0001411784-18-000008.txt : 20181113
0001411784-18-000008.hdr.sgml : 20181113
20181113115648
ACCESSION NUMBER: 0001411784-18-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181113
DATE AS OF CHANGE: 20181113
EFFECTIVENESS DATE: 20181113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pinnacle Holdings, LLC
CENTRAL INDEX KEY: 0001411784
IRS NUMBER: 204065035
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12706
FILM NUMBER: 181176489
BUSINESS ADDRESS:
STREET 1: 233 SOUTH DETROIT AVENUE
STREET 2: SUITE 100
CITY: TULSA
STATE: OK
ZIP: 74120
BUSINESS PHONE: 918-582-6864
MAIL ADDRESS:
STREET 1: 233 SOUTH DETROIT AVENUE
STREET 2: SUITE 100
CITY: TULSA
STATE: OK
ZIP: 74120
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001411784
XXXXXXXX
09-30-2018
09-30-2018
Pinnacle Holdings, LLC
233 SOUTH DETROIT AVENUE
SUITE 100
TULSA
OK
74120
13F HOLDINGS REPORT
028-12706
N
David M. Poarch
Managing Partner
918-582-6864
David M Poarch
Tulsa
OK
11-13-2018
0
202
289628
false
INFORMATION TABLE
2
informationtable.xml
AK Steel
COM
001547108
7350
1500
SH
SOLE
0
1500
0
0
American Express
COM
025816109
2020009
18969
SH
SOLE
0
18969
0
0
Apollo Global Management
COM
037612306
207991
6020
SH
SOLE
0
6020
0
0
Apple
COM
037833100
4497216
19922
SH
SOLE
0
19922
0
0
BB&T Corporation
COM
054937107
70043
1443
SH
SOLE
0
1443
0
0
Bank of America
COM
060505104
1231575
41805
SH
SOLE
0
41805
0
0
Bank of America Corp
WARRANT
060505153
64688
215625
SH
SOLE
0
215625
0
0
Bank of America
CONV PREF
060505682
37533
29
SH
SOLE
0
29
0
0
Bank of America
WARRANT
060506146
320580
18000
SH
SOLE
0
18000
0
0
Barnes & Noble
COM
067774109
715082
123290
SH
SOLE
0
123290
0
0
Berkshire Hills Bancorp
COM
084680107
207529
5099
SH
SOLE
0
5099
0
0
Boeing
COM
097023105
7394488
19883
SH
SOLE
0
19883
0
0
Caterpillar
COM
149123101
2895023
18985
SH
SOLE
0
18985
0
0
Central Valley Community Bancorp
COM
155685100
538997
24942
SH
SOLE
0
24942
0
0
Chesapeake Energy
COM
165167107
19006
4233
SH
SOLE
0
4233
0
0
Chesapeake Energy
CONV PREF
165167768
13230
21
SH
SOLE
0
21
0
0
Chevron Corporation
COM
166764100
2930710
23967
SH
SOLE
0
23967
0
0
Choiceone Financial Services
COM
170386106
16398
604
SH
SOLE
0
604
0
0
Citigroup
WARRANT
172967226
2480
1653040
SH
SOLE
0
1653040
0
0
Citigroup
COM
172967424
1396706
19469
SH
SOLE
0
19469
0
0
Citizens Financial Group
COM
174610105
615215
15951
SH
SOLE
0
15951
0
0
Citizens Community Bancorp
COM
174903104
1619660
115690
SH
SOLE
0
115690
0
0
Civista Bancshares
COM
178867107
1619812
67240
SH
SOLE
0
67240
0
0
Coca-Cola
COM
191216100
935578
20255
SH
SOLE
0
20255
0
0
Codorus Bancorp
COM
192025104
1254123
40145
SH
SOLE
0
40145
0
0
Walt Disney
COM
254687106
2285670
19546
SH
SOLE
0
19546
0
0
El Pollo Loco Holdings
COM
268603107
945329
75325
SH
SOLE
0
75325
0
0
Enterprise Products Partners
COM
293792107
3382929
117749
SH
SOLE
0
117749
0
