0001412575-12-000001.txt : 20120130
0001412575-12-000001.hdr.sgml : 20120130
20120130135955
ACCESSION NUMBER: 0001412575-12-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120130
DATE AS OF CHANGE: 20120130
EFFECTIVENESS DATE: 20120130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVIANCE CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001412575
IRS NUMBER: 205833107
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14439
FILM NUMBER: 12554928
BUSINESS ADDRESS:
STREET 1: 2080 RINGLING BOULEVARD
CITY: SARASOTA
STATE: FL
ZIP: 34237
BUSINESS PHONE: 941-441-1912
MAIL ADDRESS:
STREET 1: 2080 RINGLING BOULEVARD
CITY: SARASOTA
STATE: FL
ZIP: 34237
13F-HR
1
acm13f4q2011.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aviance Capital Management, LLC
2080 Ringling Boulevard 1st Floor
Sarasota, FL 34237
Form 13F File Number: 28-14439
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Edward C. Bertelsen
Title: Chief Operating Officer
Phone: 941-441-1912
Signature, Place, and Date of Signing:
Edward C. Bertelsen Sarasota, FL January 27, 2012
--------------------- --------------------- -------------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
-----------------------
Form 13F Information Table Entry Total: 355
-----------------------
Form 13F Information Table Value Total: 365888 (x1000)
-----------------------
List of Other Included Managers:
No. Form 13F file number Name
01 028-06487 First Trust Advisors LP
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COMMON STOCK 88579y101 580 7093 SH Sole 7093
ABBOTT LABORATORIES COMMON STOCK 002824100 909 16157 SH Sole 16157
2811 50000 SH Defined 01 50000
ACCENTURE PLC COMMON STOCK G1151C101 377 7090 SH Sole 7090
AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 816 8500 SH Sole 8500
AFLAC INC COMMON STOCK 001055102 870 20100 SH Sole 20100
AGCO CORP COMMON STOCK 001084102 341 7935 SH Sole 7935
ALCOA INC COMMON STOCK 013817101 63 7259 SH Sole 7259
ALLEGHENY TECHNOLOGIES INC COMMON STOCK 01741r102 242 5071 SH Sole 5071
ALLIANCEBERNSTEIN GLOBAL HIGH COMMON STOCK 01879R106 10604 748321 SH Sole 748321
ALTRIA GROUP INC COMMON STOCK 02209s103 2789 94065 SH Sole 94065
2965 100000 SH Defined 01 100000
AMAZON.COM INC COMMON STOCK 023135106 1041 6014 SH Sole 6014
AMEREN CORP COMMON STOCK 023608102 1996 60237 SH Sole 60237
AMERICAN ELECTRIC POWER CO COMMON STOCK 025537101 331 8013 SH Sole 8013
AMERICAN EQUITY INVESTMENT LIF COMMON STOCK 025676206 156 15000 SH Defined 01 15000
AMERICAN EXPRESS CO COMMON STOCK 025816109 264 5598 SH Sole 5598
AMGEN INC COMMON STOCK 031162100 469 7300 SH Sole 7300
ANADARKO PETROLEUM CORP COMMON STOCK 032511107 486 6363 SH Sole 6363
ANNALY CAPITAL MANAGEMENT INC COMMON STOCK 035710409 887 55605 SH Sole 55605
479 30000 SH Defined 01 30000
APACHE CORP COMMON STOCK 037411105 723 7984 SH Sole 7984
