0001412575-12-000001.txt : 20120130 0001412575-12-000001.hdr.sgml : 20120130 20120130135955 ACCESSION NUMBER: 0001412575-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120130 DATE AS OF CHANGE: 20120130 EFFECTIVENESS DATE: 20120130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AVIANCE CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001412575 IRS NUMBER: 205833107 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14439 FILM NUMBER: 12554928 BUSINESS ADDRESS: STREET 1: 2080 RINGLING BOULEVARD CITY: SARASOTA STATE: FL ZIP: 34237 BUSINESS PHONE: 941-441-1912 MAIL ADDRESS: STREET 1: 2080 RINGLING BOULEVARD CITY: SARASOTA STATE: FL ZIP: 34237 13F-HR 1 acm13f4q2011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Aviance Capital Management, LLC 2080 Ringling Boulevard 1st Floor Sarasota, FL 34237 Form 13F File Number: 28-14439 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Edward C. Bertelsen Title: Chief Operating Officer Phone: 941-441-1912 Signature, Place, and Date of Signing: Edward C. Bertelsen Sarasota, FL January 27, 2012 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ----------------------- Form 13F Information Table Entry Total: 355 ----------------------- Form 13F Information Table Value Total: 365888 (x1000) ----------------------- List of Other Included Managers: No. Form 13F file number Name 01 028-06487 First Trust Advisors LP FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COMMON STOCK 88579y101 580 7093 SH Sole 7093 ABBOTT LABORATORIES COMMON STOCK 002824100 909 16157 SH Sole 16157 2811 50000 SH Defined 01 50000 ACCENTURE PLC COMMON STOCK G1151C101 377 7090 SH Sole 7090 AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 816 8500 SH Sole 8500 AFLAC INC COMMON STOCK 001055102 870 20100 SH Sole 20100 AGCO CORP COMMON STOCK 001084102 341 7935 SH Sole 7935 ALCOA INC COMMON STOCK 013817101 63 7259 SH Sole 7259 ALLEGHENY TECHNOLOGIES INC COMMON STOCK 01741r102 242 5071 SH Sole 5071 ALLIANCEBERNSTEIN GLOBAL HIGH COMMON STOCK 01879R106 10604 748321 SH Sole 748321 ALTRIA GROUP INC COMMON STOCK 02209s103 2789 94065 SH Sole 94065 2965 100000 SH Defined 01 100000 AMAZON.COM INC COMMON STOCK 023135106 1041 6014 SH Sole 6014 AMEREN CORP COMMON STOCK 023608102 1996 60237 SH Sole 60237 AMERICAN ELECTRIC POWER CO COMMON STOCK 025537101 331 8013 SH Sole 8013 AMERICAN EQUITY INVESTMENT LIF COMMON STOCK 025676206 156 15000 SH Defined 01 15000 AMERICAN EXPRESS CO COMMON STOCK 025816109 264 5598 SH Sole 5598 AMGEN INC COMMON STOCK 031162100 469 7300 SH Sole 7300 ANADARKO PETROLEUM CORP COMMON STOCK 032511107 486 6363 SH Sole 6363 ANNALY CAPITAL MANAGEMENT INC COMMON STOCK 035710409 887 55605 SH Sole 55605 479 30000 