0001411784-18-000008.txt : 20181113 0001411784-18-000008.hdr.sgml : 20181113 20181113115648 ACCESSION NUMBER: 0001411784-18-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pinnacle Holdings, LLC CENTRAL INDEX KEY: 0001411784 IRS NUMBER: 204065035 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12706 FILM NUMBER: 181176489 BUSINESS ADDRESS: STREET 1: 233 SOUTH DETROIT AVENUE STREET 2: SUITE 100 CITY: TULSA STATE: OK ZIP: 74120 BUSINESS PHONE: 918-582-6864 MAIL ADDRESS: STREET 1: 233 SOUTH DETROIT AVENUE STREET 2: SUITE 100 CITY: TULSA STATE: OK ZIP: 74120 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001411784 XXXXXXXX 09-30-2018 09-30-2018 Pinnacle Holdings, LLC
233 SOUTH DETROIT AVENUE SUITE 100 TULSA OK 74120
13F HOLDINGS REPORT 028-12706 N
David M. Poarch Managing Partner 918-582-6864 David M Poarch Tulsa OK 11-13-2018 0 202 289628 false
INFORMATION TABLE 2 informationtable.xml AK Steel COM 001547108 7350 1500 SH SOLE 0 1500 0 0 American Express COM 025816109 2020009 18969 SH SOLE 0 18969 0 0 Apollo Global Management COM 037612306 207991 6020 SH SOLE 0 6020 0 0 Apple COM 037833100 4497216 19922 SH SOLE 0 19922 0 0 BB&T Corporation COM 054937107 70043 1443 SH SOLE 0 1443 0 0 Bank of America COM 060505104 1231575 41805 SH SOLE 0 41805 0 0 Bank of America Corp WARRANT 060505153 64688 215625 SH SOLE 0 215625 0 0 Bank of America CONV PREF 060505682 37533 29 SH SOLE 0 29 0 0 Bank of America WARRANT 060506146 320580 18000 SH SOLE 0 18000 0 0 Barnes & Noble COM 067774109 715082 123290 SH SOLE 0 123290 0 0 Berkshire Hills Bancorp COM 084680107 207529 5099 SH SOLE 0 5099 0 0 Boeing COM 097023105 7394488 19883 SH SOLE 0 19883 0 0 Caterpillar COM 149123101 2895023 18985 SH SOLE 0 18985 0 0 Central Valley Community Bancorp COM 155685100 538997 24942 SH SOLE 0 24942 0 0 Chesapeake Energy COM 165167107 19006 4233 SH SOLE 0 4233 0 0 Chesapeake Energy CONV PREF 165167768 13230 21 SH SOLE 0 21 0 0 Chevron Corporation COM 166764100 2930710 23967 SH SOLE 0 23967 0 0 Choiceone Financial Services COM 170386106 16398 604 SH SOLE 0 604 0 0 Citigroup WARRANT 172967226 2480 1653040 SH SOLE 0 1653040 0 0 Citigroup COM 172967424 1396706 19469 SH SOLE 0 19469 0 0 Citizens Financial Group COM 174610105 615215 15951 SH SOLE 0 15951 0 0 Citizens Community Bancorp COM 174903104 1619660 115690 SH SOLE 0 115690 0 0 Civista Bancshares COM 178867107 1619812 67240 SH SOLE 0 67240 0 0 Coca-Cola COM 191216100 935578 20255 SH SOLE 0 20255 0 0 Codorus Bancorp COM 192025104 1254123 40145 SH SOLE 0 40145 0 0 Walt Disney COM 254687106 2285670 19546 SH SOLE 0 19546 0 0 El Pollo Loco Holdings COM 268603107 945329 75325 SH SOLE 0 75325 0 0 Enterprise Products Partners COM 293792107 3382929 117749 SH SOLE 0 117749 0 0 EZCORP COM 302301106 32796 3065 SH SOLE 0 3065 0 0 F.N.B. Corporation COM 302520101 107408 