APPLE INC COMMON STOCK 037833100 6927 17103 SH Sole 17103
ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 161 5636 SH Sole 5636
ARTHUR J GALLAGHER & CO COMMON STOCK 363576109 33 1000 SH Sole 1000
669 20000 SH Defined 01 20000
AT&T INC COMMON STOCK 00206r102 5017 165909 SH Sole 165909
2722 90000 SH Defined 01 90000
AUTOLIV INC COMMON STOCK 052800109 551 10300 SH Sole 10300
B&G FOODS INC COMMON STOCK 05508R106 69 2876 SH Sole 2876
1083 45000 SH Defined 01 45000
BAKER HUGHES INC COMMON STOCK 057224107 948 19497 SH Sole 19497
BANK OF AMERICA CORP COMMON STOCK 060505104 60 10732 SH Sole 10732
BANK OF MONTREAL COMMON STOCK 063671101 1377 25124 SH Sole 25124
BAXTER INTL INC COMMON STOCK 071813109 694 14034 SH Sole 14034
BCE INC COMMON STOCK 05534b760 1913 45905 SH Sole 45905
1042 25000 SH Defined 01 25000
BECTON DICKINSON & CO COMMON STOCK 075887109 495 6622 SH Sole 6622
BERKSHIRE HATHAWAY INC CL B COMMON STOCK 084670702 234 3068 SH Sole 3068
BLACKROCK CORPORATE HIGH YIELD COMMON STOCK 09255L106 315 43750 SH Sole 43750
BLACKROCK CORPORATE HIGH YIELD COMMON STOCK 09255N102 2364 202231 SH Sole 202231
BLACKROCK CORPORATE HIGH YIELD COMMON STOCK 09255P107 1937 170218 SH Sole 170218
BLACKROCK CORPORATE HIGHYIELD COMMON STOCK 09255M104 212 29992 SH Sole 29992
BLACKROCK FLOATING RATE INCOME COMMON STOCK 09255x100 603 45146 SH Sole 45146
BLACKROCK FLOATING RATE INCOME COMMON STOCK 09255Y108 192 15578 SH Sole 15578
BLACKROCK FLOATING RATE INCOME COMMON STOCK 091941104 1316 97713 SH Sole 97713
BLACKROCK GLOBAL OPP EQUITY TR COMMON STOCK 092501105 949 71864 SH Sole 71864
BLACKROCK HIGH INCOME SHARES COMMON STOCK 09250E107 219 100376 SH Sole 100376
BLACKROCK INC COMMON STOCK 09247X101 1533 8600 SH Sole 8600
BOEING CO COMMON STOCK 097023105 2781 37913 SH Sole 37913
BP PRUDHOE BAY ROYALTY TRUST COMMON STOCK 055630107 655 5750 SH Sole 5750
BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 3915 111087 SH Sole 111087
4053 115000 SH Defined 01 115000
BUFFALO WILD WINGS INC COMMON STOCK 119848109 237 3516 SH Sole 3516
CALUMET SPECIALTY PRODUCTS PAR COMMON STOCK 131476103 764 37900 SH Sole 37900
60 3000 SH Defined 01 3000
CAMPBELL SOUP CO COMMON STOCK 134429109 228 6872 SH Sole 6872
CANADIAN NATIONAL RAILWAY CO COMMON STOCK 136375102 295 3761 SH Sole 3761
CAPITAL ONE FINANCIAL CORP COMMON STOCK 14040h105 533 12600 SH Sole 12600
CATERPILLAR INC COMMON STOCK 149123101 232 2566 SH Sole 2566
181 2000 SH Defined 01 2000
CENTERPOINT ENERGY INC COMMON STOCK 15189T107 389 19349 SH Sole 19349
CHECK POINT SOFTWARE TECH LTD COMMON STOCK m22465104 286 5434 SH Sole 5434
CHESAPEAKE ENERGY CORP COMMON STOCK 165167107 657 29493 SH Sole 29493
CHESAPEAKE GRANITE WASH TRUST COMMON STOCK 165185109 185 7700 SH Sole 7700
CHEVRON CORP COMMON STOCK 166764100 2637 24781 SH Sole 24781