SH Defined 01 30000 APACHE CORP COMMON STOCK 037411105 723 7984 SH Sole 7984 APPLE INC COMMON STOCK 037833100 6927 17103 SH Sole 17103 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 161 5636 SH Sole 5636 ARTHUR J GALLAGHER & CO COMMON STOCK 363576109 33 1000 SH Sole 1000 669 20000 SH Defined 01 20000 AT&T INC COMMON STOCK 00206r102 5017 165909 SH Sole 165909 2722 90000 SH Defined 01 90000 AUTOLIV INC COMMON STOCK 052800109 551 10300 SH Sole 10300 B&G FOODS INC COMMON STOCK 05508R106 69 2876 SH Sole 2876 1083 45000 SH Defined 01 45000 BAKER HUGHES INC COMMON STOCK 057224107 948 19497 SH Sole 19497 BANK OF AMERICA CORP COMMON STOCK 060505104 60 10732 SH Sole 10732 BANK OF MONTREAL COMMON STOCK 063671101 1377 25124 SH Sole 25124 BAXTER INTL INC COMMON STOCK 071813109 694 14034 SH Sole 14034 BCE INC COMMON STOCK 05534b760 1913 45905 SH Sole 45905 1042 25000 SH Defined 01 25000 BECTON DICKINSON & CO COMMON STOCK 075887109 495 6622 SH Sole 6622 BERKSHIRE HATHAWAY INC CL B COMMON STOCK 084670702 234 3068 SH Sole 3068 BLACKROCK CORPORATE HIGH YIELD COMMON STOCK 09255L106 315 43750 SH Sole 43750 BLACKROCK CORPORATE HIGH YIELD COMMON STOCK 09255N102 2364 202231 SH Sole 202231 BLACKROCK CORPORATE HIGH YIELD COMMON STOCK 09255P107 1937 170218 SH Sole 170218 BLACKROCK CORPORATE HIGHYIELD COMMON STOCK 09255M104 212 29992 SH Sole 29992 BLACKROCK FLOATING RATE INCOME COMMON STOCK 09255x100 603 45146 SH Sole 45146 BLACKROCK FLOATING RATE INCOME COMMON STOCK 09255Y108 192 15578 SH Sole 15578 BLACKROCK FLOATING RATE INCOME COMMON STOCK 091941104 1316 97713 SH Sole 97713 BLACKROCK GLOBAL OPP EQUITY TR COMMON STOCK 092501105 949 71864 SH Sole 71864 BLACKROCK HIGH INCOME SHARES COMMON STOCK 09250E107 219 100376 SH Sole 100376 BLACKROCK INC COMMON STOCK 09247X101 1533 8600 SH Sole 8600 BOEING CO COMMON STOCK 097023105 2781 37913 SH Sole 37913 BP PRUDHOE BAY ROYALTY TRUST COMMON STOCK 055630107 655 5750 SH Sole 5750 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 3915 111087 SH Sole 111087 4053 115000 SH Defined 01 115000 BUFFALO WILD WINGS INC COMMON STOCK 119848109 237 3516 SH Sole 3516 CALUMET SPECIALTY PRODUCTS PAR COMMON STOCK 131476103 764 37900 SH Sole 37900 60 3000 SH Defined 01 3000 CAMPBELL SOUP CO COMMON STOCK 134429109 228 6872 SH Sole 6872 CANADIAN NATIONAL RAILWAY CO COMMON STOCK 136375102 295 3761 SH Sole 3761 CAPITAL ONE FINANCIAL CORP COMMON STOCK 14040h105 533 12600 SH Sole 12600 CATERPILLAR INC COMMON STOCK 149123101 232 2566 SH Sole 2566 181 2000 SH Defined 01 2000 CENTERPOINT ENERGY INC COMMON STOCK 15189T107 389 19349 SH Sole 19349 CHECK POINT SOFTWARE TECH LTD COMMON STOCK m22465104 286 5434 SH Sole 5434 CHESAPEAKE ENERGY CORP COMMON