0001140361-11-027807.txt : 20110516 0001140361-11-027807.hdr.sgml : 20110516 20110516162005 ACCESSION NUMBER: 0001140361-11-027807 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICAHN CAPITAL LP CENTRAL INDEX KEY: 0001412093 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12848 FILM NUMBER: 11847149 BUSINESS ADDRESS: STREET 1: 445 HAMILTON AVENUE STREET 2: SUITE 1210 CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914-614-7000 MAIL ADDRESS: STREET 1: 445 HAMILTON AVENUE STREET 2: SUITE 1210 CITY: WHITE PLAINS STATE: NY ZIP: 10601 FORMER COMPANY: FORMER CONFORMED NAME: ICAHN PARTNERS HOLDING LP DATE OF NAME CHANGE: 20070911 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ICAHN CAPITAL LP Address: 767 Fifth Avenue, Suite 4700 New York, New York 10153 Form 13F File Number: 028-12848 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: EDWARD E. MATTNER Title: Authorized Signatory Phone: 212-702-4300 Signature, Place, and Date of Signing: /s/ Edward E. Mattner New York, New York 5/16/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 26 Form 13F Information Table Value Total: $ 6,236,456 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ --------------- --------- --------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ --------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ------ ---- ADVENTRX PHARMAMACEUTICALS INC COM NEW 00764X202 289 138,377 SH SOLE N/A 138,377 AMGEN INC COM 31162100 54,519 1,020,000 SH SOLE N/A 1,020,000 AMYLIN PHARMACEUTICALS INC COM 32346108 163,522 14,381,925 SH SOLE N/A 14,381,925 BIOGEN IDEC INC COM 09062X103 943,810 12,860,205 SH SOLE N/A 12,860,205 CHESAPEAKE ENERGY CORP COM 165167107 65,529 1,954,908 SH SOLE N/A 1,954,908 CLOROX CO DEL COM 189054109 700,700 10,000,000 SH SOLE N/A 10,000,000 COMMERCIAL METALS CO COM 201723103 63,778 3,692,984 SH SOLE N/A 3,692,984 CYBERONICS INC COM 23251P102 61,380 1,929,569 SH SOLE N/A 1,929,569 DYNEGY INC DEL COM 26817G300 82,128 14,433,771 SH SOLE N/A 14,433,771 ENZON PHARMACEUTICALS INC COM 293904108 51,490 4,723,891 SH SOLE N/A 4,723,891 EXELIXIS INC COM 30161Q104 26,635 2,357,110 SH SOLE N/A 2,357,110 FOREST LABS INC COM 345838106 53,372 1,652,372 SH SOLE N/A 1,652,372 GENZYME CORP COM 372917104 798,052 10,480,000 SH SOLE N/A 10,480,000 HAIN CELESTIAL GROUP INC COM 405217100 184,140 5,704,451 SH SOLE N/A 5,704,451 LAWSON SOFTWARE INC NEW COM 52078P102 172,775 14,278,916 SH SOLE N/A 14,278,916 LIONS GATE ENTMNT CORP COM NEW 535919203 223,210 35,713,655 SH SOLE N/A 35,713,655 LIONS GATE ENTMNT CORP NOTE 2.938%10/1 535919AF1 918 923,200 PRN SOLE N/A 923,200 LIONS GATE ENTMNT CORP FRNT 3.625% 3/1 535919AG9 341 343,200 PRN SOLE N/A 343,200 MATTEL INC COM 577081102 60,468 2,425,520 SH SOLE N/A 2,425,520 MENTOR GRAPHICS CORP COM 587200106 188,672 12,896,232 SH SOLE N/A 12,896,232 MOTOROLA MOBILITY HLDGS INC COM 620097105 654,031 26,804,565 SH SOLE N/A 26,804,565 MOTOROLA SOLUTIONS INC COM NEW 620076307 1,369,024 30,633,789 SH SOLE N/A 30,633,789 NRG ENERGY INC COM NEW 629377508 51,198 2,376,880 SH SOLE N/A 2,376,880 REGENERON PHARMACEUTICALS COM 75886F107 109,837 2,444,081 SH SOLE N/A 2,444,081 SOUTHERN UN CO NEW COM 844030106 5,328 186,154 SH SOLE N/A 186,154 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 151,310 9,844,502 SH SOLE N/A 9,844,502