Managing Partner

0001411784-14-000008.txt : 20140813 0001411784-14-000008.hdr.sgml : 20140813 20140813144052 ACCESSION NUMBER: 0001411784-14-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140813 DATE AS OF CHANGE: 20140813 EFFECTIVENESS DATE: 20140813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pinnacle Holdings, LLC CENTRAL INDEX KEY: 0001411784 IRS NUMBER: 204065035 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12706 FILM NUMBER: 141037079 BUSINESS ADDRESS: STREET 1: 233 SOUTH DETROIT AVENUE STREET 2: SUITE 100 CITY: TULSA STATE: OK ZIP: 74120 BUSINESS PHONE: 918-582-6864 MAIL ADDRESS: STREET 1: 233 SOUTH DETROIT AVENUE STREET 2: SUITE 100 CITY: TULSA STATE: OK ZIP: 74120 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001411784 XXXXXXXX 06-30-2014 06-30-2014 Pinnacle Holdings, LLC

233 SOUTH DETROIT AVENUE SUITE 100 TULSA OK 74120

13F HOLDINGS REPORT 028-12706 N David M. Poarch Managing Partner 918-582-6864 David M. Poarch Tulsa OK 08-13-2014 0 200 408861 false INFORMATION TABLE 2 informationtable.xml Alcoa COM 013817101 3410 229 SH SOLE 0 229 0 0 Alliance One Int COM 018772103 5000 2000 SH SOLE 0 2000 0 0 American Express COM 025816109 1265850 13343 SH SOLE 0 13343 0 0 Astoria Financial COM 046265104 461335 34300 SH SOLE 0 34300 0 0 Atlas Pipeline LP COM 049392103 8360404 243035 SH SOLE 0 243035 0 0 BB&T Corp COM 054937107 35487 900 SH SOLE 0 900 0 0 Bank of America COM 060505104 301313 19604 SH SOLE 0 19604 0 0 Bank of America CONV PREF 060505682 34012 29 SH SOLE 0 29 0 0 Baylake Corp. COM 072788102 608081 48530 SH SOLE 0 48530 0 0 Berkshire Hills COM 084680107 132795 5719 SH SOLE 0 5719 0 0 Boardwalk LP COM 096627104 3700 200 SH SOLE 0 200 0 0 Boeing COM 097023105 1810101 14227 SH SOLE 0 14227 0 0 CVR Partners COM 126633106 18690 1000 SH SOLE 0 1000 0 0 Capital Bank COM 139794101 11168 473 SH SOLE 0 473 0 0 Caterpillar COM 149123101 1461285 13447 SH SOLE 0 13447 0 0 Chevron COM 166764100 2348333 17988 SH SOLE 0 17988 0 0 Choiceone Financial COM 170386106 10627 576 SH SOLE 0 576 0 0 Coca-Cola COM 191216100 676108 15961 SH SOLE 0 15961 0 0 Codorus Bancorp COM 192025104 727886 34448 SH SOLE 0 34448 0 0 Cooper Tire COM 216831107 27737 925 SH SOLE 0 925 0 0 DCB Financial COM 233075100 58703 7827 SH SOLE 0 7827 0 0 Daktronics COM 234264109 987787 82868 SH SOLE 0 82868 0 0 Walt Disney COM 254687106 1194273 13929 SH SOLE 0 13929 0 0 Du Pont COM 263534109 917861 14026 SH SOLE 0 14026 0 0 Eastern Virginia COM 277196101 902880 141075 SH SOLE 0 141075 0 0 El Paso Pipeline COM 283702108 4766419 131560 SH SOLE 0 131560 0 0 Enterprise LP COM 293792107 3806132 48616 SH SOLE 0 48616 0 0 F.N.B. Corp COM 302520101 108252 8444 SH SOLE 