STOCK 165167107 657 29493 SH Sole 29493 CHESAPEAKE GRANITE WASH TRUST COMMON STOCK 165185109 185 7700 SH Sole 7700 CHEVRON CORP COMMON STOCK 166764100 2637 24781 SH Sole 24781 532 5000 SH Defined 01 5000 CHORUS LTD ADR EACH REP5 ORD N COMMON STOCK 17040V107 628 51629 SH Sole 51629 219 18000 SH Defined 01 18000 CINCINNATI FINANCIAL CORP COMMON STOCK 172062101 754 24751 SH Sole 24751 305 10000 SH Defined 01 10000 CITIGROUP INC COMMON STOCK 172967424 223 8473 SH Sole 8473 CLOROX CORP COMMON STOCK 189054109 120 1800 SH Sole 1800 732 11000 SH Defined 01 11000 CLOUGH GLOBAL EQUITY FUND COMMON STOCK 18914C100 293 24300 SH Sole 24300 COCA COLA CO COMMON STOCK 191216100 1439 20572 SH Sole 20572 COGNIZANT TECH SOLUTIONS CORP COMMON STOCK 192446102 273 4248 SH Sole 4248 COLGATE PALMOLIVE CO COMMON STOCK 194162103 476 5150 SH Sole 5150 924 10000 SH Defined 01 10000 CONAGRA FOODS INC COMMON STOCK 205887102 255 9668 SH Sole 9668 CONOCOPHILLIPS COMMON STOCK 20825C104 3980 54619 SH Sole 54619 2915 40000 SH Defined 01 40000 CONSOLIDATED EDISON INC COMMON STOCK 209115104 320 5162 SH Sole 5162 COPANO ENERGY LLC COMMON STOCK 217202100 1560 45608 SH Sole 45608 171 5000 SH Defined 01 5000 CORNING INC COMMON STOCK 219350105 860 66230 SH Sole 66230 CSX CORP COMMON STOCK 126408103 350 16616 SH Sole 16616 105 5000 SH Defined 01 5000 CUMMINS INC COMMON STOCK 231021106 1419 16123 SH Sole 16123 440 5000 SH Defined 01 5000 DEERE & CO COMMON STOCK 244199105 497 6429 SH Sole 6429 773 10000 SH Defined 01 10000 DEVON ENERGY CORP COMMON STOCK 25179m103 1202 19389 SH Sole 19389 DNP SELECT INCOME FUND INC COMMON STOCK 23325p104 1277 116977 SH Sole 116977 DOMINION RESOURCES INC COMMON STOCK 25746u109 403 7593 SH Sole 7593 531 10000 SH Defined 01 10000 DORCHESTER MINERALS LP COMMON STOCK 25820r105 437 19300 SH Sole 19300 DOVER CORP COMMON STOCK 260003108 125 2148 SH Sole 2148 DOW 30 ENHANCED PREMIUM & INCO COMMON STOCK 260537105 231 22700 SH Sole 22700 DOW CHEMICAL CO COMMON STOCK 260543103 62 2153 SH Sole 2153 575 20000 SH Defined 01 20000 DTE ENERGY CO COMMON STOCK 233331107 470 8636 SH Sole 8636 408 7500 SH Defined 01 7500 DUKE ENERGY CORP COMMON STOCK 26441c105 1787 81239 SH Sole 81239 EATON CORP COMMON STOCK 278058102 179 4103 SH Sole 4103 EATON VANCE LTD DURATION INCOM COMMON STOCK 27828H105 366 24000 SH Sole 24000 EI DUPONT DE NEMOURS & CO COMMON STOCK 263534109 132 2875 SH Sole 2875 EL PASO PIPELINE PARTNERS LP COMMON STOCK 283702108 243 7006 SH Sole 7006 ELI LILLY & CO COMMON STOCK 532457108 2449 58934 SH Sole 58934 1455 35000 SH Defined 01 35000 EMC CORP COMMON STOCK 268648102 603 28007 SH Sole 28007 ENBRIDGE ENERGY PARTNERS LP COMMON STOCK 29250R106 2733 82338 SH Sole 