
SOLE
435136
0
0
SELECT SECTOR SPDR CONSUMER ST
COM
81369Y308
4
93
SH
OTR
01
0
93
0
SELECT SECTOR SPDR FINANCIAL
COM
81369y605
34850
1429445
SH
SOLE
1429445
0
0
SELECT SECTOR SPDR FINANCIAL
COM
81369y605
33
1340
SH
OTR
01
0
1340
0
SELECT SECTOR SPDR HEALTH CARE
COM
81369Y209
102071
1372103
SH
SOLE
1372103
0
0
SELECT SECTOR SPDR HEALTH CARE
COM
81369Y209
120
1614
SH
OTR
01
0
1614
0
SELECT SECTOR SPDR INDUSTRIAL
COM
81369y704
6561
121368
SH
SOLE
121368
0
0
SELECT SECTOR SPDR INDUSTRIAL
COM
81369y704
15
273
SH
OTR
01
0
273
0
SELECT SECTOR SPDR TECHNOLOGY
COM
81369Y803
70571
1704620
SH
SOLE
1704620
0
0
SELECT SECTOR SPDR TECHNOLOGY
COM
81369Y803
124
3004
SH
OTR
01
0
3004
0
SERVICENOW INC
COM
81762P102
327
4396
SH
SOLE
4396
0
0
SERVICENOW INC
COM
81762P102
7
97
SH
OTR
01
0
97
0
SKYWORKS SOLUTIONS INC
COM
83088m102
621
5968
SH
SOLE
5968
0
0
SOUTHERN CO
COM
842587107
8891
212193
SH
SOLE
212193
0
0
SOUTHERN COPPER CORP
COM
84265V105
428
14548
SH
SOLE
14548
0
0
SPDR BARCLAY CV BD E
COM
78464A359
1882
39561
SH
SOLE
39561
0
0
SPDR BARCLAYS CAPITAL HIGH YIE
COM
78464A417
65022
1691962
SH
SOLE
1691962
0
0
SPDR BARCLAYS CAPITAL HIGH YIE
COM
78464A417
12
307
SH
OTR
01
0
307
0
SPDR BARCLAYS CAPITAL SHORT TE
COM
78468R408
12586
435363
SH
SOLE
435363
0
0
SPDR BLACKSTONE GSO SENIOR LOA
COM
78467V608
61774
1254549
SH
SOLE
1254549
0
0
SPDR BLACKSTONE GSO SENIOR LOA
COM
78467V608
9
174
SH
OTR
01
0
174
0
SPDR BOFA MERRILL LYNCH CROSSO
COM
78468R606
866
33733
SH
SOLE
33733
0
0
SPDR NUVEEN S&P HIGH YIELD MUN
COM
78464A284
27078
488499
SH
SOLE
488499
0
0
SPDR NUVEEN S&P HIGH YIELD MUN
COM
78464A284
4
74
SH
OTR
01
0
74
0
SPDR S&P 500
COM
78462F103
12508
60764
SH
SOLE
60764
0
0
SPDR S&P 500
COM
78462F103
13
61
SH
OTR
01
0
61
0
SPDR S&P INTL HEALTH CARE SECT
COM
78463X681
3416
66776
SH
SOLE
66776
0
0
SPDR S&P INTL UTILITIES SECTOR
COM
78463X632
2164
127664
SH
SOLE
127664
0
0
SPDR S&P MIDCAP 400
COM
78467Y107
7072
25886
SH
SOLE
25886
0
0
SPDR S&P RETAIL
COM
78464A714
23109
234225
SH
SOLE
234225
0
0
SPDR S&P RETAIL
COM
78464A714
54
552
SH
OTR
01
0
552
0
SPDR S&P TRANSPORTATION
COM
78464A532
10866
112164
SH
SOLE
112164
0
0
SPDR S&P TRANSPORTATION
COM
78464A532
12
120
SH
OTR
01
0
120
0
SPDR SERIES TRUST SPDR S&P PHA
COM
78464A722
1306
10475
SH
SOLE
10475
0
0
SPDRSER TR KBW REGL BKG ETF
COM
78464a698
783
17728
SH
SOLE
17728
0
0
SPDRSER TR KBW REGL BKG ETF
COM
78464a698
15
332
SH
OTR
01
0
332
0
SPECTRA ENERGY CORP
COM
847560109
414
12695
SH
SOLE
12695
0
0
SSGA ACTIVE ETF TR SPDR TR TAC
COM
78467V848
3429
69246
SH
SOLE
69246
0
0
ST JUDE MEDICAL INC
COM
790849103
379
5186
SH
SOLE
5186
0
0
STANLEY BLACK & DECKER INC
COM
854502101
461
4381
SH
SOLE
4381
0
0
STMICROELECTRONICS NV
COM
861012102
126
15505
SH
SOLE
15505
0
0
SUNTRUST BANKS INC
COM
867914103
647
15050
SH
SOLE
15050
0
0
Sanderson Farms Inc.
