0001411784-13-000010.txt : 20131120 0001411784-13-000010.hdr.sgml : 20131120 20131120120013 ACCESSION NUMBER: 0001411784-13-000010 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131120 DATE AS OF CHANGE: 20131120 EFFECTIVENESS DATE: 20131120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pinnacle Holdings, LLC CENTRAL INDEX KEY: 0001411784 IRS NUMBER: 204065035 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12706 FILM NUMBER: 131232225 BUSINESS ADDRESS: STREET 1: 15 WEST 6TH STREET, SUITE 2401 CITY: TULSA STATE: OK ZIP: 74119 BUSINESS PHONE: 918-582-6864 MAIL ADDRESS: STREET 1: 15 WEST 6TH STREET, SUITE 2401 CITY: TULSA STATE: OK ZIP: 74119 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001411784 XXXXXXXX 09-30-2013 09-30-2013 true 1 RESTATEMENT Pinnacle Holdings, LLC
15 WEST 6TH STREET, SUITE 2401 TULSA OK 74119
13F HOLDINGS REPORT 028-12706 N
David M. Poarch Managing Partner 918-582-6864 David M. Poarch Tulsa OK 11-20-2013 0 188 316090 false
INFORMATION TABLE 2 informationtableamended.xml AMR Corp COM 001765106 156180 38000 SH SOLE 0 38000 0 0 Alcoa COM 013817101 4539 559 SH SOLE 0 559 0 0 Alliance One Int COM 018772103 2910 1000 SH SOLE 0 1000 0 0 Am Express Co COM 025816109 1036587 13726 SH SOLE 0 13726 0 0 Arkansas Best COM 040790107 1200739 46776 SH SOLE 0 46776 0 0 Astoria Fin COM 046265104 298684 24010 SH SOLE 0 24010 0 0 Atlas Pipe LP COM 049392103 6789224 174980 SH SOLE 0 174980 0 0 BB&T Corp COM 054937107 30375 900 SH SOLE 0 900 0 0 BCSB Banc COM 055367106 99064 4060 SH SOLE 0 4060 0 0 Bk of Amer COM 060505104 1706770 123679 SH SOLE 0 123679 0 0 Bk of Amer CONV PREF 060505682 31356 29 SH SOLE 0 29 0 0 Baylake Corp COM 072788102 371318 35030 SH SOLE 0 35030 0 0 Berkshire Hills Banc COM 084680107 112844 4494 SH SOLE 0 4494 0 0 Boeing COM 097023105 1716675 14610 SH SOLE 0 14610 0 0 CVR Partners COM 126633106 17700 1000 SH SOLE 0 1000 0 0 Capital Bank COM 139794101 10382 473 SH SOLE 0 473 0 0 Caterpillar COM 149123101 1154839 13847 SH SOLE 0 13847 0 0 Chevron Corp COM 166764100 2075158 17079 SH SOLE 0 17079 0 0 Choiceone Fin COM 170386106 9838 576 SH SOLE 0 576 0 0 Coca-Cola COM 191216100 663013 17503 SH SOLE 0 17503 0 0 Codorus Banc COM 192025104 300330 16685 SH SOLE 0 16685 0 0 DCB Financial COM 233075100 41483 7827 SH SOLE 0 7827 0 0 Daktronics COM 234264109 945230 84471 SH SOLE 0 84471 0 0 Disney COM 254687106 910018 14111 SH SOLE 0 14111 0 0 du Pont COM 263534109 853336 14572 SH SOLE 0 14572 0 0 Eastern Virginia Bks COM 277196101 719678 117980 SH SOLE 0 117980 0 0 El Paso Partners COM 283702108 5135851 121645 SH SOLE 0 121645 0 0 Enterprise LP COM 293792107 2382990 39040 SH SOLE 0 39040 0 0 Fed Ag Mtge COM 313148306 13352 400 SH SOLE 0 400 0 0 Freddie Mac PREF STK 313400640 683472 147300 SH SOLE 0 147300 0 0 Fifth Third COM 316773100 96116 5325 SH SOLE 0 5325 0 0 First Banc COM 318910106 155193 10740 SH SOLE 0 10740 0 0 Fst Bancsh COM 318916103 2764 200 SH SOLE 0 200 0 0 Fst Commonwealth COM 319829107 156490 20618 SH SOLE 0 20618 0 0 Fst Merchants COM 320817109 339061 19565 SH SOLE 0 19565 