82338 166 5000 SH Defined 01 5000 ENDURO ROYALTY TRUST COMMON STOCK 29269K100 819 40000 SH Defined 01 40000 ENERGY TRANSFER PARTNERS LP COMMON STOCK 29273R109 456 9941 SH Sole 9941 46 1000 SH Defined 01 1000 ENSCO PLC COMMON STOCK 29358q109 299 6383 SH Sole 6383 ENTERGYCORP NEW COMMON STOCK 29364g103 282 3858 SH Sole 3858 365 5000 SH Defined 01 5000 ENTERPRISE PRODUCTS PARTNERS L COMMON STOCK 293792107 1633 35206 SH Sole 35206 1113 24000 SH Defined 01 24000 ETFS GOLD TRUST COMMON STOCK 26922Y105 318 2050 SH Sole 2050 EV ENERGY PARTNERS LP COMMON STOCK 26926V107 278 4221 SH Sole 4221 EXELON CORP COMMON STOCK 30161n101 117 2704 SH Sole 2704 EXXON MOBIL CORP COMMON STOCK 30231G102 2637 31116 SH Sole 31116 FIFTH THIRD BANCORP COMMON STOCK 316773100 134 10522 SH Sole 10522 127 10000 SH Defined 01 10000 FIRSTENERGY CORP COMMON STOCK 337932107 204 4607 SH Sole 4607 FLUOR CORP COMMON STOCK 343412102 603 11993 SH Sole 11993 FORD MOTOR CO COMMON STOCK 345370860 180 16772 SH Sole 16772 FREEPORT MCMORAN COPPER & GOLD COMMON STOCK 35671d857 1053 28618 SH Sole 28618 GENERAL ELECTRIC CO COMMON STOCK 369604103 400 22347 SH Sole 22347 716 40000 SH Defined 01 40000 GENERAL MILLS INC COMMON STOCK 370334104 341 8447 SH Sole 8447 808 20000 SH Defined 01 20000 GENESIS ENERGY LP COMMON STOCK 371927104 98 3497 SH Sole 3497 84 3000 SH Defined 01 3000 GOOGLE INC COMMON STOCK 38259p508 1537 2380 SH Sole 2380 HALLIBURTON CO COMMON STOCK 406216101 1091 31611 SH Sole 31611 HARTFORD FINANCIAL SERVICES GR COMMON STOCK 416515104 1169 71940 SH Sole 71940 HESS CORP COMMON STOCK 42809H107 353 6222 SH Sole 6222 HEWLETT PACKARD CO COMMON STOCK 428236103 828 32136 SH Sole 32136 HJ HEINZ CO COMMON STOCK 423074103 795 14708 SH Sole 14708 1621 30000 SH Defined 01 30000 HONEYWELL INTL INC COMMON STOCK 438516106 333 6121 SH Sole 6121 HOSPITALITY PROPERTIES TRUST COMMON STOCK 44106m102 276 12000 SH Defined 01 12000 HUMANA INC COMMON STOCK 444859102 296 3378 SH Sole 3378 INDIA FUND INC COMMON STOCK 454089103 243 12773 SH Sole 12773 INTEL CORP COMMON STOCK 458140100 428 17659 SH Sole 17659 INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 2923 15898 SH Sole 15898 IPATH DOW JONES UBS GRAINS SUB COMMON STOCK 06739H305 100 2226 SH Sole 2226 IPATH S&P 500 VIX SHORT-TERM F COMMON STOCK 06740C261 1967 55357 SH Sole 55357 ISHARES BARCLAYS MBS BOND FUND COMMON STOCK 464288588 173 1597 SH Sole 1597 ISHARES BARCLAYS TIPS BOND IND COMMON STOCK 464287176 731 6261 SH Sole 6261 ISHARES DOW JONES SELECT DIV I COMMON STOCK 464287168 376 6989 SH Sole 6989 ISHARES DOW JONES US REAL ESTA COMMON STOCK 464287739 124 2185 SH Sole 2185 ISHARES FTSE XINHUA CHINA 25 I COMMON STOCK 464287184 439 12585 SH Sole 12585 