0
EZCORP
COM
302301106
32796
3065
SH
SOLE
0
3065
0
0
F.N.B. Corporation
COM
302520101
107408
8444
SH
SOLE
0
8444
0
0
Federal Agricultural Mortgage
COM
313148306
18045
250
SH
SOLE
0
250
0
0
Freddie Mac
PREF STK
313400640
691768
155105
SH
SOLE
0
155105
0
0
Fannie Mae
PREF STK
313586752
11020
2000
SH
SOLE
0
2000
0
0
Fifth Third Bancorp
COM
316773100
314798
11275
SH
SOLE
0
11275
0
0
First Bancshares
COM
318916103
2101515
53816
SH
SOLE
0
53816
0
0
First Community Corp
COM
319835104
1473175
60875
SH
SOLE
0
60875
0
0
Ford Motor
COM
345370860
22733
2458
SH
SOLE
0
2458
0
0
FreightCar America
COM
357023100
745311
46379
SH
SOLE
0
46379
0
0
General Electric Company
COM
369604103
206474
18288
SH
SOLE
0
18288
0
0
Genesis Energy
COM
371927104
2419163
101731
SH
SOLE
0
101731
0
0
Haverty Furniture
COM
419596101
983295
44493
SH
SOLE
0
44493
0
0
Hawaiian Holdings
COM
419879101
51368
1281
SH
SOLE
0
1281
0
0
Hawthorn Bancshares
COM
420476103
619392
27226
SH
SOLE
0
27226
0
0
Hess Midstream
COM
428104103
1593393
69855
SH
SOLE
0
69855
0
0
Hi Crush Partners
COM
428337109
15120
1400
SH
SOLE
0
1400
0
0
Holly Energy Partners
COM
435763107
2505537
79642
SH
SOLE
0
79642
0
0
Home Depot
COM
437076102
4083548
19713
SH
SOLE
0
19713
0
0
HopFed Bancorp
COM
439734104
379466
21684
SH
SOLE
0
21684
0
0
Intel Corporation
COM
458140100
1003872
21228
SH
SOLE
0
21228
0
0
IBM
COM
459200101
2897184
19160
SH
SOLE
0
19160
0
0
iShares Barclays TIPS Bond
COM
464287176
149715
1353
SH
SOLE
0
1353
0
0
iShares MSCI EAFE Index Fund
COM
464287465
5239921
77069
SH
SOLE
0
77069
0
0
Johnson & Johnson
COM
478160104
2948824
21342
SH
SOLE
0
21342
0
0
Lannett Company
COM
516012101
247276
52058
SH
SOLE
0
52058
0
0
MDC Holdings
COM
552676108
1059999
35835
SH
SOLE
0
35835
0
0
MVB Financial Corp
COM
553810102
959042
53221
SH
SOLE
0
53221
0
0
Magellan Midstream Partners
COM
559080106
5352589
79040
SH
SOLE
0
79040
0
0
McDermott International
COM
580037703
959300
52051
SH
SOLE
0
52051
0
0
McDonald's
COM
580135101
3385113
20235
SH
SOLE
0
20235
0
0
Microsoft Corporation
COM
594918104
2464364
21547
SH
SOLE
0
21547
0
0
Midsouth Bancorp
COM
598039105
402402
26130
SH
SOLE
0
26130
0
0
MidWest One Financial
COM
598511103
340728
10229
SH
SOLE
0
10229
0
0
NMI Holdings
COM
629209305
2848804
125775
SH
SOLE
0
125775
0
0
Nike
COM
654106103
1603580
18928
SH
SOLE
0
18928
0
0
Oaktree Capital Group
COM
674001201
157941
3815
SH
SOLE
0
3815
0
0
Old National Bancorp
COM
680033107
1400106
72544
SH
SOLE
0
72544
0
0
ONEOK
COM
682680103
5349076
78907
SH
SOLE
0
78907
0
0
Opus Bank
COM
684000102
1097918
40070
SH
SOLE
0
40070
0
0
Parke Bancorp
COM
700885106
1188054
52920
SH
SOLE
0
52920
0
0
Peoples Bancorp
COM
710577107
1225585
42496
SH
SOLE
0
42496
0
0
PetroQuest Energy
COM
716748108
225
2500
SH
SOLE
0
2500
0
0
PetroQuest Energy
CONV PREF
716748207
2964
59277
SH
SOLE
0
59277
0
0
Pfizer
COM
717081103
