0001412575-11-000004.txt : 20110304 0001412575-11-000004.hdr.sgml : 20110304 20110304172119 ACCESSION NUMBER: 0001412575-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110304 DATE AS OF CHANGE: 20110304 EFFECTIVENESS DATE: 20110304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AVIANCE CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001412575 IRS NUMBER: 205833107 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14439 FILM NUMBER: 11665732 BUSINESS ADDRESS: STREET 1: 2080 RINGLING BOULEVARD CITY: SARASOTA STATE: FL ZIP: 34237 BUSINESS PHONE: 941-441-1912 MAIL ADDRESS: STREET 1: 2080 RINGLING BOULEVARD CITY: SARASOTA STATE: FL ZIP: 34237 13F-HR 1 acm13f4q2010.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Aviance Capital Management, LLC 2080 Ringling Boulevard 1st Floor Sarasota, FL 34237 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Edward C. Bertelsen Title: Chief Operating Officer Phone: 941-441-1912 Signature, Place, and Date of Signing: Edward C. Bertelsen Sarasota, FL 3.4.2011 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------- Form 13F Information Table Entry Total: 255 ----------------------- Form 13F Information Table Value Total: 370749(x1000) ----------------------- List of Other Included Managers: Aviance Capital Management, LLC Form 13F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ------ ABBOTT LABORATORIES COMMON STOCK 002824100 920 19204 SH Sole 19204 AFLAC INC COMMON STOCK 001055102 982 17400 SH Sole 17400 AGCO CORP COMMON STOCK 001084102 494 9751 SH Sole 9751 AIR PRODUCTS & CHEMICALS INC COMMON STOCK 009158106 369 4056 SH Sole 4056 ALLEGHENY TECHNOLOGIES INC COMMON STOCK 01741r102 2509 45468 SH Sole 45468 ALLIANCEBERNSTEIN GLOBAL HIGH COMMON STOCK 01879R106 9889 691528 SH Sole 691528 ALTRIA GROUP INC COMMON STOCK 02209s103 4725 191921 SH Sole 191921 AMAZON.COM INC COMMON STOCK 023135106 462 2568 SH Sole 2568 AMERICAN ELECTRIC POWER CO COMMON STOCK 025537101 1451 40316 SH Sole 40316 AMERICAN EXPRESS CO COMMON STOCK 025816109 558 13000 SH Sole 13000 AMPHENOL CORP COMMON STOCK 032095101 201 3800 SH Sole 3800 ANADARKO PETROLEUM CORP COMMON STOCK 032511107 674 8853 SH Sole 8853 ANALOG DEVICES INC COMMON STOCK 032654105 282 7489 SH Sole 7489 ANNALY CAPITAL MANAGEMENT INC COMMON STOCK 035710409 3297 183960 SH Sole 183960 APACHE CORP COMMON STOCK 037411105 918 7699 SH Sole 7699 APPLE INC COMMON STOCK 037833100 5151 15970 SH Sole 15970 ARCH COAL INC COMMON STOCK 039380100 1057 30136 SH Sole 30136 AT&T INC COMMON STOCK 00206r102 2770 94272 SH Sole 94272 AUTOLIV INC COMMON STOCK 052800109 734 9300 SH Sole 9300 B&G FOODS INC COMMON STOCK 05508R106 1064 77521 SH Sole 77521 