-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DY3V7i1PAfAZBlj93MQjKfGeuLBRybGYE5+/XaCKVaWUlJVe6CjyX4PfFyMwD7+z hOz3m7qvdTeAYiqRYc+8SA== 0000928475-09-000248.txt : 20090515 0000928475-09-000248.hdr.sgml : 20090515 20090515102759 ACCESSION NUMBER: 0000928475-09-000248 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICAHN CAPITAL LP CENTRAL INDEX KEY: 0001412093 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12848 FILM NUMBER: 09829700 BUSINESS ADDRESS: STREET 1: 445 HAMILTON AVENUE STREET 2: SUITE 1210 CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914-614-7000 MAIL ADDRESS: STREET 1: 445 HAMILTON AVENUE STREET 2: SUITE 1210 CITY: WHITE PLAINS STATE: NY ZIP: 10601 FORMER COMPANY: FORMER CONFORMED NAME: ICAHN PARTNERS HOLDING LP DATE OF NAME CHANGE: 20070911 13F-HR 1 form13fhricahncapital33109.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report. Name: Icahn Capital LP Address: 445 Hamilton Avenue, Suite 1210 White Plains, New York 10601 Form 13F File Number: 28-12848 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statement, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dominick Ragone Title: Chief Financial Officer Phone: (212) 702-4300 Signature, Place, and Date of Signing: /s/ Dominick Ragone - ------------------- Dominick Ragone New York, New York 5/15/09 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT: (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 21 Form 13F Information Table Value Total: $2,339,381 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ----
Form 13F Information Table Name of Reporting Manager: Icahn Capital LP COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER Voting Authority ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE - ------ ----- ----- -------- ------- --- ---- ---------- ------- ---- ------ ---- ADVENTRX PHARMA- COM 00764X103 623 3,459,459 SH Sole n/a 3,459,459 CEUTICALS INC AMYLIN PHARMA- COM 032346108 152,413 12,971,328 SH Sole n/a 12,971,328 CEUTICALS INC BIOGEN IDEC INC COM 09062X103 674,132 12,860,205 SH Sole n/a 12,860,205 BLOCKBUSTER INC CL A 093679108 7,577 10,523,840 SH Sole n/a 10,523,840 BLOCKBUSTER INC CL B 093679207 2,004 4,452,905 SH Sole n/a 4,452,905 CYBERONICS INC COM 23251P102 27,973 2,107,972 SH Sole n/a 2,107,972 EMISPHERE TECH- COM 291345106 58 86,430 SH Sole n/a 86,430 NOLOGIES INC ENDO PHARMA- COM 29264F205 19,963 1,129,126 SH Sole n/a 1,129,126 CEUTICALS HLDGS I ENZON PHARMA- COM 293904108 17,098 2,816,861 SH Sole n/a 2,816,861 CEUTICALS INC EXELIXIS INC COM 30161Q104 10,843 2,357,110 SH Sole n/a 2,357,110 GUARANTY FINL COM 40108N106 15,431 14,696,320 SH Sole n/a 14,696,320 GROUP INC LIONS GATE COM NEW 535919203 67,836 13,432,899 SH Sole n/a 13,432,899 ENTMNT CORP LIONS GATE NOTE 535919AF1 596 800,000 PRN Sole n/a 800,000 ENTMNT CORP 2.938% 10/1 MEDAREX INC COM 583916101 1,606 313,040 SH Sole n/a 313,040 MOTOROLA INC COM 620076109 506,714 119,790,447 SH Sole n/a 119,790,447 PROSHARES TR PSHS REAL 74347R552 1,266 24,000 SH Sole n/a 24,000 ESTAT REGENERON PHARMA- COM 75886F107 34,761 2,508,001 SH Sole n/a 2,508,001 CEUTICALS TAKE-TWO INTER- COM 874054109 16,762 2,007,445 SH Sole n/a 2,007,445 ACTIVE SOFTWARE INC WENDYS ARBYS GROUP COM 950587105 3,237 643,590 SH Sole n/a 643,590 INC WILLIAMS COS INC COM 969457100 4,097 360,000 SH Sole n/a 360,000 DEL YAHOO INC COM 984332106 774,391 60,452,099 SH Sole n/a 60,452,099 TOTAL $2,339,381
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