0001411784-16-000012.txt : 20160516
0001411784-16-000012.hdr.sgml : 20160516
20160516104108
ACCESSION NUMBER: 0001411784-16-000012
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160516
DATE AS OF CHANGE: 20160516
EFFECTIVENESS DATE: 20160516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pinnacle Holdings, LLC
CENTRAL INDEX KEY: 0001411784
IRS NUMBER: 204065035
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12706
FILM NUMBER: 161651436
BUSINESS ADDRESS:
STREET 1: 233 SOUTH DETROIT AVENUE
STREET 2: SUITE 100
CITY: TULSA
STATE: OK
ZIP: 74120
BUSINESS PHONE: 918-582-6864
MAIL ADDRESS:
STREET 1: 233 SOUTH DETROIT AVENUE
STREET 2: SUITE 100
CITY: TULSA
STATE: OK
ZIP: 74120
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001411784
XXXXXXXX
03-31-2016
03-31-2016
Pinnacle Holdings, LLC
233 SOUTH DETROIT AVENUE
SUITE 100
TULSA
OK
74120
13F HOLDINGS REPORT
028-12706
N
David M. Poarch
Managing Partner
918-582-6864
David M. Poarch
Tulsa
OK
05-16-2016
0
218
209000
false
INFORMATION TABLE
2
informationtable.xml
Alliance One International
COM
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200
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American Express Company
COM
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SOLE
0
15093
0
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Apollo Education Group
COM
037604105
1038622
126430
SH
SOLE
0
126430
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0
Apple
COM
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16537
SH
SOLE
0
16537
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0
Astoria Financial
COM
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33190
SH
SOLE
0
33190
0
0
BB&T Corporation
COM
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SH
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0
Bank of America
COM
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SH
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Bank of America
COM
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Bank of America
CONV PREF
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0
29
0
0
Barnes & Noble
COM
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SH
SOLE
0
70274
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0
Baylake Corp.
COM
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SOLE
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46957
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0
Berkshire Hills Bancorp
COM
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SH
SOLE
0
5944
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Boardwalk Pipeline Partners
COM
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200
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200
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Boeing
COM
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Capital Bank Financial
COM
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Caterpillar
COM
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Central Valley Community
COM
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Chevron Corporation
COM
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Choiceone Financial
COM
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Citigroup Inc
COM
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Citigroup
COM
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Citizens Financial Group
COM
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Civista Bancshares
COM
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Coca-Cola
COM
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Codorus Bancorp
COM
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DCB Financial
COM
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Walt Disney
COM
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du Pont
COM
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El Pollo Loco Holdings
COM
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Eastern Virginia Bankshares
COM
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Enterprise Products Partners
COM
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EZCORP
COM
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F.N.B. Corporation
COM
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Federal Agricultural Mortgage
COM
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Freddie Mac
PREF STK
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Fifth Third Bancorp
COM
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First Bancorp
COM
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First Bancshares
COM
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First Commonwealth Financial
COM
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First Community Corp
COM
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First Merchants Corp
COM
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Ford Motor
COM
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FreightCar America
COM
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General Electric Company
COM
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SH
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33527
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Genesis Energy LP
COM
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HF Financial
COM
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Haverty Furniture
COM
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Hawaiian Holdings
COM
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Hercules Offshore
COM
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Holly Energy Partners
COM
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Home Depot
COM
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Honeywell
COM
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HopFed Bancorp
COM
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Independent Bank
COM
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Intel Corporation
COM
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IBM
COM
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International Paper
COM
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COM
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iShares MSCI Emerging Markets
COM
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iShares DJ US Financial Sector
COM
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Johnson & Johnson
COM
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MDC Holdings
COM
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Magellan Midstream Partners
COM
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Martin Midstream LP
COM
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SH
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Masonite International
COM
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McDermott International
COM
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McDonald's
COM
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Mercantile Bank
COM
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Microsoft
COM
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MidWest One Financial
COM
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Nike
COM
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Old National Bancorp
COM
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SH
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Olin
COM
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ONEOK
COM
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Peoples Bancorp of NC
COM
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PetroQuest Energy
COM
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PetroQuest Energy
CONV PREF
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Pfizer
COM
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Plains All American Pipeline
COM
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Procter & Gamble
COM
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RAIT Financial
COM
749227609
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54300
SH
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Rice Midstream Partners
COM
762819100
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SH
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Rofin-Sinar Technologies
COM
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Rose Rock Midstream
COM
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SH
SOLE
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SM Energy Company
COM
792228108
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SH
SOLE
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Shell Midstream Partners
COM
822634101
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SH
SOLE
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Southeastern Bank Financial
COM
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Southern First Bancshares
COM
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SH
SOLE
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Southwest Bancorp
COM
844767103
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SH
SOLE
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Southwestern Energy
COM
845467109
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SH
SOLE
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Spartan Motors
COM
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SunPower Corporation
COM
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SH
SOLE
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SunTrust Banks
COM
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SH
SOLE
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Superior Industries
COM
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SUPERVALU
COM
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Timberland
COM
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SOLE
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38735
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Toll Brothers
COM
889478103
5902
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SH
SOLE
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200
0
0
Treasure Island Royalty Trust
COM
894626209
53
15000
SH
SOLE
0
15000
0
0
Umpqua Holdings
COM
904214103
17446
1100
SH
SOLE
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1100
0
0
Unisys Corp
COM
909214306
369023
47925
SH
SOLE
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47925
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0
United Bancshares
COM
909458101
794192
42698
SH
SOLE
0
42698
0
0
United Technologies Corp.