532 5000 SH Defined 01 5000
CHORUS LTD ADR EACH REP5 ORD N COMMON STOCK 17040V107 628 51629 SH Sole 51629
219 18000 SH Defined 01 18000
CINCINNATI FINANCIAL CORP COMMON STOCK 172062101 754 24751 SH Sole 24751
305 10000 SH Defined 01 10000
CITIGROUP INC COMMON STOCK 172967424 223 8473 SH Sole 8473
CLOROX CORP COMMON STOCK 189054109 120 1800 SH Sole 1800
732 11000 SH Defined 01 11000
CLOUGH GLOBAL EQUITY FUND COMMON STOCK 18914C100 293 24300 SH Sole 24300
COCA COLA CO COMMON STOCK 191216100 1439 20572 SH Sole 20572
COGNIZANT TECH SOLUTIONS CORP COMMON STOCK 192446102 273 4248 SH Sole 4248
COLGATE PALMOLIVE CO COMMON STOCK 194162103 476 5150 SH Sole 5150
924 10000 SH Defined 01 10000
CONAGRA FOODS INC COMMON STOCK 205887102 255 9668 SH Sole 9668
CONOCOPHILLIPS COMMON STOCK 20825C104 3980 54619 SH Sole 54619
2915 40000 SH Defined 01 40000
CONSOLIDATED EDISON INC COMMON STOCK 209115104 320 5162 SH Sole 5162
COPANO ENERGY LLC COMMON STOCK 217202100 1560 45608 SH Sole 45608
171 5000 SH Defined 01 5000
CORNING INC COMMON STOCK 219350105 860 66230 SH Sole 66230
CSX CORP COMMON STOCK 126408103 350 16616 SH Sole 16616
105 5000 SH Defined 01 5000
CUMMINS INC COMMON STOCK 231021106 1419 16123 SH Sole 16123
440 5000 SH Defined 01 5000
DEERE & CO COMMON STOCK 244199105 497 6429 SH Sole 6429
773 10000 SH Defined 01 10000
DEVON ENERGY CORP COMMON STOCK 25179m103 1202 19389 SH Sole 19389
DNP SELECT INCOME FUND INC COMMON STOCK 23325p104 1277 116977 SH Sole 116977
DOMINION RESOURCES INC COMMON STOCK 25746u109 403 7593 SH Sole 7593
531 10000 SH Defined 01 10000
DORCHESTER MINERALS LP COMMON STOCK 25820r105 437 19300 SH Sole 19300
DOVER CORP COMMON STOCK 260003108 125 2148 SH Sole 2148
DOW 30 ENHANCED PREMIUM & INCO COMMON STOCK 260537105 231 22700 SH Sole 22700
DOW CHEMICAL CO COMMON STOCK 260543103 62 2153 SH Sole 2153
575 20000 SH Defined 01 20000
DTE ENERGY CO COMMON STOCK 233331107 470 8636 SH Sole 8636
408 7500 SH Defined 01 7500
DUKE ENERGY CORP COMMON STOCK 26441c105 1787 81239 SH Sole 81239
EATON CORP COMMON STOCK 278058102 179 4103 SH Sole 4103
EATON VANCE LTD DURATION INCOM COMMON STOCK 27828H105 366 24000 SH Sole 24000
EI DUPONT DE NEMOURS & CO COMMON STOCK 263534109 132 2875 SH Sole 2875
EL PASO PIPELINE PARTNERS LP COMMON STOCK 283702108 243 7006 SH Sole 7006
ELI LILLY & CO COMMON STOCK 532457108 2449 58934 SH Sole 58934
1455 35000 SH Defined 01 35000
EMC CORP COMMON STOCK 268648102 603 28007 SH Sole 28007
ENBRIDGE ENERGY PARTNERS LP COMMON STOCK 29250R106 2733 82338 SH Sole 82338
166 5000 SH Defined 01 5000
ENDURO ROYALTY TRUST COMMON STOCK 29269K100 819 40000 SH Defined 01 40000
ENERGY TRANSFER PARTNERS LP COMMON STOCK 29273R109 456 9941 SH Sole 9941
46 1000 SH Defined 01 1000
ENSCO PLC COMMON STOCK 29358q109 299 6383 SH Sole 6383
ENTERGYCORP NEW COMMON STOCK 29364g103 282 3858 SH Sole 3858