1044591
23703
SH
SOLE
0
23703
0
0
Phillips 66 Partners
COM
718549207
2593854
50721
SH
SOLE
0
50721
0
0
Plains All American Pipeline
COM
726503105
328456
13133
SH
SOLE
0
13133
0
0
Procter & Gamble
COM
742718109
1735595
20853
SH
SOLE
0
20853
0
0
A Schulmann
CONV PREF
808194302
2893215
2886
SH
SOLE
0
2886
0
0
Shell Midstream Partners
COM
822634101
1656501
77479
SH
SOLE
0
77479
0
0
Southern National Bancorp of Virginia
COM
843395104
1522135
93959
SH
SOLE
0
93959
0
0
Southwestern Energy Company
COM
845467109
5110
1000
SH
SOLE
0
1000
0
0
SunPower Corporation
COM
867652406
1723
236
SH
SOLE
0
236
0
0
SunTrust Banks
COM
867914103
660955
9896
SH
SOLE
0
9896
0
0
Superior Industries
COM
868168105
942877
55301
SH
SOLE
0
55301
0
0
Timberland Bancorp
COM
887098101
31240
1000
SH
SOLE
0
1000
0
0
Toll Brothers
COM
889478103
6606
200
SH
SOLE
0
200
0
0
Triumph Group
COM
896818101
905601
38867
SH
SOLE
0
38867
0
0
Umpqua Holdings
COM
904214103
20800
1000
SH
SOLE
0
1000
0
0
Unisys Corp
COM
909214306
1343952
65880
SH
SOLE
0
65880
0
0
United Bancshares
COM
909458101
1093111
47734
SH
SOLE
0
47734
0
0
United Technologies
COM
913017109
2646324
18928
SH
SOLE
0
18928
0
0
Wal-Mart Stores
COM
931142103
1834907
19539
SH
SOLE
0
19539
0
0
Walgreens Boots Alliance
COM
931427108
1379851
18928
SH
SOLE
0
18928
0
0
Williams Companies
COM
969457100
6008847
220995
SH
SOLE
0
220995
0
0
Zions Bancorp
COM
989701107
733745
14631
SH
SOLE
0
14631
0
0
Zions Bancorp
WARRANT
989701115
213690
11938
SH
SOLE
0
11938
0
0
Argan Inc
COM
04010e109
1176910
27370
SH
SOLE
0
27370
0
0
Travelers Companies
COM
89417e109
2481223
19129
SH
SOLE
0
19129
0
0
A T & T
COM
00206r102
169075
5035
SH
SOLE
0
5035
0
0
Aceto
CONV BOND
004446AD2
1484254
1975000
PRN
SOLE
0
1975000
0
0
Alaska Communications
COM
01167p101
975800
595000
SH
SOLE
0
595000
0
0
Alliance Resource Partners
COM
01877r108
4445384
217911
SH
SOLE
0
217911
0
0
American Airlines Group
COM
02376R102
577959
13984
SH
SOLE
0
13984
0
0
AmeriServ Financial
COM
03074a102
798600
185721
SH
SOLE
0
185721
0
0
Andeavor Logistics
COM
03350f106
2064674
42518
SH
SOLE
0
42518
0
0
Antero Midstream Partners
COM
03673l103
2758496
96249
SH
SOLE
0
96249
0
0
Arcbest Corp
COM
03937c105
1548502
31895
SH
SOLE
0
31895
0
0
Atlas Air Worldwide
CONV BOND
049164BH8
1731352
1505000
PRN
SOLE
0
1505000
0
0
BP Midstream Partners
COM
0556EL109
1504658
80035
SH
SOLE
0
80035
0
0
Banc of California
COM
05990k106
3765462
199231
SH
SOLE
0
199231
0
0
Blackstone Group
COM
09253u108
227909
5985
SH
SOLE
0
5985
0
0
Carlyle Group
COM
14309l102
176003
7805
SH
SOLE
0
7805
0
0
Chesapeake Energy
CONV BOND
165167CY1
3289208
3330000
PRN
SOLE
0
3330000
0
0
Cisco Systems
COM
17275r102
951156
19551
SH
SOLE
0
19551
0
0
Contura Energy
COM
21241b100
1921416
24245
SH
SOLE
0
24245
0
0
Contura Energy
WARRANT
21241b118
1923740
42280
SH
SOLE
0
42280
0
0
Delek Logistics Partners