COM
913017109
1515714
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SH
SOLE
0
15142
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Wal-Mart
COM
931142103
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SH
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Whiting Petroleum
COM
966387102
1197
150
SH
SOLE
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150
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Williams Companies
COM
969457100
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SH
SOLE
0
210543
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Yadkin Financial
COM
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617030
26068
SH
SOLE
0
26068
0
0
Zions Bancorp
COM
989701107
373221
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SH
SOLE
0
15416
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Zions Bancorp
COM
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23700
10000
SH
SOLE
0
10000
0
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Travelers
COM
89417e109
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SH
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0
15124
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JP Morgan Chase
COM
46634e114
3540
200
SH
SOLE
0
200
0
0
AK Steel Corporation
CONV BOND
001546ap5
2233626
2435000
PRN
SOLE
0
2435000
0
0
A T & T
COM
00206r102
196986
5029
SH
SOLE
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5029
0
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A E S
CONV PREF
00808n202
18941
375
SH
SOLE
0
375
0
0
Alaska Communications
COM
01167p101
1056101
593315
SH
SOLE
0
593315
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Alaska Communications
CONV BOND
01167pae1
3848438
4105000
PRN
SOLE
0
4105000
0
0
Alliance Holdings GP
COM
01861g100
2040528
139571
SH
SOLE
0
139571
0
0
Alliance Resource LP
COM
01877r108
38445
3300
SH
SOLE
0
3300
0
0
American Airlines Group
COM
02376R102
1159353
28270
SH
SOLE
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28270
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0
AmeriServ Financial
COM
03074a102
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SH
SOLE
0
197840
0
0
Arcbest Corp
COM
03937c105
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30442
SH
SOLE
0
30442
0
0
Archrock Partners LP
COM
03957u100
940659
84897
SH
SOLE
0
84897
0
0
Atlas Air Worldwide
CONV BOND
049164BH8
1637867
1925000
PRN
SOLE
0
1925000
0
0
BNC Bancorp
COM
05566t101
25344
1200
SH
SOLE
0
1200
0
0
Banc of California
COM
05990k106
3011036
172059
SH
SOLE
0
172059
0
0
Banner Corp
COM
06652v208
8420
200
SH
SOLE
0
200
0
0
Blucora Inc
CONV BOND
095229AB6
1586984
2110000
PRN
SOLE
0
2110000
0
0
Broadsoft Inc
CONV BOND
11133BAB8
2451160
2175000
PRN
SOLE
0
2175000
0
0
Cenveo
COM
15670s105
25476
56350
SH
SOLE
0
56350
0
0
Cenveo Corp
CONV BOND
15671BAG6
1113210
1767000
PRN
SOLE
0
1767000
0
0
Cenveo Corp.