365 5000 SH Defined 01 5000
ENTERPRISE PRODUCTS PARTNERS L COMMON STOCK 293792107 1633 35206 SH Sole 35206
1113 24000 SH Defined 01 24000
ETFS GOLD TRUST COMMON STOCK 26922Y105 318 2050 SH Sole 2050
EV ENERGY PARTNERS LP COMMON STOCK 26926V107 278 4221 SH Sole 4221
EXELON CORP COMMON STOCK 30161n101 117 2704 SH Sole 2704
EXXON MOBIL CORP COMMON STOCK 30231G102 2637 31116 SH Sole 31116
FIFTH THIRD BANCORP COMMON STOCK 316773100 134 10522 SH Sole 10522
127 10000 SH Defined 01 10000
FIRSTENERGY CORP COMMON STOCK 337932107 204 4607 SH Sole 4607
FLUOR CORP COMMON STOCK 343412102 603 11993 SH Sole 11993
FORD MOTOR CO COMMON STOCK 345370860 180 16772 SH Sole 16772
FREEPORT MCMORAN COPPER & GOLD COMMON STOCK 35671d857 1053 28618 SH Sole 28618
GENERAL ELECTRIC CO COMMON STOCK 369604103 400 22347 SH Sole 22347
716 40000 SH Defined 01 40000
GENERAL MILLS INC COMMON STOCK 370334104 341 8447 SH Sole 8447
808 20000 SH Defined 01 20000
GENESIS ENERGY LP COMMON STOCK 371927104 98 3497 SH Sole 3497
84 3000 SH Defined 01 3000
GOOGLE INC COMMON STOCK 38259p508 1537 2380 SH Sole 2380
HALLIBURTON CO COMMON STOCK 406216101 1091 31611 SH Sole 31611
HARTFORD FINANCIAL SERVICES GR COMMON STOCK 416515104 1169 71940 SH Sole 71940
HESS CORP COMMON STOCK 42809H107 353 6222 SH Sole 6222
HEWLETT PACKARD CO COMMON STOCK 428236103 828 32136 SH Sole 32136
HJ HEINZ CO COMMON STOCK 423074103 795 14708 SH Sole 14708
1621 30000 SH Defined 01 30000
HONEYWELL INTL INC COMMON STOCK 438516106 333 6121 SH Sole 6121
HOSPITALITY PROPERTIES TRUST COMMON STOCK 44106m102 276 12000 SH Defined 01 12000
HUMANA INC COMMON STOCK 444859102 296 3378 SH Sole 3378
INDIA FUND INC COMMON STOCK 454089103 243 12773 SH Sole 12773
INTEL CORP COMMON STOCK 458140100 428 17659 SH Sole 17659
INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 2923 15898 SH Sole 15898
IPATH DOW JONES UBS GRAINS SUB COMMON STOCK 06739H305 100 2226 SH Sole 2226
IPATH S&P 500 VIX SHORT-TERM F COMMON STOCK 06740C261 1967 55357 SH Sole 55357
ISHARES BARCLAYS MBS BOND FUND COMMON STOCK 464288588 173 1597 SH Sole 1597
ISHARES BARCLAYS TIPS BOND IND COMMON STOCK 464287176 731 6261 SH Sole 6261
ISHARES DOW JONES SELECT DIV I COMMON STOCK 464287168 376 6989 SH Sole 6989
ISHARES DOW JONES US REAL ESTA COMMON STOCK 464287739 124 2185 SH Sole 2185
ISHARES FTSE XINHUA CHINA 25 I COMMON STOCK 464287184 439 12585 SH Sole 12585
ISHARES IBOXX $ HIGH YIELD COR COMMON STOCK 464288513 8733 97650 SH Sole 97650
ISHARES IBOXX $ INV GRADE CORP COMMON STOCK 464287242 7515 66059 SH Sole 66059
ISHARES MSCI BRAZIL INDEX COMMON STOCK 464286400 595 10376 SH Sole 10376
ISHARES MSCI EAFE GROWTH INDEX COMMON STOCK 464288885 208 4000 SH Sole 4000
ISHARES MSCI EMERGING MARKETS COMMON STOCK 464287234 851 22438 SH Sole 22438
ISHARES MSCI HONG KONG INDEX COMMON STOCK 464286871 332 21436 SH Sole 21436