0 0 FreightCar COM 357023100 666164 32213 SH SOLE 0 32213 0 0 GE COM 369604103 791298 33123 SH SOLE 0 33123 0 0 Genesis LP COM 371927104 6038391 120599 SH SOLE 0 120599 0 0 HF Financial COM 404172108 185499 14447 SH SOLE 0 14447 0 0 Hawaiian Hldg COM 419879101 1515565 203705 SH SOLE 0 203705 0 0 HP COM 428236103 45254 2156 SH SOLE 0 2156 0 0 Holly Partners COM 435763107 3213577 97175 SH SOLE 0 97175 0 0 Home Depot COM 437076102 1157015 15254 SH SOLE 0 15254 0 0 HopFed Banc COM 439734104 224488 20062 SH SOLE 0 20062 0 0 Indpendt Bank COM 453838609 525900 52590 SH SOLE 0 52590 0 0 Intel COM 458140100 400223 17461 SH SOLE 0 17461 0 0 IBM COM 459200101 2594927 14013 SH SOLE 0 14013 0 0 Intervest Banc COM 460927106 537455 67775 SH SOLE 0 67775 0 0 MSCI Emerging Mkts COM 464287234 310349 7615 SH SOLE 0 7615 0 0 DJ US Financial COM 464287788 349838 4774 SH SOLE 0 4774 0 0 Jefferson Bancs COM 472375104 277106 47777 SH SOLE 0 47777 0 0 JNJ COM 478160104 1554264 17929 SH SOLE 0 17929 0 0 Kaiser Alum COM 483007704 1292047 18134 SH SOLE 0 18134 0 0 Kinder Morgan LP COM 494550106 1094708 13713 SH SOLE 0 13713 0 0 MDC Holdings COM 552676108 928959 30955 SH SOLE 0 30955 0 0 Magellan LP COM 559080106 9719898 172247 SH SOLE 0 172247 0 0 MarkWest Energy COM 570759100 8655092 119827 SH SOLE 0 119827 0 0 Martin Mid LP COM 573331105 4904666 104488 SH SOLE 0 104488 0 0 Masonite Int COM 575385109 759589 15524 SH SOLE 0 15524 0 0 McDonalds COM 580135101 1596604 16595 SH SOLE 0 16595 0 0 Microsoft COM 594918104 629680 18921 SH SOLE 0 18921 0 0 MidWest One COM 598511103 206039 8014 SH SOLE 0 8014 0 0 Nike COM 654106103 935457 12878 SH SOLE 0 12878 0 0 OM Group COM 670872100 1002657 29682 SH SOLE 0 29682 0 0 Olin COM 680665205 1250079 54186 SH SOLE 0 54186 0 0 OmniVision COM 682128103 688873 44995 SH SOLE 0 44995 0 0 ONEOK COM 682680103 8119303 152275 SH SOLE 0 152275 0 0 Oxford Res LP COM 691807101 1113791 571175 SH SOLE 0 571175 0 0 PVR Partners COM 693665101 6349538 274634 SH SOLE 0 274634 0 0 Petroquest CONV PREF 716748207 2468900 70540 SH SOLE 0 70540 0 0 Pfizer COM 717081103 647949 22557 SH SOLE 0 22557 0 0 Plains LP COM 726503105 1621190 30786 SH SOLE 0 30786 0 0 Primus Tele COM 741929137 7345 9417 SH SOLE 0 9417 0 0 Primus Tele COM 741929145 612 9417 SH SOLE 0 9417 0 0 P&G COM 742718109 1271952 16827 SH SOLE 0 16827 0 0 PrivateBanc COM 742962103 80100 3743 SH SOLE 0 3743 0 0 RAIT Fin COM 749227104 71154 10050 SH SOLE 0 10050 0 0 Rofin-Sinar COM 775043102 550172 22725 SH SOLE 0 22725 0 0 Rose Rock LP COM 777149105 8451062 264509 SH SOLE 0 264509 0 0 Sonic COM 835451105 726241 40915 SH SOLE 0 40915 0 0 Sothn Fst Bancs COM 842873101 363264 27520 SH SOLE 0 27520 0 0 Southwest Banc COM 844767103 11848 800 SH SOLE 0 800 0 0 Spartan Motors COM 846819100 912958 150405 SH SOLE 0 150405 0 0 SunTrust COM 867914103 254659 7855 SH SOLE 0 7855 0 0 Superior Ind COM 868168105 841106 47174 SH SOLE 0 47174 0 0 SUPERVALU COM 868536103 945454 114879 SH SOLE 0 114879 0 0 Susquehanna COM 869099101 27540 2198 SH SOLE 0 2198 0 0 Timberland Banc COM 887098101 25164 