0 8444 0 0 Federal Ag Mortgage COM 313148306 12432 400 SH SOLE 0 400 0 0 Freddie Mac PREF STK 313400640 1369890 147300 SH SOLE 0 147300 0 0 Fifth Third COM 316773100 113689 5325 SH SOLE 0 5325 0 0 First Bancorp COM 318910106 242220 13200 SH SOLE 0 13200 0 0 First Bancshares COM 318916103 724214 51001 SH SOLE 0 51001 0 0 First Commonwealth COM 319829107 217251 23563 SH SOLE 0 23563 0 0 First Community COM 319835104 390802 36695 SH SOLE 0 36695 0 0 First Merchants COM 320817109 417409 19745 SH SOLE 0 19745 0 0 FreightCar COM 357023100 793342 31683 SH SOLE 0 31683 0 0 General Electric COM 369604103 851765 32411 SH SOLE 0 32411 0 0 Genesis LP COM 371927104 6561724 117090 SH SOLE 0 117090 0 0 HF Financial COM 404172108 569434 40996 SH SOLE 0 40996 0 0 Hawaiian Holdings COM 419879101 2727879 198970 SH SOLE 0 198970 0 0 Hewlett-Packard COM 428236103 62476 1855 SH SOLE 0 1855 0 0 Holly Energy LP COM 435763107 4056507 117956 SH SOLE 0 117956 0 0 Home Depot COM 437076102 1201608 14842 SH SOLE 0 14842 0 0 HopFed Bancorp COM 439734104 308181 26522 SH SOLE 0 26522 0 0 Independent Bank COM 453838609 705984 54855 SH SOLE 0 54855 0 0 Intel COM 458140100 539112 17447 SH SOLE 0 17447 0 0 IBM COM 459200101 2477961 13670 SH SOLE 0 13670 0 0 International Paper COM 460146103 18422 365 SH SOLE 0 365 0 0 Intervest Bancshares COM 460927106 569316 73555 SH SOLE 0 73555 0 0 iShares TIPS COM 464287176 204563 1773 SH SOLE 0 1773 0 0 MSCI Emerging Mkts COM 464287234 329196 7615 SH SOLE 0 7615 0 0 DJ US Financial COM 464287788 396910 4774 SH SOLE 0 4774 0 0 Johnson & Johnson COM 478160104 1809926 17300 SH SOLE 0 17300 0 0 Kaiser Aluminum COM 483007704 1495001 20516 SH SOLE 0 20516 0 0 Kinder Morgan LP COM 494550106 1242029 15108 SH SOLE 0 15108 0 0 MDC Holdings COM 552676108 999419 32995 SH SOLE 0 32995 0 0 Magellan Midstream COM 559080106 14700865 174927 SH SOLE 0 174927 0 0 MarkWest Energy LP COM 570759100 10918026 152529 SH SOLE 0 152529 0 0 Martin Midstream LP COM 573331105 4271066 103717 SH SOLE 0 103717 0 0 Masonite Int COM 575385109 976899 17364 SH SOLE 0 17364 0 0 McDermott Int COM 580037109 963155 119055 SH SOLE 0 119055 0 0 McDonald's COM 580135101 1623828 16119 SH SOLE 0 16119 0 0 Mercantile Bank COM 587376104 1883842 82336 SH SOLE 0 82336 0 0 Microsoft COM 594918104 757763 18172 SH SOLE 0 18172 0 0 MidWest One COM 598511103 228721 9534 SH SOLE 0 9534 0 0 Nike COM 654106103 996905 12855 SH SOLE 0 12855 0 0 OM Group COM 670872100 1195450 36862 SH SOLE 0 36862 0 0 Olin COM 680665205 1500429 55737 SH SOLE 0 55737 0 0 OmniVision Tech COM 682128103 1038335 47240 SH SOLE 0 47240 0 0 ONEOK Inc COM 682680103 10726632 157559 SH SOLE 0 157559 0 0 Oxford LP COM 691807101 482894 