COM
24664t103
2213026
65089
SH
SOLE
0
65089
0
0
DowDuPont
COM
26078j100
1273141
19797
SH
SOLE
0
19797
0
0
EQT Midstream Partners
COM
26885b100
3561225
67473
SH
SOLE
0
67473
0
0
Eagle Bancorp
COM
26942g100
888080
48930
SH
SOLE
0
48930
0
0
Encore Capital
CONV BOND
292554AH5
1886694
2040000
PRN
SOLE
0
2040000
0
0
Energy Transfer Partners
COM
29273R109
137678
6185
SH
SOLE
0
6185
0
0
Energy Transfer Equity
COM
29273v100
217429
12474
SH
SOLE
0
12474
0
0
EnLink Midstream
COM
29336t100
1150531
69941
SH
SOLE
0
69941
0
0
EnLink Midstream Partners
COM
29336u107
4044917
217002
SH
SOLE
0
217002
0
0
Essa Bancorp
COM
29667d104
1192687
73351
SH
SOLE
0
73351
0
0
EZCorp
CONV BOND
302301AB2
3395257
3435000
PRN
SOLE
0
3435000
0
0
Exxon Mobil
COM
30231g102
1923237
22621
SH
SOLE
0
22621
0
0
1st Constitution Bancorp
COM
31986n102
257591
12444
SH
SOLE
0
12444
0
0
First United Corp
COM
33741h107
1411617
75086
SH
SOLE
0
75086
0
0
First US Bancshares
COM
33744v103
501761
46245
SH
SOLE
0
46245
0
0
GNC Holdings
CONV BOND
36191GAB3
2533300
3290000
PRN
SOLE
0
3290000
0
0
General Motors
COM
37045v100
13468
400
SH
SOLE
0
400
0
0
Global Eagle Entertainment
CONV BOND
37951DAB8
1451033
1975000
PRN
SOLE
0
1975000
0
0
Goldman Sachs
COM
38141g104
4261233
19003
SH
SOLE
0
19003
0
0
HMN Financial
COM
40424g108
1024488
49975
SH
SOLE
0
49975
0
0
Homestreet
COM
43785u102
597310
22540
SH
SOLE
0
22540
0
0
Horizon Global
CONV BOND
44052WAA2
1764279
2435000
PRN
SOLE
0
2435000
0
0
Horsehead Holdings
WARRANT
44069P118
135826
3396
SH
SOLE
0
3396
0
0
Invensense
CONV BOND
46123DAB2
538328
560000
PRN
SOLE
0
560000
0
0
Iridium Communications
COM
46269c102
125933
5597
SH
SOLE
0
3940
0
0
iShares 0-5 Yr High Yield Corporate Bond
COM
46434v407
784117
16655
SH
SOLE
0
16655
0
0
JPMorgan Chase
COM
46625h100
2572526
22798
SH
SOLE
0
22798
0
0
Jones Energy
CONV PREF
48019R207
5416
600
SH
SOLE
0
600
0
0
KKR & Co
COM
48248m102
186118
6825
SH
SOLE
0
6825
0
0
KB HOME
CONV BOND
48666KAS8
1892066
1870000
PRN
SOLE
0
1870000
0
0
Kimball Electronics
COM
49428j109
1508531
76770
SH
SOLE
0
76770
0
0
Kinder Morgan
COM
49456b101
751218
42370
SH
SOLE
0
42370
0
0
LGI Homes
COM
50187t106
808188
17036
SH
SOLE
0
17036
0
0
MPLX
COM
55336v100
3386963
97663
SH
SOLE
0
97663
0
0
Macquarie Infrastructure
CONV BOND
55608BAB1
1809503
2010000
PRN
SOLE
0
2010000
0
0
Macys
COM
55616p104
13892
400
SH
SOLE
0
400
0
0
Merck
COM
58933y105
1466614
20674
SH
SOLE
0
20674
0
0
MutualFirst Financial
COM
62845b104
1165491
31628
SH
SOLE
0
31628
0
0
NGL Energy Partners
COM
62913M107
3943161
339928
SH
SOLE
0
339928
0
0
Navistar Intl
CONV BOND
63934eaq1
1425624
1430000
PRN
SOLE
0
1430000
0
0
Orchids Paper Products
COM
68572n104
90750
27500
SH
SOLE
0
27500
0
0
PDL Biopharma
CONV BOND
69329YAG9
3217213
3260000
PRN
SOLE
0
3260000
0
0
Peoples Financial
COM
71103b102
1095536
84272
SH
SOLE
0
84272
0
0
Plains GP Holdings