2796 SH SOLE 0 2796 0 0 Umpqua COM 904214103 17842 1100 SH SOLE 0 1100 0 0 Unisys COM 909214306 985180 39110 SH SOLE 0 39110 0 0 Utd Bancsh COM 909458101 325800 25553 SH SOLE 0 25553 0 0 Untd Community Fin COM 909839102 508570 130738 SH SOLE 0 130738 0 0 Untd Continental COM 910047109 801085 26086 SH SOLE 0 26086 0 0 Untd Technologies COM 913017109 1517135 14071 SH SOLE 0 14071 0 0 Wal-Mart COM 931142103 1176629 15909 SH SOLE 0 15909 0 0 WesBanco COM 950810101 213342 7176 SH SOLE 0 7176 0 0 Western Gas LP COM 958254104 456988 7600 SH SOLE 0 7600 0 0 Williams Cos COM 969457100 17086182 469917 SH SOLE 0 469917 0 0 Yadkin Fin COM 984305102 431387 25037 SH SOLE 0 25037 0 0 Zions COM 989701107 344422 12561 SH SOLE 0 12561 0 0 Fst Financial Hldg COM 32023e105 64840 11755 SH SOLE 0 11755 0 0 Renasant COM 75970e107 355655 13090 SH SOLE 0 13090 0 0 Travelers COM 89417e109 1197630 14128 SH SOLE 0 14128 0 0 A T & T COM 00206r102 688981 20372 SH SOLE 0 20372 0 0 Access Mid LP COM 00434l109 1612829 33385 SH SOLE 0 33385 0 0 A E S CONV PREF 00808n202 33262 660 SH SOLE 0 660 0 0 Alliance Hold GP COM 01861g100 6868774 114709 SH SOLE 0 114709 0 0 Alliance Resource LP COM 01877r108 176058 2375 SH SOLE 0 2375 0 0 Alliant Tech CONV BOND 018804AK0 2426737 1850000 PRN SOLE 0 1850000 0 0 AmeriServ COM 03074a102 416842 132331 SH SOLE 0 132331 0 0 Auxilium Pharm CONV BOND 05334DAA5 2272571 2195000 PRN SOLE 0 2195000 0 0 BNC Banc COM 05566t101 489431 36689 SH SOLE 0 36689 0 0 Banc of CAL COM 05990k106 1206570 87243 SH SOLE 0 87243 0 0 Banner Corp COM 06652v208 7642 200 SH SOLE 0 200 0 0 Bristol-Meyers CONV BOND 110122an8 952052 803000 PRN SOLE 0 803000 0 0 C & J Energy COM 12467b304 740952 36900 SH SOLE 0 36900 0 0 CenterState Bks COM 15201p109 252648 26100 SH SOLE 0 26100 0 0 Cenveo COM 15670s105 167663 56835 SH SOLE 0 56835 0 0 Cenveo CONV BOND 15671BAJ0 1010600 1000000 PRN SOLE 0 1000000 0 0 Cisco COM 17275r102 337921 14422 SH SOLE 0 14422 0 0 Coeur D'Alene CONV BOND 192108ar9 1478343 1466000 PRN SOLE 0 1466000 0 0 Crosstex LP COM 22765u102 5311727 266921 SH SOLE 0 266921 0 0 Crosstex Inc COM 22765y104 2296377 109927 SH SOLE 0 109927 0 0 DCP Midstream COM 23311p100 8817480 177557 SH SOLE 0 177557 0 0 Dendreon CONV BOND 24823qac1 2179800 3460000 PRN SOLE 0 3460000 0 0 Doral Fin PREF STK 25811p209 22875 1500 SH SOLE 0 1500 0 0 Doral Fin PREF STK 25811p407 8500 1000 SH SOLE 0 1000 0 0 Doral Fin COM 25811p886 19080 1000 SH SOLE 0 1000 0 0 Eagle Rock LP COM 26985r104 8333447 1173725 SH SOLE 0 1173725 0 0 Energy Trans Part COM 29273R109 615259 11816 SH SOLE 0 11816 0 0 Energy Trans Eq COM 29273v100 354644 5391 SH SOLE 0 5391 0 0 Exterran LP COM 30225n105 2867084 98593 SH SOLE 0 98593 0 0 Exxon COM 30231g102 1770617 20579 SH SOLE 0 20579 0 0 1st Const Banc COM 31986n102 93666 9174 SH SOLE 0 9174 0 0 Fst Niagara COM 33582v108 407074 39255 SH SOLE 0 39255 0 0 Firstbank Corp COM 33761g104 1498045 76941 SH SOLE 0 76941 0 0 Genco Ship CONV BOND 36869maa3 1663777 3685000 PRN SOLE 0 3685000 0 0 General Cable CONV BOND 369300al2 2527168 2240000 PRN SOLE 0 2240000 