574874 SH SOLE 0 574874 0 0 Peoples Banc COM 710577107 598720 37420 SH SOLE 0 37420 0 0 PetroQuest CONV PREF 716748207 3431876 75178 SH SOLE 0 75178 0 0 Pfizer COM 717081103 673202 22682 SH SOLE 0 22682 0 0 Plains LP COM 726503105 1920759 31986 SH SOLE 0 31986 0 0 Procter & Gamble COM 742718109 1259641 16028 SH SOLE 0 16028 0 0 RAIT Financial COM 749227104 119088 14400 SH SOLE 0 14400 0 0 Rofin-Sinar Tech COM 775043102 548713 22825 SH SOLE 0 22825 0 0 Rose Rock LP COM 777149105 12401458 226967 SH SOLE 0 226967 0 0 Sonic COM 835451105 857035 38815 SH SOLE 0 38815 0 0 Southeastern Bank COM 841584105 464911 20126 SH SOLE 0 20126 0 0 Southern First COM 842873101 1003645 74565 SH SOLE 0 74565 0 0 Southwest Banc COM 844767103 13648 800 SH SOLE 0 800 0 0 Spartan Motors COM 846819100 847527 186680 SH SOLE 0 186680 0 0 SunPower COM 867652406 9671 236 SH SOLE 0 236 0 0 SunTrust Banks COM 867914103 372758 9305 SH SOLE 0 9305 0 0 Superior Ind COM 868168105 1074172 52094 SH SOLE 0 52094 0 0 SUPERVALU COM 868536103 933578 113574 SH SOLE 0 113574 0 0 Susquehanna Banc COM 869099101 22704 2150 SH SOLE 0 2150 0 0 Timberland Bancorp COM 887098101 419387 39790 SH SOLE 0 39790 0 0 Treasure Island Trust COM 894626209 3690 15000 SH SOLE 0 15000 0 0 Umpqua Holdings COM 904214103 19712 1100 SH SOLE 0 1100 0 0 Unisys COM 909214306 1133711 45825 SH SOLE 0 45825 0 0 United Bancshares COM 909458101 411555 30736 SH SOLE 0 30736 0 0 United Technologies COM 913017109 1578432 13672 SH SOLE 0 13672 0 0 Wal-Mart COM 931142103 1183403 15764 SH SOLE 0 15764 0 0 Webco Ind COM 947621207 10100 100 SH SOLE 0 100 0 0 Williams Co COM 969457100 22387621 384601 SH SOLE 0 384601 0 0 Yadkin Financial COM 984305102 471697 25037 SH SOLE 0 25037 0 0 Zions COM 989701107 462414 15691 SH SOLE 0 15691 0 0 Travelers COM 89417e109 1282080 13629 SH SOLE 0 13629 0 0 JP Morgan COM 46634e114 3866 200 SH SOLE 0 200 0 0 A T & T COM 00206r102 780501 22073 SH SOLE 0 22073 0 0 Access Midstream COM 00434l109 1228739 19335 SH SOLE 0 19335 0 0 A E S CONV PREF 00808n202 29030 560 SH SOLE 0 560 0 0 Alliance Holdings COM 01861g100 10760323 166080 SH SOLE 0 166080 0 0 Alliance Resource LP COM 01877r108 221588 4750 SH SOLE 0 4750 0 0 Alliant Techsystems CONV BOND 018804AK0 2828274 1585000 PRN SOLE 0 1585000 0 0 American Airlines COM 02376R102 1214479 28270 SH SOLE 0 28270 0 0 AmeriServ COM 03074a102 692576 199016 SH SOLE 0 199016 0 0 Arcbest Corp COM 03937c105 996648 22906 SH SOLE 0 22906 0 0 Auxilium Pharm CONV BOND 05334DAA5 2371249 2185000 PRN SOLE 0 2185000 0 0 BNC Bancorp COM 05566t101 609723 35719 SH SOLE 0 35719 0 0 Banc of Cal COM 05990k106 1771119 162488 SH SOLE 0 162488 0 0 Banner Corp. COM 06652v208 7937 200 