8444 SH SOLE 0 8444 0 0 Federal Agricultural Mortgage COM 313148306 18045 250 SH SOLE 0 250 0 0 Freddie Mac PREF STK 313400640 691768 155105 SH SOLE 0 155105 0 0 Fannie Mae PREF STK 313586752 11020 2000 SH SOLE 0 2000 0 0 Fifth Third Bancorp COM 316773100 314798 11275 SH SOLE 0 11275 0 0 First Bancshares COM 318916103 2101515 53816 SH SOLE 0 53816 0 0 First Community Corp COM 319835104 1473175 60875 SH SOLE 0 60875 0 0 Ford Motor COM 345370860 22733 2458 SH SOLE 0 2458 0 0 FreightCar America COM 357023100 745311 46379 SH SOLE 0 46379 0 0 General Electric Company COM 369604103 206474 18288 SH SOLE 0 18288 0 0 Genesis Energy COM 371927104 2419163 101731 SH SOLE 0 101731 0 0 Haverty Furniture COM 419596101 983295 44493 SH SOLE 0 44493 0 0 Hawaiian Holdings COM 419879101 51368 1281 SH SOLE 0 1281 0 0 Hawthorn Bancshares COM 420476103 619392 27226 SH SOLE 0 27226 0 0 Hess Midstream COM 428104103 1593393 69855 SH SOLE 0 69855 0 0 Hi Crush Partners COM 428337109 15120 1400 SH SOLE 0 1400 0 0 Holly Energy Partners COM 435763107 2505537 79642 SH SOLE 0 79642 0 0 Home Depot COM 437076102 4083548 19713 SH SOLE 0 19713 0 0 HopFed Bancorp COM 439734104 379466 21684 SH SOLE 0 21684 0 0 Intel Corporation COM 458140100 1003872 21228 SH SOLE 0 21228 0 0 IBM COM 459200101 2897184 19160 SH SOLE 0 19160 0 0 iShares Barclays TIPS Bond COM 464287176 149715 1353 SH SOLE 0 1353 0 0 iShares MSCI EAFE Index Fund COM 464287465 5239921 77069 SH SOLE 0 77069 0 0 Johnson & Johnson COM 478160104 2948824 21342 SH SOLE 0 21342 0 0 Lannett Company COM 516012101 247276 52058 SH SOLE 0 52058 0 0 MDC Holdings COM 552676108 1059999 35835 SH SOLE 0 35835 0 0 MVB Financial Corp COM 553810102 959042 53221 SH SOLE 0 53221 0 0 Magellan Midstream Partners COM 559080106 5352589 79040 SH SOLE 0 79040 0 0 McDermott International COM 580037703 959300 52051 SH SOLE 0 52051 0 0 McDonald's COM 580135101 3385113 20235 SH SOLE 0 20235 0 0 Microsoft Corporation COM 594918104 2464364 21547 SH SOLE 0 21547 0 0 Midsouth Bancorp COM 598039105 402402 26130 SH SOLE 0 26130 0 0 MidWest One Financial COM 598511103 340728 10229 SH SOLE 0 10229 0 0 NMI Holdings COM 629209305 2848804 125775 SH SOLE 0 125775 0 0 Nike COM 654106103 1603580 18928 SH SOLE 0 18928 0 0 Oaktree Capital Group COM 674001201 157941 3815 SH SOLE 0 3815 0 0 Old National Bancorp COM 680033107 1400106 72544 SH SOLE 0 72544 0 0 ONEOK COM 682680103 5349076 78907 SH SOLE 0 78907 0 0 Opus Bank COM 684000102 1097918 40070 SH SOLE 0 40070 0 0 Parke Bancorp COM 700885106 1188054 52920 SH SOLE 0 52920 0 0 Peoples Bancorp COM 710577107 1225585 42496 SH SOLE 0 42496 0 0 PetroQuest Energy COM 716748108 225 2500 SH SOLE 0 2500 0 0 PetroQuest Energy CONV PREF 716748207 2964 59277 SH SOLE 0 59277 0 0 Pfizer COM 717081103 1044591 23703 SH SOLE 0 23703 0 0 Phillips 66 Partners COM 718549207 