ISHARES IBOXX $ HIGH YIELD COR COMMON STOCK 464288513 8733 97650 SH Sole 97650 ISHARES IBOXX $ INV GRADE CORP COMMON STOCK 464287242 7515 66059 SH Sole 66059 ISHARES MSCI BRAZIL INDEX COMMON STOCK 464286400 595 10376 SH Sole 10376 ISHARES MSCI EAFE GROWTH INDEX COMMON STOCK 464288885 208 4000 SH Sole 4000 ISHARES MSCI EMERGING MARKETS COMMON STOCK 464287234 851 22438 SH Sole 22438 ISHARES MSCI HONG KONG INDEX COMMON STOCK 464286871 332 21436 SH Sole 21436 ISHARES MSCI PACIFIC EX- JAPAN COMMON STOCK 464286665 147 3768 SH Sole 3768 ISHARES MSCI SINGAPORE INDEX COMMON STOCK 464286673 307 28380 SH Sole 28380 ISHARES MSCI SOUTH KOREA INDEX COMMON STOCK 464286772 499 9545 SH Sole 9545 ISHARES MSCI TAIWAN INDEX COMMON STOCK 464286731 193 16458 SH Sole 16458 ISHARES S&P GSCI COMMODITY IND COMMON STOCK 46428R107 105 3185 SH Sole 3185 ISHARES S&P LATIN AMERICA 40 I COMMON STOCK 464287390 440 10330 SH Sole 10330 JAZZ PHARMACEUTICALS INC COMMON STOCK G50871105 560 14500 SH Sole 14500 JOHNSON & JOHNSON COMMON STOCK 478160104 862 13140 SH Sole 13140 JOHNSON CONTROLS INC COMMON STOCK 478366107 654 20924 SH Sole 20924 156 5000 SH Defined 01 5000 JOY GLOBAL INC COMMON STOCK 481165108 171 2282 SH Sole 2282 KELLOGG CO COMMON STOCK 487836108 206 4069 SH Sole 4069 KIMBERLY CLARK CORP COMMON STOCK 494368103 286 3884 SH Sole 3884 368 5000 SH Defined 01 5000 KINDER MORGAN ENERGY PARTNERS COMMON STOCK 494550106 4767 56121 SH Sole 56121 3398 40000 SH Defined 01 40000 KRAFT FOODS INC COMMON STOCK 50075N104 246 6591 SH Sole 6591 LEGACY RESERVES LP COMMON STOCK 524707304 325 11505 SH Sole 11505 424 15000 SH Defined 01 15000 LINEAR TECHNOLOGY CORP COMMON STOCK 535678106 634 21125 SH Sole 21125 LINN ENERGY LLC COMMON STOCK 536020100 5600 147725 SH Sole 147725 1137 30000 SH Defined 01 30000 LOCKHEED MARTIN CORP COMMON STOCK 539830109 2071 25597 SH Sole 25597 607 7500 SH Defined 01 7500 LORILLARD INC COMMON STOCK 544147101 170 1493 SH Sole 1493 LRR Energy L.P. COMMON STOCK 5014a1045 373 19000 SH Defined 01 19000 MCDONALDS CORP COMMON STOCK 580135101 2015 20086 SH Sole 20086 100 1000 SH Defined 01 1000 MERCK & CO INC COMMON STOCK 58933y105 3841 101874 SH Sole 101874 754 20000 SH Defined 01 20000 MESABI TRUST COMMON STOCK 590672101 425 16947 SH Sole 16947 METLIFE INC COMMON STOCK 59156r108 523 16768 SH Sole 16768 MID-CON ENERGY PARTNERS, LP COMMON STOCK 59560V109 257 14000 SH Defined 01 14000 MONSANTO CO COMMON STOCK 61166w101 233 3320 SH Sole 3320 MOSAIC CO COMMON STOCK 61945C103 156 3099 SH Sole 3099 NCR CORP COMMON STOCK 62886e108 432 26247 SH Sole 26247 NEXTERA ENERGY INC COMMON STOCK 65339F101 1884 30952 SH Sole 30952 304 5000 SH Defined 01 5000 NEXTERA ENERGY INC COMMON