SH SOLE 0 200 0 0 Broadsoft CONV BOND 11133BAB8 2539650 2500000 PRN SOLE 0 2500000 0 0 C & J Energy COM 12467b304 1403390 41545 SH SOLE 0 41545 0 0 CenterState COM 15201p109 342944 30620 SH SOLE 0 30620 0 0 Cenveo COM 15670s105 212156 57185 SH SOLE 0 57185 0 0 Cenveo Corp CONV BOND 15671BAJ0 1171550 1000000 PRN SOLE 0 1000000 0 0 Cisco COM 17275r102 371011 14930 SH SOLE 0 14930 0 0 Coeur D'Alene CONV BOND 192108ar9 1481305 1466000 PRN SOLE 0 1466000 0 0 DCP Midstream COM 23311p100 8202699 143907 SH SOLE 0 143907 0 0 DR Horton COM 23331a109 3687 150 SH SOLE 0 150 0 0 Dendreon CONV BOND 24823qac1 2408000 3440000 PRN SOLE 0 3440000 0 0 Doral Financial Corp. PREF STK 25811p209 11250 1500 SH SOLE 0 1500 0 0 Doral Financial PREF STK 25811p407 3460 1000 SH SOLE 0 1000 0 0 Doral Financial COM 25811p886 8640 2000 SH SOLE 0 2000 0 0 Eagle Rock Energy LP COM 26985r104 5697723 1144121 SH SOLE 0 1144121 0 0 Emerge Energy LP COM 29102H108 4896424 46280 SH SOLE 0 46280 0 0 Enbridge Partners LP COM 29250r106 1392261 37700 SH SOLE 0 37700 0 0 Energy Transfer LP COM 29273R109 965258 16651 SH SOLE 0 16651 0 0 Energy Transfer Equity COM 29273v100 6421749 99034 SH SOLE 0 99034 0 0 Energy XXI CONV PREF 29274u309 1141949 4162 SH SOLE 0 4162 0 0 EnLink LLC COM 29336t100 2679825 64326 SH SOLE 0 64326 0 0 EnLink Partners LP COM 29336u107 9140347 290816 SH SOLE 0 290816 0 0 Exterran LP COM 30225n105 2716520 96058 SH SOLE 0 96058 0 0 Exxon Mobil COM 30231g102 2169755 21551 SH SOLE 0 21551 0 0 1st Constitution COM 31986n102 93332 9204 SH SOLE 0 9204 0 0 First Niagara COM 33582v108 492892 56395 SH SOLE 0 56395 0 0 Genco Shipping CONV BOND 36869maa3 3670000 3670000 PRN SOLE 0 3670000 0 0 General Cable CONV BOND 369300al2 2914631 2925000 PRN SOLE 0 2925000 0 0 Goldman Sachs COM 38141g104 2168348 12950 SH SOLE 0 12950 0 0 Gulf Coast Ultra Deep COM 40222t104 317905 108500 SH SOLE 0 108500 0 0 HMN Financial COM 40424g108 530420 48220 SH SOLE 0 48220 0 0 Hawaiian Holdings CONV BOND 419879ad3 2251125 1250000 PRN SOLE 0 1250000 0 0 Iridium Comm COM 46269c102 890787 105294 SH SOLE 0 105294 0 0 JPMorgan COM 46625h100 1079799 18740 SH SOLE 0 18740 0 0 Jefferies Group CONV BOND 472319ag7 1998547 1872000 PRN SOLE 0 1872000 0 0 KB HOME CONV BOND 48666KAS8 2755541 2745000 PRN SOLE 0 2745000 0 0 Kinder Morgan LLC COM 49455u100 552266 6997 SH SOLE 0 6997 0 0 Kinder Morgan Inc COM 49456b101 4794934 132238 SH SOLE 0 132238 0 0 Kinder Morgan COM 49456b119 9244 3325 SH SOLE 0 3325 0 0 MPLX LP COM 55336v100 149640 2320 SH SOLE 0 2320 0 0 MainSource Fin COM 56062y102 370530 21480 SH SOLE 0 21480 0 0 Merck COM 58933y105 1074622 18576 SH SOLE 0 18576 0 0 Meritage Homes COM 59001a102 4221 100 SH SOLE 0 