2593854 50721 SH SOLE 0 50721 0 0 Plains All American Pipeline COM 726503105 328456 13133 SH SOLE 0 13133 0 0 Procter & Gamble COM 742718109 1735595 20853 SH SOLE 0 20853 0 0 A Schulmann CONV PREF 808194302 2893215 2886 SH SOLE 0 2886 0 0 Shell Midstream Partners COM 822634101 1656501 77479 SH SOLE 0 77479 0 0 Southern National Bancorp of Virginia COM 843395104 1522135 93959 SH SOLE 0 93959 0 0 Southwestern Energy Company COM 845467109 5110 1000 SH SOLE 0 1000 0 0 SunPower Corporation COM 867652406 1723 236 SH SOLE 0 236 0 0 SunTrust Banks COM 867914103 660955 9896 SH SOLE 0 9896 0 0 Superior Industries COM 868168105 942877 55301 SH SOLE 0 55301 0 0 Timberland Bancorp COM 887098101 31240 1000 SH SOLE 0 1000 0 0 Toll Brothers COM 889478103 6606 200 SH SOLE 0 200 0 0 Triumph Group COM 896818101 905601 38867 SH SOLE 0 38867 0 0 Umpqua Holdings COM 904214103 20800 1000 SH SOLE 0 1000 0 0 Unisys Corp COM 909214306 1343952 65880 SH SOLE 0 65880 0 0 United Bancshares COM 909458101 1093111 47734 SH SOLE 0 47734 0 0 United Technologies COM 913017109 2646324 18928 SH SOLE 0 18928 0 0 Wal-Mart Stores COM 931142103 1834907 19539 SH SOLE 0 19539 0 0 Walgreens Boots Alliance COM 931427108 1379851 18928 SH SOLE 0 18928 0 0 Williams Companies COM 969457100 6008847 220995 SH SOLE 0 220995 0 0 Zions Bancorp COM 989701107 733745 14631 SH SOLE 0 14631 0 0 Zions Bancorp WARRANT 989701115 213690 11938 SH SOLE 0 11938 0 0 Argan Inc COM 04010e109 1176910 27370 SH SOLE 0 27370 0 0 Travelers Companies COM 89417e109 2481223 19129 SH SOLE 0 19129 0 0 A T & T COM 00206r102 169075 5035 SH SOLE 0 5035 0 0 Aceto CONV BOND 004446AD2 1484254 1975000 PRN SOLE 0 1975000 0 0 Alaska Communications COM 01167p101 975800 595000 SH SOLE 0 595000 0 0 Alliance Resource Partners COM 01877r108 4445384 217911 SH SOLE 0 217911 0 0 American Airlines Group COM 02376R102 577959 13984 SH SOLE 0 13984 0 0 AmeriServ Financial COM 03074a102 798600 185721 SH SOLE 0 185721 0 0 Andeavor Logistics COM 03350f106 2064674 42518 SH SOLE 0 42518 0 0 Antero Midstream Partners COM 03673l103 2758496 96249 SH SOLE 0 96249 0 0 Arcbest Corp COM 03937c105 1548502 31895 SH SOLE 0 31895 0 0 Atlas Air Worldwide CONV BOND 049164BH8 1731352 1505000 PRN SOLE 0 1505000 0 0 BP Midstream Partners COM 0556EL109 1504658 80035 SH SOLE 0 80035 0 0 Banc of California COM 05990k106 3765462 199231 SH SOLE 0 199231 0 0 Blackstone Group COM 09253u108 227909 5985 SH SOLE 0 5985 0 0 Carlyle Group COM 14309l102 176003 7805 SH SOLE 0 7805 0 0 Chesapeake Energy CONV BOND 165167CY1 3289208 3330000 PRN SOLE 0 3330000 0 0 Cisco Systems COM 17275r102 951156 19551 SH SOLE 0 19551 0 0 Contura Energy COM 21241b100 1921416 24245 SH SOLE 0 24245 0 0 Contura Energy WARRANT 21241b118 1923740 42280 SH SOLE 0 42280 0 0 Delek Logistics Partners COM 24664t103 2213026 65089 SH SOLE 0 