0 0 Goldman Sachs COM 38141g104 2052458 12973 SH SOLE 0 12973 0 0 Gulf Coast Rylty COM 40222t104 235440 108000 SH SOLE 0 108000 0 0 HMN Financial COM 40424g108 377699 47810 SH SOLE 0 47810 0 0 Hawaiian Hldg CONV BOND 419879ad3 1463875 1250000 PRN SOLE 0 1250000 0 0 Iridium COM 46269c102 729782 106073 SH SOLE 0 106073 0 0 JPMorgan COM 46625h100 1015605 19648 SH SOLE 0 19648 0 0 Janus Cap CONV BOND 47102xag0 1684119 1660000 PRN SOLE 0 1660000 0 0 Jefferies CONV BOND 472319ag7 1974548 1872000 PRN SOLE 0 1872000 0 0 KB Home CONV BOND 48666kas8 2437512 2400000 PRN SOLE 0 2400000 0 0 Kinder Morgan LLC COM 49455u100 503614 6718 SH SOLE 0 6718 0 0 Kinder Morgan INC COM 49456b101 2098416 58994 SH SOLE 0 58994 0 0 MainSource Fin COM 56062y102 289521 19060 SH SOLE 0 19060 0 0 Merck COM 58933y105 849392 17841 SH SOLE 0 17841 0 0 MutualFirst COM 62845b104 438667 28615 SH SOLE 0 28615 0 0 NGL Energy LP COM 62913M107 17157804 556349 SH SOLE 0 556349 0 0 NewBridge COM 65080t102 431050 59129 SH SOLE 0 59129 0 0 Omnicare CONV PREF 68214q200 2139650 31341 SH SOLE 0 31341 0 0 ONEOK LP COM 68268N103 14113965 266251 SH SOLE 0 266251 0 0 Pacific Premier COM 69478x105 269178 20055 SH SOLE 0 20055 0 0 Park Sterling COM 70086y105 162877 25410 SH SOLE 0 25410 0 0 Premier Fin COM 74050m105 450498 39038 SH SOLE 0 39038 0 0 QCR Holdings COM 74727a104 1410616 88774 SH SOLE 0 88774 0 0 RAIT Finan CONV BOND 749227aa2 4601967 3897000 PRN SOLE 0 3897000 0 0 SB Financial Gr COM 78408d105 610100 78520 SH SOLE 0 78520 0 0 SWS Group COM 78503n107 21762 3900 SH SOLE 0 3900 0 0 Sandridge CONV PREF 80007p604 3840020 38020 SH SOLE 0 38020 0 0 Star Gas LP COM 85512c105 15744 3200 SH SOLE 0 3200 0 0 Stillwater Min CONV BOND 86074qaf9 2123108 2126000 PRN SOLE 0 2126000 0 0 Sunpower CONV BOND 867652ac3 113601 100000 PRN SOLE 0 100000 0 0 Targa Res COM 87611x105 874990 17000 SH SOLE 0 17000 0 0 Tesoro Logistics COM 88160T107 4067540 70130 SH SOLE 0 70130 0 0 3M COM 88579y101 1705973 14287 SH SOLE 0 14287 0 0 Transmontaigne COM 89376v100 5504863 135155 SH SOLE 0 135155 0 0 Trinity Ind CONV BOND 896522af6 3500312 2875000 PRN SOLE 0 2875000 0 0 USEC CONV BOND 90333eac2 934430 3814000 PRN SOLE 0 3814000 0 0 Utd Bancorp COM 90944l103 704712 104868 SH SOLE 0 104868 0 0 Utd Community Bks COM 90984p303 301373 20105 SH SOLE 0 20105 0 0 UnitedHealth COM 91324p102 983348 13732 SH SOLE 0 13732 0 0 Verizon COM 92343v104 835995 17911 SH SOLE 0 17911 0 0 Visa COM 92826c839 2460985 12878 SH SOLE 0 12878 0 0 Williams LP COM 96950f104 4513308 85350 SH SOLE 0 85350 0 0 WPX Energy COM 98212b103 105557 5481 SH SOLE 0 5481 0 0 Xerium Tech COM 98416j118 281854 24319 SH SOLE 0 24319 0 0 Xerium Tech COM 98416j126 1555 5762 SH SOLE 0 5762 0 0 Aircastle COM g0129k104 2618812 150420 SH SOLE 0 150420 0 0 Energy XXI COM g10082140 67972 2250 SH SOLE 0 2250 0 0 Bunge CONV PREF g16962204 2608033 24770 SH SOLE 0 24770 0 0 Navios LP COM y62267102 9059993 618852 SH SOLE 0 618852 0 0 Teekay LNG COM y8564m105 5575107 126391 SH SOLE 0 126391 0 0 Teekay Offshore COM y8565j101 641346 19225 SH SOLE 0 19225 0 0