STOCK 65339F309 211 4169 SH Sole 4169 NIKE INC COMMON STOCK 654106103 1279 13269 SH Sole 13269 NOBLE CORP COMMON STOCK h5833n103 540 17875 SH Sole 17875 NORTHEAST UTILITIES COMMON STOCK 664397106 262 7272 SH Sole 7272 NUCOR CORP COMMON STOCK 670346105 265 6692 SH Sole 6692 NUVEEN FLOATING RATEINCOME FUN COMMON STOCK 67072t108 330 30423 SH Sole 30423 NUVEEN MULTISTRATEGY INCOME & COMMON STOCK 67073B106 971 121179 SH Sole 121179 NUVEEN SENIOR INCOME FUND COMMON STOCK 67067Y104 3846 580960 SH Sole 580960 NUVEENFLOATING RATE INCOME OPP COMMON STOCK 6706en100 3334 301968 SH Sole 301968 NYSE EURONEXT COMMON STOCK 629491101 1913 73300 SH Sole 73300 OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 1760 18786 SH Sole 18786 750 8000 SH Defined 01 8000 OLIN CORP COMMON STOCK 680665205 131 6648 SH Sole 6648 ONEOK PARTNERS LP COMMON STOCK 68268N103 35 600 SH Sole 600 ORACLE CORP COMMON STOCK 68389x105 1451 56550 SH Sole 56550 PARKER HANNIFIN CORP COMMON STOCK 701094104 1021 13393 SH Sole 13393 PAYCHEX INC COMMON STOCK 704326107 90 2985 SH Sole 2985 376 12500 SH Defined 01 12500 PENGROWTH ENERGY CORP COMMON STOCK 70706P104 142 13500 SH Sole 13500 PENN WEST PETROLEUM LTD COMMON STOCK 707887105 1239 62580 SH Sole 62580 891 45000 SH Defined 01 45000 PEPCO HOLDINGS INC COMMON STOCK 713291102 2258 111237 SH Sole 111237 609 30000 SH Defined 01 30000 PEPSICO INC COMMON STOCK 713448108 512 7721 SH Sole 7721 PERMIAN BASIN ROYALTY TRUST COMMON STOCK 714236106 200 9800 SH Sole 9800 PFIZER INC COMMON STOCK 717081103 4037 186546 SH Sole 186546 649 30000 SH Defined 01 30000 PHILIP MORRIS INTL INC COMMON STOCK 718172109 4407 56149 SH Sole 56149 2354 30000 SH Defined 01 30000 PINNACLE WEST CAPITAL CORP COMMON STOCK 723484101 176 3644 SH Sole 3644 PLAINS ALL AMERICAN PIPELINE L COMMON STOCK 726503105 1627 22152 SH Sole 22152 588 8000 SH Defined 01 8000 PNC FINANCIAL SERVICES GROUP I COMMON STOCK 693475105 213 3688 SH Sole 3688 PORTLAND GENERAL ELECTRIC CO COMMON STOCK 736508847 152 6000 SH Sole 6000 885 35000 SH Defined 01 35000 POTASH CORP OF SASKATCHEWAN IN COMMON STOCK 73755l107 91 2202 SH Sole 2202 POWERSHARES DB COMMODITY INDX COMMON STOCK 73935S105 213 7944 SH Sole 7944 POWERSHARES EMERG MKTS SOVEREI COMMON STOCK 73936T573 5361 195952 SH Sole 195952 POWERSHARES QQQ TRUST SERIES 1 COMMON STOCK 73935A104 300 5382 SH Sole 5382 POWERSHARES WATER RESOURCES PO COMMON STOCK 73935X575 143 8486 SH Sole 8486 PPL CORP COMMON STOCK 69351t106 2558 86938 SH Sole 86938 883 30000 SH Defined 01 30000 PRICESMART INC COMMON STOCK 741511109 693 9965 SH Sole 9965 696 10000 SH Defined 01 10000 PROCTER & GAMBLE CO COMMON STOCK 742718109 2816 42217 SH Sole 42217 2668 40000 SH Defined 01 40000 