COM
72651a207
1524129
62133
SH
SOLE
0
62133
0
0
Premier Financial Bancorp
COM
74050m105
1527266
82600
SH
SOLE
0
82600
0
0
QCR Holdings
COM
74727a104
4448424
108897
SH
SOLE
0
108897
0
0
QEP Resources
COM
74733v100
16980
1500
SH
SOLE
0
1500
0
0
Pyxus International
COM
74737v106
4600
200
SH
SOLE
0
200
0
0
Rent-A-Center
COM
76009n100
8269
575
SH
SOLE
0
575
0
0
Royal Gold
CONV BOND
780287AA6
902375
895000
PRN
SOLE
0
895000
0
0
SB Financial Group
COM
78408d105
3744970
184028
SH
SOLE
0
184028
0
0
SPDR S&P 600 Small Cap Value
COM
78464a300
708724
10381
SH
SOLE
0
10381
0
0
SPDR Dow Jones Industrial
COM
78467x109
9747514
36867
SH
SOLE
0
36867
0
0
Sandridge Energy
WARRANT
80007p125
201
4028
SH
SOLE
0
4028
0
0
SandRidge Energy
COM
80007p869
729540
67115
SH
SOLE
0
67115
0
0
SemGroup Corp
COM
81663a105
47694
2163
SH
SOLE
0
2163
0
0
Sterling Bancorp
COM
85917a100
544962
24771
SH
SOLE
0
24771
0
0
Summit Financial Group
COM
86606g101
2489631
107265
SH
SOLE
0
107265
0
0
Sunpower Corp.
CONV BOND
867652AJ8
1241655
1525000
PRN
SOLE
0
1525000
0
0
Sunpower Corp
CONV BOND
867652AL3
836690
1000000
PRN
SOLE
0
1000000
0
0
Talos Energy
COM
87484t108
1095532
33380
SH
SOLE
0
33380
0
0
Talos Energy
WARRANT
87484t116
125807
27772
SH
SOLE
0
27772
0
0
Targa Resources Corp
COM
87612g101
4109410
72978
SH
SOLE
0
72058
0
0
Teekay Corp
CONV BOND
87900YAD5
910540
1000000
PRN
SOLE
0
1000000
0
0
3M
COM
88579y101
3988319
18928
SH
SOLE
0
18928
0
0
Titan Machinery
CONV BOND
88830RAB7
2295304
2327000
PRN
SOLE
0
2327000
0
0
Transmontaigne Partners
COM
89376v100
2583543
67105
SH
SOLE
0
67105
0
0
Two River Bancorp
COM
90207c105
1047029
60382
SH
SOLE
0
60382
0
0
UnitedHealth Group
COM
91324p102
5134306
19299
SH
SOLE
0
19299
0
0
Uniti Group
COM
91325v108
702328
34855
SH
SOLE
0
34855
0
0
Vaalco Energy
COM
91851c201
477750
175000
SH
SOLE
0
175000
0
0
Verizon
COM
92343v104
1142386
21397
SH
SOLE
0
21397
0
0
Visa
COM
92826c839
2849158
18983
SH
SOLE
0
18983
0
0
Wintrust Financial
COM
97650w108
2417902
28466
SH
SOLE
0
28466
0
0
WPX Energy
COM
98212b103
93149
4630
SH
SOLE
0
4630
0
0
Aircastle LTD
COM
g0129k104
1729948
78957
SH
SOLE
0
78957
0
0
Bunge Ltd
CONV PREF
g16962204
2142984
19751
SH
SOLE
0
19751
0
0
Seagate Technology
COM
G7945M107
9470
200
SH
SOLE
0
200
0
0
Genco Shipping
WARRANT
y2685t123
862
2155
SH
SOLE
0
2155
0
0
Genco Shipping
COM
y2685t131
373548
26681
SH
SOLE
0
22058
0
0
Navios Maritime Acquisition
COM
y62159101
5612
11000
SH
SOLE
0
11000
0
0
Navios Maritime Holdings
COM
y62196103
246479
347790
SH
SOLE
0
347790
0
0
Navios Maritime Partners
COM
y62267102
15925
9100
SH
SOLE
0
9100
0
0
Teekay LNG Partners
COM
y8564m105
2544612
152372
SH
SOLE
0
152372
0
0
Teekay Inc
COM
y8564w103
904232
134159
SH
SOLE
0
134159
0
0
Teekay Offshore Partners
COM
y8565j101
21661
9257
SH
SOLE
0
9257
0
0
Teekay Tankers
COM
y8565n102
9977
10100
SH
SOLE
0
10100
0
0