BAKER HUGHES INC COMMON STOCK 057224107 1001 17513 SH Sole 17513 BANK OF AMERICA CORP COMMON STOCK 060505104 1896 142144 SH Sole 142144 BANK OF MONTREAL COMMON STOCK 063671101 1730 30050 SH Sole 30050 BANKATLANTIC BANCORP INC COMMON STOCK 065908501 11 10000 SH Sole 10000 BB&T CORP COMMON STOCK 054937107 1231 46825 SH Sole 46825 BECTON DICKINSON & CO COMMON STOCK 075887109 482 5700 SH Sole 5700 BERKSHIRE HATHAWAY INC CL B COMMON STOCK 084670702 382 4767 SH Sole 4767 BEST BUY INC COMMON STOCK 086516101 540 15754 SH Sole 15754 BLACKROCK CORPORATE HIGH YIELD COMMON STOCK 09255L106 78 11508 SH Sole 11508 BLACKROCK CORPORATE HIGH YIELD COMMON STOCK 09255N102 1202 104124 SH Sole 104124 BLACKROCK CORPORATE HIGH YIELD COMMON STOCK 09255P107 1280 110066 SH Sole 110066 BLACKROCK FLOATING RATE INCOME COMMON STOCK 091941104 1283 77500 SH Sole 77500 BLACKROCK GLOBAL OPP EQUITY TR COMMON STOCK 092501105 939 51183 SH Sole 51183 BLACKROCK INC COMMON STOCK 09247X101 1382 7250 SH Sole 7250 BOEING CO COMMON STOCK 097023105 2880 44132 SH Sole 44132 BP PRUDHOE BAY ROYALTY TRUST COMMON STOCK 055630107 512 4044 SH Sole 4044 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 797 30109 SH Sole 30109 BROADCOM CORP COMMON STOCK 111320107 1062 24388 SH Sole 24388 CALUMET SPECIALTY PRODUCTS PAR COMMON STOCK 131476103 736 34550 SH Sole 34550 CANADIAN IMPERIAL BANK OF COMM COMMON STOCK 136069101 2411 30750 SH Sole 30750 CANADIAN NATIONAL RAILWAY CO COMMON STOCK 136375102 211 3172 SH Sole 3172 CANADIAN PACIFIC RAILWAY LTD COMMON STOCK 13645t100 1537 23711 SH Sole 23711 CAPITOL FEDERAL FINANCIAL COMMON STOCK 14057C106 572 48000 SH Sole 48000 CARNIVAL CORP COMMON STOCK 143658300 482 10450 SH Sole 10450 CATERPILLAR INC COMMON STOCK 149123101 1692 18065 SH Sole 18065 CENOVUS ENERGY INC COMMON STOCK 15135U109 1296 39000 SH Sole 39000 CENTERPOINT ENERGY INC COMMON STOCK 15189T107 158 10075 SH Sole 10075 CENTURYLINK INC COMMON STOCK 156700106 1384 29977 SH Sole 29977 CHECK POINT SOFTWARE TECH LTD COMMON STOCK m22465104 856 18500 SH Sole 18500 CHEVRON CORP COMMON STOCK 166764100 1070 11728 SH Sole 11728 CHICOS FAS INC COMMON STOCK 168615102 172 14319 SH Sole 14319 CINCINNATI FINANCIAL CORP COMMON STOCK 172062101 938 29601 SH Sole 29601 CITIGROUP INC COMMON STOCK 172967101 3295 696681 SH Sole 696681 COCA COLA CO COMMON STOCK 191216100 1316 20012 SH Sole 20012 COGNIZANT TECH SOLUTIONS CORP COMMON STOCK 192446102 504 6883 SH Sole 6883 COLGATE PALMOLIVE CO COMMON STOCK 194162103 595 7400 SH Sole 7400 CONOCOPHILLIPS COMMON STOCK 20825C104 3515 51617 SH Sole 51617 CONSOLIDATED EDISON INC COMMON STOCK 209115104 445 8968 SH Sole 8968 COPANO ENERGY LLC COMMON STOCK 