ISHARES MSCI PACIFIC EX- JAPAN COMMON STOCK 464286665 147 3768 SH Sole 3768
ISHARES MSCI SINGAPORE INDEX COMMON STOCK 464286673 307 28380 SH Sole 28380
ISHARES MSCI SOUTH KOREA INDEX COMMON STOCK 464286772 499 9545 SH Sole 9545
ISHARES MSCI TAIWAN INDEX COMMON STOCK 464286731 193 16458 SH Sole 16458
ISHARES S&P GSCI COMMODITY IND COMMON STOCK 46428R107 105 3185 SH Sole 3185
ISHARES S&P LATIN AMERICA 40 I COMMON STOCK 464287390 440 10330 SH Sole 10330
JAZZ PHARMACEUTICALS INC COMMON STOCK G50871105 560 14500 SH Sole 14500
JOHNSON & JOHNSON COMMON STOCK 478160104 862 13140 SH Sole 13140
JOHNSON CONTROLS INC COMMON STOCK 478366107 654 20924 SH Sole 20924
156 5000 SH Defined 01 5000
JOY GLOBAL INC COMMON STOCK 481165108 171 2282 SH Sole 2282
KELLOGG CO COMMON STOCK 487836108 206 4069 SH Sole 4069
KIMBERLY CLARK CORP COMMON STOCK 494368103 286 3884 SH Sole 3884
368 5000 SH Defined 01 5000
KINDER MORGAN ENERGY PARTNERS COMMON STOCK 494550106 4767 56121 SH Sole 56121
3398 40000 SH Defined 01 40000
KRAFT FOODS INC COMMON STOCK 50075N104 246 6591 SH Sole 6591
LEGACY RESERVES LP COMMON STOCK 524707304 325 11505 SH Sole 11505
424 15000 SH Defined 01 15000
LINEAR TECHNOLOGY CORP COMMON STOCK 535678106 634 21125 SH Sole 21125
LINN ENERGY LLC COMMON STOCK 536020100 5600 147725 SH Sole 147725
1137 30000 SH Defined 01 30000
LOCKHEED MARTIN CORP COMMON STOCK 539830109 2071 25597 SH Sole 25597
607 7500 SH Defined 01 7500
LORILLARD INC COMMON STOCK 544147101 170 1493 SH Sole 1493
LRR Energy L.P. COMMON STOCK 5014a1045 373 19000 SH Defined 01 19000
MCDONALDS CORP COMMON STOCK 580135101 2015 20086 SH Sole 20086
100 1000 SH Defined 01 1000
MERCK & CO INC COMMON STOCK 58933y105 3841 101874 SH Sole 101874
754 20000 SH Defined 01 20000
MESABI TRUST COMMON STOCK 590672101 425 16947 SH Sole 16947
METLIFE INC COMMON STOCK 59156r108 523 16768 SH Sole 16768
MID-CON ENERGY PARTNERS, LP COMMON STOCK 59560V109 257 14000 SH Defined 01 14000
MONSANTO CO COMMON STOCK 61166w101 233 3320 SH Sole 3320
MOSAIC CO COMMON STOCK 61945C103 156 3099 SH Sole 3099
NCR CORP COMMON STOCK 62886e108 432 26247 SH Sole 26247
NEXTERA ENERGY INC COMMON STOCK 65339F101 1884 30952 SH Sole 30952
304 5000 SH Defined 01 5000
NEXTERA ENERGY INC COMMON STOCK 65339F309 211 4169 SH Sole 4169
NIKE INC COMMON STOCK 654106103 1279 13269 SH Sole 13269
NOBLE CORP COMMON STOCK h5833n103 540 17875 SH Sole 17875
NORTHEAST UTILITIES COMMON STOCK 664397106 262 7272 SH Sole 7272
NUCOR CORP COMMON STOCK 670346105 265 6692 SH Sole 6692
NUVEEN FLOATING RATEINCOME FUN COMMON STOCK 67072t108 330 30423 SH Sole 30423
NUVEEN MULTISTRATEGY INCOME & COMMON STOCK 67073B106 971 121179 SH Sole 121179
NUVEEN SENIOR INCOME FUND COMMON STOCK 67067Y104 3846 580960 SH Sole 580960
NUVEENFLOATING RATE INCOME OPP COMMON STOCK 6706en100 3334 301968 SH Sole 301968