65089 0 0 DowDuPont COM 26078j100 1273141 19797 SH SOLE 0 19797 0 0 EQT Midstream Partners COM 26885b100 3561225 67473 SH SOLE 0 67473 0 0 Eagle Bancorp COM 26942g100 888080 48930 SH SOLE 0 48930 0 0 Encore Capital CONV BOND 292554AH5 1886694 2040000 PRN SOLE 0 2040000 0 0 Energy Transfer Partners COM 29273R109 137678 6185 SH SOLE 0 6185 0 0 Energy Transfer Equity COM 29273v100 217429 12474 SH SOLE 0 12474 0 0 EnLink Midstream COM 29336t100 1150531 69941 SH SOLE 0 69941 0 0 EnLink Midstream Partners COM 29336u107 4044917 217002 SH SOLE 0 217002 0 0 Essa Bancorp COM 29667d104 1192687 73351 SH SOLE 0 73351 0 0 EZCorp CONV BOND 302301AB2 3395257 3435000 PRN SOLE 0 3435000 0 0 Exxon Mobil COM 30231g102 1923237 22621 SH SOLE 0 22621 0 0 1st Constitution Bancorp COM 31986n102 257591 12444 SH SOLE 0 12444 0 0 First United Corp COM 33741h107 1411617 75086 SH SOLE 0 75086 0 0 First US Bancshares COM 33744v103 501761 46245 SH SOLE 0 46245 0 0 GNC Holdings CONV BOND 36191GAB3 2533300 3290000 PRN SOLE 0 3290000 0 0 General Motors COM 37045v100 13468 400 SH SOLE 0 400 0 0 Global Eagle Entertainment CONV BOND 37951DAB8 1451033 1975000 PRN SOLE 0 1975000 0 0 Goldman Sachs COM 38141g104 4261233 19003 SH SOLE 0 19003 0 0 HMN Financial COM 40424g108 1024488 49975 SH SOLE 0 49975 0 0 Homestreet COM 43785u102 597310 22540 SH SOLE 0 22540 0 0 Horizon Global CONV BOND 44052WAA2 1764279 2435000 PRN SOLE 0 2435000 0 0 Horsehead Holdings WARRANT 44069P118 135826 3396 SH SOLE 0 3396 0 0 Invensense CONV BOND 46123DAB2 538328 560000 PRN SOLE 0 560000 0 0 Iridium Communications COM 46269c102 125933 5597 SH SOLE 0 3940 0 0 iShares 0-5 Yr High Yield Corporate Bond COM 46434v407 784117 16655 SH SOLE 0 16655 0 0 JPMorgan Chase COM 46625h100 2572526 22798 SH SOLE 0 22798 0 0 Jones Energy CONV PREF 48019R207 5416 600 SH SOLE 0 600 0 0 KKR & Co COM 48248m102 186118 6825 SH SOLE 0 6825 0 0 KB HOME CONV BOND 48666KAS8 1892066 1870000 PRN SOLE 0 1870000 0 0 Kimball Electronics COM 49428j109 1508531 76770 SH SOLE 0 76770 0 0 Kinder Morgan COM 49456b101 751218 42370 SH SOLE 0 42370 0 0 LGI Homes COM 50187t106 808188 17036 SH SOLE 0 17036 0 0 MPLX COM 55336v100 3386963 97663 SH SOLE 0 97663 0 0 Macquarie Infrastructure CONV BOND 55608BAB1 1809503 2010000 PRN SOLE 0 2010000 0 0 Macys COM 55616p104 13892 400 SH SOLE 0 400 0 0 Merck COM 58933y105 1466614 20674 SH SOLE 0 20674 0 0 MutualFirst Financial COM 62845b104 1165491 31628 SH SOLE 0 31628 0 0 NGL Energy Partners COM 62913M107 3943161 339928 SH SOLE 0 339928 0 0 Navistar Intl CONV BOND 63934eaq1 1425624 1430000 PRN SOLE 0 1430000 0 0 Orchids Paper Products COM 68572n104 90750 27500 SH SOLE 0 27500 0 0 PDL Biopharma CONV BOND 69329YAG9 3217213 3260000 PRN SOLE 0 3260000 0 0 Peoples Financial COM 71103b102 1095536 84272 SH SOLE 0 84272 0 0 Plains GP Holdings COM 72651a207 