217202100 3929 116426 SH Sole 116426 CORNING INC COMMON STOCK 219350105 1189 61549 SH Sole 61549 CSX CORP COMMON STOCK 126408103 318 4925 SH Sole 4925 CUMMINS INC COMMON STOCK 231021106 2823 25662 SH Sole 25662 CVS CAREMARK CORP COMMON STOCK 126650100 743 21375 SH Sole 21375 DEERE & CO COMMON STOCK 244199105 4441 53473 SH Sole 53473 DEVON ENERGY CORP COMMON STOCK 25179m103 3244 41324 SH Sole 41324 DNP SELECT INCOME FUND INC COMMON STOCK 23325p104 1151 125886 SH Sole 125886 DORCHESTER MINERALS LP COMMON STOCK 25820r105 588 21400 SH Sole 21400 DOVER CORP COMMON STOCK 260003108 736 12596 SH Sole 12596 DR HORTON INC COMMON STOCK 23331a109 1515 127025 SH Sole 127025 DUKE ENERGY CORP COMMON STOCK 26441c105 958 53788 SH Sole 53788 EARTHLINK INC COM COMMON STOCK 270321102 237 27514 SH Sole 27514 EDISON INTL COMMON STOCK 281020107 1218 31563 SH Sole 31563 EI DUPONT DE NEMOURS & CO COMMON STOCK 263534109 222 4446 SH Sole 4446 EL PASO PIPELINE PARTNERS LP COMMON STOCK 283702108 1018 30423 SH Sole 30423 ELPASO CORP COM COMMON STOCK 28336l109 141 10224 SH Sole 10224 EMC CORP COMMON STOCK 268648102 1440 62894 SH Sole 62894 EMERSON ELECTRIC CO COMMON STOCK 291011104 385 6733 SH Sole 6733 ENBRIDGE ENERGY PARTNERS LP COMMON STOCK 29250R106 2136 34240 SH Sole 34240 ENCANA CORP COMMON STOCK 292505104 1108 38054 SH Sole 38054 ENERGY TRANSFER PARTNERS LP COMMON STOCK 29273R109 3331 64290 SH Sole 64290 ENTERPRISE PRODUCTS PARTNERS L COMMON STOCK 293792107 4692 112766 SH Sole 112766 EV ENERGY PARTNERS LP COMMON STOCK 26926V107 822 20935 SH Sole 20935 EXXON MOBIL CORP COMMON STOCK 30231G102 1816 24831 SH Sole 24831 FIFTH THIRD BANCORP COMMON STOCK 316773100 154 10522 SH Sole 10522 FLOWSERVE CORP COMMON STOCK 34354P105 760 6375 SH Sole 6375 FLUOR CORP COMMON STOCK 343412102 1466 22131 SH Sole 22131 FORD MOTOR CO COMMON STOCK 345370860 1191 70909 SH Sole 70909 FREEPORT MCMORAN COPPER & GOLD COMMON STOCK 35671d857 3147 26209 SH Sole 26209 FRONTIER COMMUNICATIONS CORP COMMON STOCK 35906A108 1416 145570 SH Sole 145570 GENERAL ELECTRIC CO COMMON STOCK 369604103 1865 101970 SH Sole 101970 GENERAL MILLS INC COMMON STOCK 370334104 811 22792 SH Sole 22792 GENESIS ENERGY LP COMMON STOCK 371927104 1049 39752 SH Sole 39752 GOLDMAN SACHS GROUP INC COMMON STOCK 38141g104 1846 10976 SH Sole 10976 GOOGLE INC COMMON STOCK 38259p508 1347 2268 SH Sole 2268 GREAT NORTHERN IRON ORE PROPER COMMON STOCK 391064102 980 6850 SH Sole 6850 HEWLETT PACKARD CO COMMON STOCK 428236103 1036 24613 SH Sole 24613 HJ HEINZ CO COMMON STOCK 423074103 544 10993 SH Sole 10993 HONEYWELL INTL INC COMMON STOCK 438516106 741 13945 SH Sole 13945 HUMANA INC COMMON STOCK 444859102 1148 20978 SH