COM
800013104
377
5015
SH
SOLE
5015
0
0
TARGET CORP
COM
87612e106
585
7168
SH
SOLE
7168
0
0
TRINITY INDUSTRIES INC.
COM
896522109
241
9116
SH
SOLE
9116
0
0
TUFFNELL LTD
COM
89904P104
0
40000
SH
SOLE
40000
0
0
TWENTY FIRST CENTURY FOX, INC.
COM
90130A200
251
7791
SH
SOLE
7791
0
0
TYSON FOODS INC
COM
902494103
506
11864
SH
SOLE
11864
0
0
UGICORP NEW
COM
902681105
229
6645
SH
SOLE
6645
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
627
5652
SH
SOLE
5652
0
0
UNITEDHEALTH GROUP INC
COM
91324p102
504
4134
SH
SOLE
4134
0
0
VALERO ENERGY CORP
COM
91913y100
462
7375
SH
SOLE
7375
0
0
VANGUARD EMERGING MRKTS STOCK
COM
922042858
4543
111134
SH
SOLE
111134
0
0
VANGUARD EMERGING MRKTS STOCK
COM
922042858
9
227
SH
OTR
01
0
227
0
VANGUARD FTSE ALL WORLD EX US
COM
922042775
54161
1115581
SH
SOLE
1115581
0
0
VANGUARD FTSE ALL WORLD EX US
COM
922042775
112
2309
SH
OTR
01
0
2309
0
VANGUARD GLOBAL EX US REAL EST
COM
922042676
1849
33336
SH
SOLE
33336
0
0
VANGUARD HIGH DIVIDEND YIELD I
COM
921946406
7864
116811
SH
SOLE
116811
0
0
VANGUARD INDEX FDS S&P500 ETF
COM
922908363
217
1151
SH
SOLE
1151
0
0
VANGUARD INTERMEDIATE TERM GOV
COM
92206C706
2114
32784
SH
SOLE
32784
0
0
VANGUARD LONG TERM GOVT BOND
COM
92206C847
3495
47836
SH
SOLE
47836
0
0
VANGUARD MID CAP INDEX
COM
922908629
2287
17947
SH
SOLE
17947
0
0
VANGUARD REIT INDEX
COM
922908553
1712
22919
SH
SOLE
22919
0
0
VANGUARD SMALL CAP INDEX
COM
922908751
2298
18920
SH
SOLE
18920
0
0
VANGUARD SMALL CAP VALUE
COM
922908611
218
2025
SH
SOLE
2025
0
0
VANGUARDTAX MANAGED FD EUROPE
COM
921943858
896
22598
SH
SOLE
22598
0
0
VERIZON COMM INC
COM
92343v104
32236
691620
SH
SOLE
691620
0
0
VERIZON COMM INC
COM
92343v104
22
477
SH
OTR
01
0
477
0
WALT DISNEY CO
COM
254687106
1573
13784
SH
SOLE
13784
0
0
WALT DISNEY CO
COM
254687106
1
11
SH
OTR
01
0
11
0
WELLS FARGO & CO
COM
949746101
14946
265755
SH
SOLE
265755
0
0
WELLS FARGO & CO
COM
949746101
28
502
SH
OTR
01
0
502
0
WHITING PETROLEUM CORP
COM
966387102
364
10822
SH
SOLE
10822
0
0
WISDOM TREE EUROPE HEDGED EQUI
COM
97717X701
35988
584308
SH
SOLE
584308
0
0
WISDOM TREE EUROPE HEDGED EQUI