NYSE EURONEXT COMMON STOCK 629491101 1913 73300 SH Sole 73300
OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 1760 18786 SH Sole 18786
750 8000 SH Defined 01 8000
OLIN CORP COMMON STOCK 680665205 131 6648 SH Sole 6648
ONEOK PARTNERS LP COMMON STOCK 68268N103 35 600 SH Sole 600
ORACLE CORP COMMON STOCK 68389x105 1451 56550 SH Sole 56550
PARKER HANNIFIN CORP COMMON STOCK 701094104 1021 13393 SH Sole 13393
PAYCHEX INC COMMON STOCK 704326107 90 2985 SH Sole 2985
376 12500 SH Defined 01 12500
PENGROWTH ENERGY CORP COMMON STOCK 70706P104 142 13500 SH Sole 13500
PENN WEST PETROLEUM LTD COMMON STOCK 707887105 1239 62580 SH Sole 62580
891 45000 SH Defined 01 45000
PEPCO HOLDINGS INC COMMON STOCK 713291102 2258 111237 SH Sole 111237
609 30000 SH Defined 01 30000
PEPSICO INC COMMON STOCK 713448108 512 7721 SH Sole 7721
PERMIAN BASIN ROYALTY TRUST COMMON STOCK 714236106 200 9800 SH Sole 9800
PFIZER INC COMMON STOCK 717081103 4037 186546 SH Sole 186546
649 30000 SH Defined 01 30000
PHILIP MORRIS INTL INC COMMON STOCK 718172109 4407 56149 SH Sole 56149
2354 30000 SH Defined 01 30000
PINNACLE WEST CAPITAL CORP COMMON STOCK 723484101 176 3644 SH Sole 3644
PLAINS ALL AMERICAN PIPELINE L COMMON STOCK 726503105 1627 22152 SH Sole 22152
588 8000 SH Defined 01 8000
PNC FINANCIAL SERVICES GROUP I COMMON STOCK 693475105 213 3688 SH Sole 3688
PORTLAND GENERAL ELECTRIC CO COMMON STOCK 736508847 152 6000 SH Sole 6000
885 35000 SH Defined 01 35000
POTASH CORP OF SASKATCHEWAN IN COMMON STOCK 73755l107 91 2202 SH Sole 2202
POWERSHARES DB COMMODITY INDX COMMON STOCK 73935S105 213 7944 SH Sole 7944
POWERSHARES EMERG MKTS SOVEREI COMMON STOCK 73936T573 5361 195952 SH Sole 195952
POWERSHARES QQQ TRUST SERIES 1 COMMON STOCK 73935A104 300 5382 SH Sole 5382
POWERSHARES WATER RESOURCES PO COMMON STOCK 73935X575 143 8486 SH Sole 8486
PPL CORP COMMON STOCK 69351t106 2558 86938 SH Sole 86938
883 30000 SH Defined 01 30000
PRICESMART INC COMMON STOCK 741511109 693 9965 SH Sole 9965
696 10000 SH Defined 01 10000
PROCTER & GAMBLE CO COMMON STOCK 742718109 2816 42217 SH Sole 42217
2668 40000 SH Defined 01 40000
PROGRESS ENERGY INC COMMON STOCK 743263105 294 5255 SH Sole 5255
840 15000 SH Defined 01 15000
PROSHARES SHORT S&P 500 COMMON STOCK 74347R503 4485 110988 SH Sole 110988
1374 34000 SH Defined 01 34000
PROSHARES ULTRA QQQ COMMON STOCK 74347r206 63 773 SH Sole 773
407 5000 SH Defined 01 5000
PROSHARES ULTRASHORT 20+ YEAR COMMON STOCK 74347R297 304 16809 SH Sole 16809
PROSHARES ULTRASHORT EURO COMMON STOCK 74347W882 3167 155631 SH Sole 155631
PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 894 17844 SH Sole 17844
501 10000 SH Defined 01 10000
Pioneer Floating Rate Trust COMMON STOCK 72369J102 3886 311602 SH Sole 311602
QUALCOMM INC COMMON STOCK 747525103 230 4205 SH Sole 4205