Sole 20978 ILLINOIS TOOL WORKS COMMON STOCK 452308109 264 4951 SH Sole 4951 INDIA FUND INC COMMON STOCK 454089103 2745 78173 SH Sole 78173 INTEL CORP COMMON STOCK 458140100 1462 69529 SH Sole 69529 INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 2255 15366 SH Sole 15366 ISHARES BARCLAYS TIPS BOND IND COMMON STOCK 464287176 6038 56160 SH Sole 56160 ISHARES DOW JONES US REAL ESTA COMMON STOCK 464287739 2937 52475 SH Sole 52475 ISHARES DOW JONES US TECHNOLOG COMMON STOCK 464287721 645 10017 SH Sole 10017 ISHARES DOW JONES US TELECOM I COMMON STOCK 464287713 263 11265 SH Sole 11265 ISHARES FTSE XINHUA CHINA 25 I COMMON STOCK 464287184 1246 28924 SH Sole 28924 ISHARES IBOXX $ HIGH YIELD COR COMMON STOCK 464288513 6416 71057 SH Sole 71057 ISHARES IBOXX $ INV GRADE CORP COMMON STOCK 464287242 8671 79962 SH Sole 79962 ISHARES MSCI AUSTRALIA INDEX COMMON STOCK 464286103 656 25787 SH Sole 25787 ISHARES MSCI BRAZIL INDEX COMMON STOCK 464286400 1636 21140 SH Sole 21140 ISHARES MSCI BRIC COMMON STOCK 464286657 369 7511 SH Sole 7511 ISHARES MSCI EAFE GROWTH INDEX COMMON STOCK 464288885 250 4100 SH Sole 4100 ISHARES MSCI EMERGING MARKETS COMMON STOCK 464287234 3114 65364 SH Sole 65364 ISHARES MSCI HONG KONG INDEX COMMON STOCK 464286871 294 15554 SH Sole 15554 ISHARES MSCI SINGAPORE INDEX COMMON STOCK 464286673 261 18846 SH Sole 18846 ISHARES MSCI SOUTH AFRICA INDE COMMON STOCK 464286780 299 4000 SH Sole 4000 ISHARES MSCI SOUTH KOREA INDEX COMMON STOCK 464286772 894 14614 SH Sole 14614 ISHARES MSCI TAIWAN INDEX COMMON STOCK 464286731 281 17963 SH Sole 17963 ISHARES S&P LATIN AMERICA 40 I COMMON STOCK 464287390 1284 23832 SH Sole 23832 ISHARES S&P US PREFERRED STOCK COMMON STOCK 464288687 6136 158155 SH Sole 158155 JC PENNEY CO INC COMMON STOCK 708160106 323 10000 SH Sole 10000 JOHNSON & JOHNSON COMMON STOCK 478160104 1469 23759 SH Sole 23759 JOHNSON CONTROLS INC COMMON STOCK 478366107 1849 48393 SH Sole 48393 JOY GLOBAL INC COMMON STOCK 481165108 251 2892 SH Sole 2892 JP MORGAN CHASE & CO COMMON STOCK 46625h100 237 5578 SH Sole 5578 KIMBERLY CLARK CORP COMMON STOCK 494368103 210 3332 SH Sole 3332 KINDER MORGAN ENERGY PARTNERS COMMON STOCK 494550106 7392 105215 SH Sole 105215 KRAFT FOODS INC COMMON STOCK 50075N104 284 9000 SH Sole 9000 LENNAR CORP COMMON STOCK 526057104 375 20000 SH Sole 20000 LINCOLN NATIONAL CORP COMMON STOCK 534187109 1543 55492 SH Sole 55492 LINEAR TECHNOLOGY CORP COMMON STOCK 535678106 540 15609 SH Sole 15609 LINN ENERGY LLC COMMON STOCK 536020100 4331 115516 SH Sole 115516 LUBRIZOL CORP COMMON STOCK 549271104 903 8450 SH Sole 8450 MASCO CORP COMMON STOCK 574599106 1291 101960 SH Sole 101960 MCDERMOTT INTL INC