CONV BOND
15671BAJ0
354836
860000
PRN
SOLE
0
860000
0
0
Cisco Systems
COM
17275r102
455776
16009
SH
SOLE
0
16009
0
0
Communications Sales & Leasing
COM
20341j104
736920
33120
SH
SOLE
0
33120
0
0
DR Horton
COM
23331a109
7558
250
SH
SOLE
0
250
0
0
Doral Financial
PREF STK
25811p209
105
1500
SH
SOLE
0
1500
0
0
Doral Financial
PREF STK
25811p407
12
1000
SH
SOLE
0
1000
0
0
EOG Resources
COM
26875p101
22137
305
SH
SOLE
0
305
0
0
Emerge Energy Services LP
COM
29102H108
4225
850
SH
SOLE
0
850
0
0
Energy Transfer Partners LP
COM
29273R109
135375
4186
SH
SOLE
0
4186
0
0
Energy Transfer Equity
COM
29273v100
93573
13124
SH
SOLE
0
13124
0
0
Energy XXI
CONV PREF
29274u309
28125
4500
SH
SOLE
0
4500
0
0
EnLink Midstream LLC
COM
29336t100
660387
58701
SH
SOLE
0
58701
0
0
EnLink Midstream Partners LP
COM
29336u107
2734290
226536
SH
SOLE
0
226536
0
0
EZCorp Inc
CONV BOND
302301AB2
2371950
3780000
PRN
SOLE
0
3780000
0
0
Exxon Mobil
COM
30231g102
1546331
18499
SH
SOLE
0
18499
0
0
1st Constitution Bancorp
COM
31986n102
136222
10760
SH
SOLE
0
10760
0
0
First Niagara Financial
COM
33582v108
1742
180
SH
SOLE
0
180
0
0
First South Bancorp
COM
33646W100
440385
53380
SH
SOLE
0
53380
0
0
General Cable Corp.
CONV BOND
369300al2
1276171
2335000
PRN
SOLE
0
2335000
0
0
Goldman Sachs
COM
38141g104
2376206
15137
SH
SOLE
0
15137
0
0
Greenbriar Co.
CONV BOND
393657AH4
1805601
1692000
PRN
SOLE
0
1692000
0
0
HMN Financial
COM
40424g108
537778
47760
SH
SOLE
0
47760
0
0
Horsehead Holding Corp.
CONV BOND
440694AB3
265303
2380000
PRN
SOLE
0
2380000
0
0
Invensense Inc.
CONV BOND
46123DAB2
849844
925000
PRN
SOLE
0
925000
0
0
Iridium Communications
COM
46269c102
895598
113799
SH
SOLE
0
113799
0
0
Iridium Communications
CONV PREF
46269c409
883800
3000
SH
SOLE
0
3000
0
0
Iridium Communications
CONV PREF
46269c508
1949787
21065
SH
SOLE
0
21065
0
0
JPMorgan
COM
46625h100
1151355
19442
SH
SOLE
0
19442
0
0
Jefferies Group
CONV BOND
472319ag7
1361063
1387000
PRN
SOLE
0
1387000
0
0
KB HOME
CONV BOND
48666KAS8
2159815
2350000
PRN
SOLE
0
2350000
0
0
Kimball Electronics
COM
49428j109
1001111
89625
SH
SOLE
0
89625
0
0
Kinder Morgan
COM
49456b101
2945026
164895
SH
SOLE
0
164895
0
0
Kinder Morgan
COM
49456b119
261
7140
SH
SOLE
0
7140
0
0
LGI Homes
COM
50187t106
24210
1000
SH
SOLE
0
1000
0
0
MPLX
COM
55336v100
2878333
96946
SH
SOLE
0
96946
0
0
MainSource Financial
COM
56062y102
443725
21040
SH
SOLE
0
21040
0
0
Merck
COM
58933y105
900528
17020
SH
SOLE
0
17020
0
0
Meritage Homes
COM
59001a102
3646
100
SH
SOLE
0
100
0
0
MutualFirst Financial
COM
62845b104
854996
33928
SH
SOLE
0
33928
0
0
NGL Energy Partners
COM
62913M107
2684411
356970
SH
SOLE
0
356970
0
0
Navistar Intl Corp
CONV BOND
63934eaq1
1294121
2160000
PRN
SOLE
0
2160000
0
0
Newmont Mining
CONV BOND
651639AJ5
2086694
2015000
PRN
SOLE
0
2015000
0
0
ONEOK Partners
COM
68268N103
28448
906
SH
SOLE
0
906
0
0
Park Sterling
COM
70086y105
1094
164
SH
SOLE
0
164
0
0
Peoples Financial
COM
71103b102
604766
66973
SH
SOLE
0
66973
0
0