QUESTCOR PHARMACEUTICALS INC COMMON STOCK 74835Y101 208 5000 SH Sole 5000
RANGE RESOURCES CORP COMMON STOCK 75281a109 836 13496 SH Sole 13496
RAYONIER INC COMMON STOCK 754907103 186 4168 SH Sole 4168
RAYTHEON CO COMMON STOCK 755111507 443 9151 SH Sole 9151
2419 50000 SH Defined 01 50000
REGENERON PHARMACEUTICALS INC COMMON STOCK 75886F107 222 4000 SH Sole 4000
REYNOLDS AMERICAN INC COMMON STOCK 761713106 690 16664 SH Sole 16664
RPC ENERGY SERVICES INC COMMON STOCK 749660106 347 19000 SH Sole 19000
SALESFORCE.COM INC COMMON STOCK 79466L302 547 5390 SH Sole 5390
SAN JUAN BASIN ROYALTY TRUST COMMON STOCK 798241105 203 8900 SH Sole 8900
SANDISK CORP COMMON STOCK 80004c101 1829 37162 SH Sole 37162
SAPIENT CORP COMMON STOCK 803062108 157 12433 SH Sole 12433
SELECT SECTOR SPDR CONSUMER ST COMMON STOCK 81369Y308 13 386 SH Sole 386
SELECT SECTOR SPDR ENERGY COMMON STOCK 81369y506 3990 57720 SH Sole 57720
SELECT SECTOR SPDR FINANCIAL COMMON STOCK 81369y605 313 24101 SH Sole 24101
SELECT SECTOR SPDR MATERIALS COMMON STOCK 81369y100 468 13956 SH Sole 13956
SELECT SECTOR SPDR TECHNOLOGY COMMON STOCK 81369Y803 952 37414 SH Sole 37414
SELECT SECTOR SPDR UTILITIES COMMON STOCK 81369y886 2331 64787 SH Sole 64787
180 5000 SH Defined 01 5000
SENIOR HOUSING PROPERTIES TRUS COMMON STOCK 81721M109 414 18442 SH Sole 18442
SLM CORP COMMON STOCK 78442p106 626 46696 SH Sole 46696
67 5000 SH Defined 01 5000
SOUTHERN CO COMMON STOCK 842587107 1200 25925 SH Sole 25925
SOUTHERN COPPER CORP COMMON STOCK 84265V105 184 6099 SH Sole 6099
SOUTHWESTERN ENERGY CO COMMON STOCK 845467109 1217 38107 SH Sole 38107
SPDR BARCLAY CV BD E COMMON STOCK 78464A359 1332 36835 SH Sole 36835
SPDR BARCLAYS CAPITAL HIGH YIE COMMON STOCK 78464A417 8258 214772 SH Sole 214772
SPDR DJ REAL ESTATE COMMON STOCK 78463X863 112 3521 SH Sole 3521
SPDR GOLD SHARES COMMON STOCK 78463V107 1471 9677 SH Sole 9677
SPDR KBW Insurance ETF COMMON STOCK 78464A789 261 7001 SH Sole 7001
SPDR S&P 500 COMMON STOCK 78462F103 150 1198 SH Sole 1198
SPDR S&P DIVIDEND COMMON STOCK 78464A763 276 5118 SH Sole 5118
SPDR S&P Oil & Gas Exp & pr COMMON STOCK 78464A730 482 9142 SH Sole 9142
SPDR S&P RETAIL COMMON STOCK 78464A714 149 2843 SH Sole 2843
SYSCO CORP COMMON STOCK 871829107 147 5000 SH Sole 5000
733 25000 SH Defined 01 25000
TARGA RESOURCES PARTNERS LP COMMON STOCK 87611X105 30 800 SH Sole 800
TECO ENERGY INC COMMON STOCK 872375100 1916 100121 SH Sole 100121
TEXAS INSTRUMENTS INC COMMON STOCK 882508104 376 12931 SH Sole 12931
TITANIUM METALS CORPORATION NE COMMON STOCK 888339207 201 13446 SH Sole 13446
TORONTO DOMINION BANK COMMON STOCK 891160509 165 2200 SH Sole 2200
449 6000 SH Defined 01 6000
TRANSOCEAN LTD COMMON STOCK h8817h100 235 6112 SH Sole 6112
TRAVELERS COS INC COMMON STOCK 89417e109 463 7831 SH Sole 7831