COM
97717X701
60
980
SH
OTR
01
0
980
0
WISDOMTREE EUROPE SMALLCAP DIV
COM
97717W869
3594
62884
SH
SOLE
62884
0
0
WISDOMTREE GERMANY HEDGED EQUI
COM
97717W448
549
19299
SH
SOLE
19299
0
0
WISDOMTREE TR JAPAN SMALLCAPDI
COM
97717W836
4118
72818
SH
SOLE
72818
0
0
WISDOMTREE TR JAPANTOTAL DIVID
COM
97717W851
12033
210371
SH
SOLE
210371
0
0
WISDOMTREE TR JAPANTOTAL DIVID
COM
97717W851
19
329
SH
OTR
01
0
329
0
WISDOMTREE TR MANAGED FUTURES
COM
97717W125
1630
38189
SH
SOLE
38189
0
0
ZOES KITCHEN INC
COM
98979J109
889
21712
SH
SOLE
21712
0
0
ZOES KITCHEN INC
COM
98979J109
13
322
SH
OTR
01
0
322
0
ZOETIS INC
COM
98978V103
684
14181
SH
SOLE
14181
0
0
ZOETIS INC
COM
98978V103
11
219
SH
OTR
01
0
219
0
BHP BILLITON LTD
ADR
088606108
430
10567
SH
SOLE
10567
0
0
BP PLC
ADR
055622104
8268
206904
SH
SOLE
206904
0
0
DEUTSCHE TELEKOM AG
ADR
251566105
185
10750
SH
SOLE
10750
0
0
GLAXOSMITHKLINE PLC
ADR
37733w105
10698
256862
SH
SOLE
256862
0
0
GLAXOSMITHKLINE PLC
ADR
37733w105
1
28
SH
OTR
01
0
28
0
JD COM INC ADR
ADR
47215P106
3556
104282
SH
SOLE
104282
0
0
JD COM INC ADR
ADR
47215P106
12
359
SH
OTR
01
0
359
0
NATIONAL GRID PLC
ADR
636274300
9700
150228
SH
SOLE
150228
0
0
NATIONAL GRID PLC
ADR
636274300
1
18
SH
OTR
01
0
18
0
ROYAL DUTCH SHELL PLC CL B ADR
ADR
780259107
9197
160369
SH
SOLE
160369
0
0
ROYAL DUTCH SHELL PLC CL B ADR
ADR
780259107
1
20
SH
OTR
01
0
20
0
SANOFI SA
ADR
80105N105
3030
61172
SH
SOLE
61172
0
0
SCHLUMBERGER LTD
ADR
806857108
939
10899
SH
SOLE
10899
0
0
SEAGATE TECHNOLOGY PUBLIC LTD
ADR
G7945M107
729
15351
SH
SOLE
15351
0
0
SEAGATE TECHNOLOGY PUBLIC LTD
ADR
G7945M107
1
19
SH
OTR
01
0
19
0
TELECOM CP NEW ZLD ADR F SPONS
ADR
84652A102
111
11781
SH
SOLE
11781
0
0
TELSTRA CORP LTD
ADR
87969N204
613
25964
SH
SOLE
25964
0
0
TELSTRA CORP LTD
ADR
87969N204
1
50
SH
OTR
01
0
50
0
TOTAL SA
ADR
89151e109
8692
176784
SH
SOLE
176784
0
0
UNILEVER PLC
ADR
904767704
6497
151238
SH
SOLE
151238
0
0
VALE SA
ADR
91912E105
269
45704
SH
SOLE
45704
0
0
VODAFONE GROUP PLC
ADR
92857W308
6513
178686
SH
SOLE
178686
0
0
VODAFONE GROUP PLC
ADR
92857W308
1
28
SH
OTR
01
0
28
0