COMMON STOCK 580037109 217 10471 SH Sole 10471 MCDONALDS CORP COMMON STOCK 580135101 2083 27138 SH Sole 27138 MESABI TRUST COMMON STOCK 590672101 254 6600 SH Sole 6600 METLIFE INC COMMON STOCK 59156r108 1191 26791 SH Sole 26791 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 560 16366 SH Sole 16366 MICROSOFT CORP COMMON STOCK 594918104 228 8177 SH Sole 8177 MONSANTO CO COMMON STOCK 61166w101 533 7654 SH Sole 7654 MORGAN STANLEY COMMON STOCK 617446448 422 15500 SH Sole 15500 MURPHY OIL CORP COMMON STOCK 626717102 301 4036 SH Sole 4036 NATIONAL OILWELL VARCO INC COMMON STOCK 637071101 479 7116 SH Sole 7116 NETAPP INC COMMON STOCK 64110D104 1700 30933 SH Sole 30933 NEWFIELD EXPLORATION CO COMMON STOCK 651290108 303 4208 SH Sole 4208 NEWS CORP COMMON STOCK 65248e203 378 23000 SH Sole 23000 NEXTERA ENERGY INC COMMON STOCK 65339F309 511 10286 SH Sole 10286 NIKE INC COMMON STOCK 654106103 1112 13018 SH Sole 13018 NOBLE CORP COMMON STOCK h5833n103 764 21365 SH Sole 21365 NORTHEAST UTILITIES COMMON STOCK 664397106 246 7715 SH Sole 7715 NUCOR CORP COMMON STOCK 670346105 2259 51541 SH Sole 51541 NUVEEN SENIOR INCOME FUND COMMON STOCK 67067Y104 4895 685624 SH Sole 685624 NUVEENFLOATING RATE INCOME OPP COMMON STOCK 6706en100 3295 272801 SH Sole 272801 NYSE EURONEXT COMMON STOCK 629491101 2201 73400 SH Sole 73400 OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 975 9940 SH Sole 9940 ORACLE CORP COMMON STOCK 68389x105 1965 62786 SH Sole 62786 ORIENTAL FINANCIAL GROUP INC COMMON STOCK 68618w100 143 11425 SH Sole 11425 PARKER HANNIFIN CORP COMMON STOCK 701094104 726 8407 SH Sole 8407 PAYCHEX INC COMMON STOCK 704326107 1334 43171 SH Sole 43171 PENGROWTH ENERGY CORP COMMON STOCK 70706P104 408 31693 SH Sole 31693 PEPSICO INC COMMON STOCK 713448108 476 7284 SH Sole 7284 PERMIAN BASIN ROYALTY TRUST COMMON STOCK 714236106 340 15000 SH Sole 15000 PFIZER INC COMMON STOCK 717081103 239 13670 SH Sole 13670 PHILIP MORRIS INTL INC COMMON STOCK 718172109 3688 63007 SH Sole 63007 PLAINS ALL AMERICAN PIPELINE L COMMON STOCK 726503105 1190 18948 SH Sole 18948 PNC FINANCIAL SERVICES GROUP I COMMON STOCK 693475105 1705 28080 SH Sole 28080 POTASH CORP OF SASKATCHEWAN IN COMMON STOCK 73755l107 2196 14181 SH Sole 14181 POWERSHARES DB COMMODITY INDX COMMON STOCK 73935S105 205 7435 SH Sole 7435 POWERSHARES EMERG MKTS SOVEREI COMMON STOCK 73936T573 6826 255947 SH Sole 255947 POWERSHARES FINANCIAL PREFERRE COMMON STOCK 73935X229 1083 61474 SH Sole 61474 POWERSHARES QQQ TRUST SERIES 1 COMMON STOCK 73935A104 1473 27046 SH Sole 27046 POWERSHARES WATER RESOURCES PO COMMON STOCK 73935X575 199 10462 SH Sole 10462 PRAXAIR INC COMMON STOCK 74005p104 362 3791 SH