PROGRESS ENERGY INC COMMON STOCK 743263105 294 5255 SH Sole 5255 840 15000 SH Defined 01 15000 PROSHARES SHORT S&P 500 COMMON STOCK 74347R503 4485 110988 SH Sole 110988 1374 34000 SH Defined 01 34000 PROSHARES ULTRA QQQ COMMON STOCK 74347r206 63 773 SH Sole 773 407 5000 SH Defined 01 5000 PROSHARES ULTRASHORT 20+ YEAR COMMON STOCK 74347R297 304 16809 SH Sole 16809 PROSHARES ULTRASHORT EURO COMMON STOCK 74347W882 3167 155631 SH Sole 155631 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 894 17844 SH Sole 17844 501 10000 SH Defined 01 10000 Pioneer Floating Rate Trust 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57720 SH Sole 57720 SELECT SECTOR SPDR FINANCIAL COMMON STOCK 81369y605 313 24101 SH Sole 24101 SELECT SECTOR SPDR MATERIALS COMMON STOCK 81369y100 468 13956 SH Sole 13956 SELECT SECTOR SPDR TECHNOLOGY COMMON STOCK 81369Y803 952 37414 SH Sole 37414 SELECT SECTOR SPDR UTILITIES COMMON STOCK 81369y886 2331 64787 SH Sole 64787 180 5000 SH Defined 01 5000 SENIOR HOUSING PROPERTIES TRUS COMMON STOCK 81721M109 414 18442 SH Sole 18442 SLM CORP COMMON STOCK 78442p106 626 46696 SH Sole 46696 67 5000 SH Defined 01 5000 SOUTHERN CO COMMON STOCK 842587107 1200 25925 SH Sole 25925 SOUTHERN COPPER CORP COMMON STOCK 84265V105 184 6099 SH Sole 6099 SOUTHWESTERN ENERGY CO COMMON STOCK 845467109 1217 38107 SH Sole 38107 SPDR BARCLAY CV BD E COMMON STOCK 78464A359 1332 36835 SH Sole 36835 SPDR BARCLAYS CAPITAL HIGH YIE COMMON STOCK 78464A417 8258 214772 SH Sole 214772 SPDR DJ REAL ESTATE COMMON STOCK 78463X863 112 3521 SH Sole 3521 SPDR GOLD SHARES COMMON STOCK 78463V107 1471 9677 SH Sole 9677 SPDR KBW Insurance ETF COMMON STOCK 78464A789 261 7001 SH Sole 7001 SPDR S&P 500 COMMON STOCK 78462F103 150 1198 SH Sole 1198 SPDR S&P DIVIDEND COMMON STOCK 78464A763 276 5118 SH Sole 5118 SPDR S&P Oil & Gas Exp & pr COMMON STOCK 78464A730 482 9142 SH Sole 9142 SPDR S&P RETAIL COMMON STOCK 78464A714 149 2843 SH Sole 2843 SYSCO CORP COMMON STOCK 871829107 147 5000 SH Sole 5000 733 25000 SH Defined 01 25000 TARGA RESOURCES PARTNERS LP COMMON STOCK 87611X105 30 800 SH Sole 800 TECO ENERGY INC COMMON STOCK 872375100 1916 100121 SH Sole 100121 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 376 12931 SH Sole 12931 TITANIUM METALS CORPORATION NE COMMON STOCK 888339207 201 13446 SH Sole 13446 TORONTO DOMINION BANK COMMON STOCK 891160509 165 2200 SH Sole 2200 449 6000 SH Defined 01 6000 TRANSOCEAN LTD COMMON STOCK h8817h100 235 6112 SH Sole 6112 TRAVELERS COS INC COMMON STOCK 89417e109 463 7831 SH Sole 7831 UNILEVER PLC COMMON STOCK 904784709 313 9112 SH Sole 9112 UNITED PARCEL SERVICE INC COMMON STOCK 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