100 0 0 MutualFirst COM 62845b104 638417 33460 SH SOLE 0 33460 0 0 NGL Energy LP COM 62913M107 34664697 799832 SH SOLE 0 799832 0 0 NewBridge COM 65080t102 604613 75014 SH SOLE 0 75014 0 0 Omnicare CONV PREF 68214q200 2541728 31141 SH SOLE 0 31141 0 0 ONEOK LP COM 68268N103 13480930 230050 SH SOLE 0 230050 0 0 Pacific Premier COM 69478x105 295045 20940 SH SOLE 0 20940 0 0 Park Sterling COM 70086y105 1081 164 SH SOLE 0 164 0 0 Peoples Fin COM 71103b102 514280 38494 SH SOLE 0 38494 0 0 Premier Fin COM 74050m105 855778 53220 SH SOLE 0 53220 0 0 Prospect Capital COM 74348t102 16575 1560 SH SOLE 0 1560 0 0 QCR Holdings COM 74727a104 2122377 123036 SH SOLE 0 123036 0 0 QEP Resources COM 74733v100 9114383 264185 SH SOLE 0 264185 0 0 QEP Midstream LP COM 74735r115 5222229 202805 SH SOLE 0 202805 0 0 RAIT Financial CONV BOND 749227aa2 5205976 3862000 PRN SOLE 0 3862000 0 0 RAIT Financial CONV BOND 749227AB0 609213 625000 PRN SOLE 0 625000 0 0 Rent-A-Center COM 76009n100 1000215 34875 SH SOLE 0 34875 0 0 SB Financial COM 78408d105 1228549 146780 SH SOLE 0 146780 0 0 SPDR S&P 600 COM 78464a300 379900 3446 SH SOLE 0 3446 0 0 SPDR DJIA COM 78467x109 4488803 26737 SH SOLE 0 26737 0 0 Sandridge Energy CONV PREF 80007p604 4680573 41421 SH SOLE 0 41421 0 0 Stillwater Mining CONV BOND 86074qaf9 2129997 2126000 PRN SOLE 0 2126000 0 0 Summit Financial COM 86606g101 716412 67332 SH SOLE 0 67332 0 0 Targa Res COM 87611x105 1258600 17500 SH SOLE 0 17500 0 0 3M Co. COM 88579y101 1966546 13729 SH SOLE 0 13729 0 0 Titan Machinery CONV BOND 88830RAB7 2954626 3362000 PRN SOLE 0 3362000 0 0 Transmontaigne LP COM 89376v100 8440863 192934 SH SOLE 0 192934 0 0 Trinity Ind CONV BOND 896522af6 9283 5000 PRN SOLE 0 5000 0 0 USEC CONV BOND 90333eac2 969984 3789000 PRN SOLE 0 3789000 0 0 United Bancorp COM 90944l103 1572691 126118 SH SOLE 0 126118 0 0 United Community Banks COM 90984p303 347044 21200 SH SOLE 0 21200 0 0 UnitedHealth COM 91324p102 1091363 13350 SH SOLE 0 13350 0 0 Verizon Comm COM 92343v104 943419 19281 SH SOLE 0 19281 0 0 Visa COM 92826c839 2719213 12905 SH SOLE 0 12905 0 0 Williams LP COM 96950f104 1224240 22550 SH SOLE 0 22550 0 0 WPX Energy COM 98212b103 237012 9913 SH SOLE 0 9913 0 0 Xerium Tech COM 98416j118 337801 24198 SH SOLE 0 24198 0 0 Aircastle COM g0129k104 2854928 160660 SH SOLE 0 160660 0 0 Energy XXI COM g10082140 241026 10200 SH SOLE 0 10200 0 0 Bunge Ltd CONV PREF g16962204 3211327 30893 SH SOLE 0 30893 0 0 Navios Holdings COM y62196103 10120 1000 SH SOLE 0 1000 0 0 Navios Partners COM y62267102 5749108 295736 SH SOLE 0 295736 0 0 Teekay LNG COM y8564m105 5868270 127184 SH SOLE 0 127184 0 0 Teekay Offshore COM y8565j101 689257 19093 SH SOLE 0 19093 0 0