Sole 3791 PROCTER & GAMBLE CO COMMON STOCK 742718109 616 9578 SH Sole 9578 PROGRESS ENERGY INC COMMON STOCK 743263105 1909 43900 SH Sole 43900 PROSHARES ULTRASHORT 20+ YEAR COMMON STOCK 74347R297 7404 199885 SH Sole 199885 PROSHARES ULTRASHORT BARCLAYS COMMON STOCK 74347R313 1300 30711 SH Sole 30711 PROVIDENT ENERGY LTD NEWCOM NP COMMON STOCK 74386V100 275 34611 SH Sole 34611 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 2749 46820 SH Sole 46820 Pioneer Floating Rate Trust COMMON STOCK 72369J102 4650 360777 SH Sole 360777 QR ENERGY LP UNIT LTD PARTNERS COMMON STOCK 74734R108 1509 75000 SH Sole 75000 RAYTHEON CO COMMON STOCK 755111507 231 4993 SH Sole 4993 REGAL ENTERTAINMENT GROUP COMMON STOCK 758766109 933 79500 SH Sole 79500 REGENCY ENERGY PARTNERS LP COMMON STOCK 75885Y107 273 10000 SH Sole 10000 REYNOLDS AMERICAN INC COMMON STOCK 761713106 258 7900 SH Sole 7900 S&P DEPOSITORY RECEIPTS COMMON STOCK 78462F103 475 3776 SH Sole 3776 SALESFORCE.COM INC COMMON STOCK 79466L302 252 1911 SH Sole 1911 SAN JUAN BASIN ROYALTY TRUST COMMON STOCK 798241105 268 11400 SH Sole 11400 SANDISK CORP COMMON STOCK 80004c101 2454 49221 SH Sole 49221 SAPIENT CORP COMMON STOCK 803062108 2019 166871 SH Sole 166871 SELECT SECTOR SPDR CONSUMER DI COMMON STOCK 81369Y407 1075 28747 SH Sole 28747 SELECT SECTOR SPDR CONSUMER ST COMMON STOCK 81369Y308 366 12482 SH Sole 12482 SELECT SECTOR SPDR ENERGY COMMON STOCK 81369y506 2329 34128 SH Sole 34128 SELECT SECTOR SPDR FINANCIAL COMMON STOCK 81369y605 889 55725 SH Sole 55725 SELECT SECTOR SPDR INDUSTRIAL COMMON STOCK 81369y704 1459 41847 SH Sole 41847 SELECT SECTOR SPDR MATERIALS COMMON STOCK 81369y100 1835 47780 SH Sole 47780 SELECT SECTOR SPDR TECHNOLOGY COMMON STOCK 81369Y803 2655 105400 SH Sole 105400 SELECT SECTOR SPDR UTILITIES COMMON STOCK 81369y886 440 14055 SH Sole 14055 SONOCO PRODUCTS CO COMMON STOCK 835495102 1032 30650 SH Sole 30650 SOUTHERN CO COMMON STOCK 842587107 522 13666 SH Sole 13666 SOUTHERN COPPER CORP COMMON STOCK 84265V105 1206 24746 SH Sole 24746 SOUTHWESTERN ENERGY CO COMMON STOCK 845467109 396 10588 SH Sole 10588 SPDR BARCLAY CV BD E COMMON STOCK 78464A359 4558 111034 SH Sole 111034 SPDR BARCLAYS CAPITAL HIGH YIE COMMON STOCK 78464A417 6530 164441 SH Sole 164441 SPDR DOW JONES INDUSTRIAL AVER COMMON STOCK 78467X109 848 7331 SH Sole 7331 SPDR GOLD SHARES COMMON STOCK 78463V107 462 3334 SH Sole 3334 SPDR KBW Insurance ETF COMMON STOCK 78464A789 372 8642 SH Sole 8642 SPDR S&P DIVIDEND COMMON STOCK 78464A763 669 12864 SH Sole 12864 SPDR S&P Oil & Gas Exp & pr COMMON STOCK 78464A730 831 15758 SH Sole 15758 SPDR S&P RETAIL COMMON STOCK 78464A714 530 10965 SH Sole 10965 SYCAMORE