Plains GP Holdings
COM
72651a108
1274840
146702
SH
SOLE
0
146702
0
0
Premier Financial
COM
74050m105
975043
61868
SH
SOLE
0
61868
0
0
Prospect Capital
CONV BOND
74348TAK8
2194108
2239000
PRN
SOLE
0
2239000
0
0
QCR Holdings
COM
74727a104
2974687
124725
SH
SOLE
0
124725
0
0
QEP Resources
COM
74733v100
22858
1620
SH
SOLE
0
1620
0
0
Quidel Corp
CONV BOND
74838JAA9
1678513
1880000
PRN
SOLE
0
1880000
0
0
RAIT Financial
CONV BOND
749227aa2
3282000
3282000
PRN
SOLE
0
3282000
0
0
RAIT Financial
CONV BOND
749227AB0
636543
765000
PRN
SOLE
0
765000
0
0
Rent-A-Center
COM
76009n100
583993
36845
SH
SOLE
0
36845
0
0
Royal Gold
CONV BOND
780287AA6
1255952
1300000
PRN
SOLE
0
1300000
0
0
SB Financial Group
COM
78408d105
1507017
146170
SH
SOLE
0
146170
0
0
SPDR S&P 600 Small Cap Value
COM
78464a300
447319
4586
SH
SOLE
0
4586
0
0
SPDR Dow Jones Industrial
COM
78467x109
7808634
44206
SH
SOLE
0
44206
0
0
SandRidge Energy
COM
80007p307
5052
90209
SH
SOLE
0
90209
0
0
Sandridge Energy
CONV PREF
80007p604
13860
9240
SH
SOLE
0
9240
0
0
Summit Financial
COM
86606g101
1769227
114365
SH
SOLE
0
114365
0
0
Sunoco Logistics Partners
COM
86764l108
8022
320
SH
SOLE
0
320
0
0
Targa Resources Corp
COM
87612g101
1996601
66865
SH
SOLE
0
66865
0
0
Tesoro Logistics
COM
88160T107
2031459
44491
SH
SOLE
0
44491
0
0
3M
COM
88579y101
2559537
15361
SH
SOLE
0
15361
0
0
Titan Machinery
CONV BOND
88830RAB7
2110672
2706000
PRN
SOLE
0
2706000
0
0
Transmontaigne Partners
COM
89376v100
59556
1625
SH
SOLE
0
1625
0
0
Two River Bancorp
COM
90207c105
527782
55556
SH
SOLE
0
55556
0
0
United Community Banks
COM
90984p303
395443
21410
SH
SOLE
0
21410
0
0
UnitedHealth Group Inc
COM
91324p102
1984931
15399
SH
SOLE
0
15399
0
0
Valeant Pharmaceuticals
COM
91911K102
26072
991
SH
SOLE
0
991
0
0
Verizon
COM
92343v104
992801
18358
SH
SOLE
0
18358
0
0
Visa
COM
92826c839
1151177
15052
SH
SOLE
0
15052
0
0
Williams Partners
COM
96950f104
23436
1146
SH
SOLE
0
1146
0
0
Windstream Holdings
COM
97382a101
172793
22499
SH
SOLE
0
22499
0
0
Wintrust Financial
CONV PREF
97650w306
1179449
1007
SH
SOLE
0
1007
0
0
WPX Energy
COM
98212b103
32361
4630
SH
SOLE
0
4630
0
0
Xerium Technologies
COM
98416j118
225601
43218
SH
SOLE
0
43218
0
0
Aircastle LTD
COM
g0129k104
1635663
73546
SH
SOLE
0
73546
0
0
Energy XXI
COM
g10082140
8471
13600
SH
SOLE
0
13600
0
0
Bunge Ltd.
CONV PREF
g16962204
2086040
24327
SH
SOLE
0
24327
0
0
Genco Shipping
COM
y2685t115
107311
167673
SH
SOLE
0
167673
0
0
Genco Shipping
COM
y2685t123
75
2155
SH
SOLE
0
2155
0
0
Navios Maritime Holdings
COM
y62196103
331316
293200
SH
SOLE
0
293200
0
0
Navios Maritime Partners
COM
y62267102
323952
261252
SH
SOLE
0
261252
0
0
Teekay LNG Partners
COM
y8564m105
1168475
92151
SH
SOLE
0
92151
0
0
Teekay Inc
COM
y8564w103
844497
97517
SH
SOLE
0
97517
0
0
Teekay Offshore Partners
COM
y8565j101
26972
4757
SH
SOLE
0
4757
0
0
Teekay Tankers Ltd.
COM
y8565n102
36700
10000
SH
SOLE
0
10000
0
0
VTTI Energy Partners
COM
y9384m101
2962812
160152
SH
SOLE
0
160152
0
0