1524129 62133 SH SOLE 0 62133 0 0 Premier Financial Bancorp COM 74050m105 1527266 82600 SH SOLE 0 82600 0 0 QCR Holdings COM 74727a104 4448424 108897 SH SOLE 0 108897 0 0 QEP Resources COM 74733v100 16980 1500 SH SOLE 0 1500 0 0 Pyxus International COM 74737v106 4600 200 SH SOLE 0 200 0 0 Rent-A-Center COM 76009n100 8269 575 SH SOLE 0 575 0 0 Royal Gold CONV BOND 780287AA6 902375 895000 PRN SOLE 0 895000 0 0 SB Financial Group COM 78408d105 3744970 184028 SH SOLE 0 184028 0 0 SPDR S&P 600 Small Cap Value COM 78464a300 708724 10381 SH SOLE 0 10381 0 0 SPDR Dow Jones Industrial COM 78467x109 9747514 36867 SH SOLE 0 36867 0 0 Sandridge Energy WARRANT 80007p125 201 4028 SH SOLE 0 4028 0 0 SandRidge Energy COM 80007p869 729540 67115 SH SOLE 0 67115 0 0 SemGroup Corp COM 81663a105 47694 2163 SH SOLE 0 2163 0 0 Sterling Bancorp COM 85917a100 544962 24771 SH SOLE 0 24771 0 0 Summit Financial Group COM 86606g101 2489631 107265 SH SOLE 0 107265 0 0 Sunpower Corp. CONV BOND 867652AJ8 1241655 1525000 PRN SOLE 0 1525000 0 0 Sunpower Corp CONV BOND 867652AL3 836690 1000000 PRN SOLE 0 1000000 0 0 Talos Energy COM 87484t108 1095532 33380 SH SOLE 0 33380 0 0 Talos Energy WARRANT 87484t116 125807 27772 SH SOLE 0 27772 0 0 Targa Resources Corp COM 87612g101 4109410 72978 SH SOLE 0 72058 0 0 Teekay Corp CONV BOND 87900YAD5 910540 1000000 PRN SOLE 0 1000000 0 0 3M COM 88579y101 3988319 18928 SH SOLE 0 18928 0 0 Titan Machinery CONV BOND 88830RAB7 2295304 2327000 PRN SOLE 0 2327000 0 0 Transmontaigne Partners COM 89376v100 2583543 67105 SH SOLE 0 67105 0 0 Two River Bancorp COM 90207c105 1047029 60382 SH SOLE 0 60382 0 0 UnitedHealth Group COM 91324p102 5134306 19299 SH SOLE 0 19299 0 0 Uniti Group COM 91325v108 702328 34855 SH SOLE 0 34855 0 0 Vaalco Energy COM 91851c201 477750 175000 SH SOLE 0 175000 0 0 Verizon COM 92343v104 1142386 21397 SH SOLE 0 21397 0 0 Visa COM 92826c839 2849158 18983 SH SOLE 0 18983 0 0 Wintrust Financial COM 97650w108 2417902 28466 SH SOLE 0 28466 0 0 WPX Energy COM 98212b103 93149 4630 SH SOLE 0 4630 0 0 Aircastle LTD COM g0129k104 1729948 78957 SH SOLE 0 78957 0 0 Bunge Ltd CONV PREF g16962204 2142984 19751 SH SOLE 0 19751 0 0 Seagate Technology COM G7945M107 9470 200 SH SOLE 0 200 0 0 Genco Shipping WARRANT y2685t123 862 2155 SH SOLE 0 2155 0 0 Genco Shipping COM y2685t131 373548 26681 SH SOLE 0 22058 0 0 Navios Maritime Acquisition COM y62159101 5612 11000 SH SOLE 0 11000 0 0 Navios Maritime Holdings COM y62196103 246479 347790 SH SOLE 0 347790 0 0 Navios Maritime Partners COM y62267102 15925 9100 SH SOLE 0 9100 0 0 Teekay LNG Partners COM y8564m105 2544612 152372 SH SOLE 0 152372 0 0 Teekay Inc COM y8564w103 904232 134159 SH SOLE 0 134159 0 0 Teekay Offshore Partners COM y8565j101 21661 9257 SH SOLE 0 9257 0 0 Teekay Tankers COM y8565n102 9977 10100 SH SOLE 0 10100 0 0