NETWORKS INC COMMON STOCK 871206405 1747 84868 SH Sole 84868 TARGA RESOURCES PARTNERS LP COMMON STOCK 87611X105 340 10000 SH Sole 10000 TECO ENERGY INC COMMON STOCK 872375100 447 25116 SH Sole 25116 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 1301 40046 SH Sole 40046 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 836 15101 SH Sole 15101 TRANSOCEAN LTD COMMON STOCK h8817h100 329 4732 SH Sole 4732 TRAVELERS COS INC COMMON STOCK 89417e109 241 4319 SH Sole 4319 UNITED PARCEL SERVICE INC COMMON STOCK 911312106 754 10382 SH Sole 10382 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 1085 13789 SH Sole 13789 US STEEL CORP COMMON STOCK 912909108 584 10000 SH Sole 10000 USEC INC COMMON STOCK 90333E108 886 147182 SH Sole 147182 VANGUARD NATURAL RESOURCES LLC COMMON STOCK 92205F106 1100 37088 SH Sole 37088 VANGUARD TOTAL BOND MARKET IND COMMON STOCK 921937835 7778 96899 SH Sole 96899 VANGUARD TOTAL STOCK MARKET COMMON STOCK 922908769 644 9925 SH Sole 9925 VERIZON COMM INC COMMON STOCK 92343v104 1394 38970 SH Sole 38970 VISA INC COMMON STOCK 92826C839 570 8097 SH Sole 8097 VMWARE INC COMMON STOCK 928563402 965 10852 SH Sole 10852 WESTERN GAS PARTNERS COMMON STOCK 958254104 339 11204 SH Sole 11204 WEYERHAEUSER CO COMMON STOCK 962166104 285 15067 SH Sole 15067 WILLIAMS PARTNERS LP COMMON STOCK 96950F104 998 21402 SH Sole 21402 WINDSTREAM CORP COMMON STOCK 97381W104 4569 327794 SH Sole 327794 WISDOMTREE INDIA EARNINGS COMMON STOCK 97717w422 231 8752 SH Sole 8752 WYNN RESORTS LTD COMMON STOCK 983134107 347 3339 SH Sole 3339 XCEL ENERGY INC COMMON STOCK 98389b100 1323 56194 SH Sole 56194 XL GROUP PLC COMMON STOCK g98290102 1308 59966 SH Sole 59966 YUM! BRANDS INC COMMON STOCK 988498101 1076 21932 SH Sole 21932 BHP BILLITON LTD ADR 088606108 1543 16606 SH Sole 16606 CHINA YUCHAI INTL LTD ADR g21082105 415 13100 SH Sole 13100 CHUNGHWA TELECOM CO LTD ADR 17133Q502 752 29764 SH Sole 29764 CNOOC LTD ADR 126132109 858 3600 SH Sole 3600 GRUPO TELEVISA SAB ADR 40049j206 3246 125180 SH Sole 125180 PETROLEO BRASILEIRO SA PETROBR ADR 71654v408 660 17436 SH Sole 17436 RESEARCH IN MOTION LTD ADR 760975102 630 10834 SH Sole 10834 RIO TINTO PLC ADR 767204100 473 6598 SH Sole 6598 SCHLUMBERGER LTD ADR 806857108 1702 20386 SH Sole 20386 SEAGATE TECHNOLOGY ADR G7945M107 878 58442 SH Sole 58442 TELECOM CORP OF NEW ZEALAND LT ADR 879278208 3361 400129 SH Sole 400129 TELEFONICA SA ADR 879382208 1575 23024 SH Sole 23024 TELSTRA CORP LTD ADR 87969N204 2797 195623 SH Sole 195623 TEVA PHARMACEUTICAL INDUSTRIES ADR 881624209 695 13327 SH Sole 13327 TOTAL SA ADR 89151e109 633 11833 SH Sole 11833 VALE SA ADR 91912E105 3509 101491 SH Sole 101491