UNILEVER PLC COMMON STOCK 904784709 313 9112 SH Sole 9112
UNITED PARCEL SERVICE INC COMMON STOCK 911312106 397 5421 SH Sole 5421
UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 976 13351 SH Sole 13351
VANGUARD NATURAL RESOURCES LLC COMMON STOCK 92205F106 760 27512 SH Sole 27512
VANGUARD TOTAL BOND MARKET IND COMMON STOCK 921937835 2545 30462 SH Sole 30462
VERIZON COMM INC COMMON STOCK 92343v104 3589 89464 SH Sole 89464
3009 75000 SH Defined 01 75000
VMWARE INC COMMON STOCK 928563402 290 3482 SH Sole 3482
WALT DISNEY CO COMMON STOCK 254687106 103 2738 SH Sole 2738
1125 30000 SH Defined 01 30000
WALTER ENERGY INC COMMON STOCK 93317q105 801 13230 SH Sole 13230
WESTPORT INNOVATIONS INC COMMON STOCK 960908309 404 12162 SH Sole 12162
WEYERHAEUSER CO COMMON STOCK 962166104 206 11043 SH Sole 11043
WILLIAMS COS INC COMMON STOCK 969457100 2012 60931 SH Sole 60931
WILLIAMS PARTNERS LP COMMON STOCK 96950F104 787 13120 SH Sole 13120
WINDSTREAM CORP COMMON STOCK 97381W104 1116 95021 SH Sole 95021
587 50000 SH Defined 01 50000
XCEL ENERGY INC COMMON STOCK 98389b100 341 12342 SH Sole 12342
1797 65000 SH Defined 01 65000
XL GROUP PLC COMMON STOCK g98290102 344 17387 SH Sole 17387
ARCOS DORADOS HOLDINGS INC ADR G0457F107 1306 63591 SH Sole 63591
677 33000 SH Defined 01 33000
ASTRAZENECA PLC ADR 046353108 2609 56360 SH Sole 56360
694 15000 SH Defined 01 15000
BANK OF NOVA SCOTIA ADR 064149107 45 900 SH Sole 900
498 10000 SH Defined 01 10000
BHP BILLITON LTD ADR 088606108 1142 16168 SH Sole 16168
CHINA PETROLEUM & CHEMICAL COR ADR 16941r108 672 6395 SH Sole 6395
CHINA YUCHAI INTL LTD ADR g21082105 352 25500 SH Sole 25500
CHUNGHWA TELECOM CO LTD ADR 17133Q502 246 7383 SH Sole 7383
CNOOC LTD ADR 126132109 664 3800 SH Sole 3800
COMPANHIA ENERGETICA DE MINAS ADR 204409601 275 15479 SH Sole 15479
COVIDIEN PLC ADR G2554F113 896 19900 SH Sole 19900
DEUTSCHE TELEKOM AG ADR 251566105 239 20806 SH Sole 20806
GLAXOSMITHKLINE PLC ADR 37733w105 570 12481 SH Sole 12481
913 20000 SH Defined 01 20000
NATIONAL GRID PLC ADR 636274300 2688 55437 SH Sole 55437
1697 35000 SH Defined 01 35000
PHILIPPINE LONG DISTANCE TELEP ADR 718252604 283 4904 SH Sole 4904
RIO TINTO PLC ADR 767204100 236 4822 SH Sole 4822
SANOFI SA ADR 80105N105 1903 52076 SH Sole 52076
548 15000 SH Defined 01 15000
SCHLUMBERGER LTD ADR 806857108 754 11036 SH Sole 11036
TELECOM CORP OF NEW ZEALAND LT ADR 879278208 2449 306525 SH Sole 306525
1039 130000 SH Defined 01 130000
TELEFONICA SA ADR 879382208 792 46071 SH Sole 46071
TELSTRA CORP LTD ADR 87969N204 3611 211560 SH Sole 211560
512 30000 SH Defined 01 30000
TEVA PHARMACEUTICAL INDUSTRIES ADR 881624209 495 12266 SH Sole 12266
TRANSCANADA CORP ADR 89353D107 1786 40897 SH Sole 40897
VALE SA ADR 91912E105 245 11406 SH Sole 11406
VODAFONE GROUP PLC ADR 92857w209 2834 101091 SH Sole 101091