0001411784-13-000010.txt : 20131120
0001411784-13-000010.hdr.sgml : 20131120
20131120120013
ACCESSION NUMBER: 0001411784-13-000010
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131120
DATE AS OF CHANGE: 20131120
EFFECTIVENESS DATE: 20131120
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pinnacle Holdings, LLC
CENTRAL INDEX KEY: 0001411784
IRS NUMBER: 204065035
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12706
FILM NUMBER: 131232225
BUSINESS ADDRESS:
STREET 1: 15 WEST 6TH STREET, SUITE 2401
CITY: TULSA
STATE: OK
ZIP: 74119
BUSINESS PHONE: 918-582-6864
MAIL ADDRESS:
STREET 1: 15 WEST 6TH STREET, SUITE 2401
CITY: TULSA
STATE: OK
ZIP: 74119
13F-HR/A
1
primary_doc.xml
13F-HR/A
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false
false
false
0001411784
XXXXXXXX
09-30-2013
09-30-2013
true
1
RESTATEMENT
Pinnacle Holdings, LLC
15 WEST 6TH STREET, SUITE 2401
TULSA
OK
74119
13F HOLDINGS REPORT
028-12706
N
David M. Poarch
Managing Partner
918-582-6864
David M. Poarch
Tulsa
OK
11-20-2013
0
188
316090
false
INFORMATION TABLE
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informationtableamended.xml
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COM
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38000
SH
SOLE
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38000
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Alcoa
COM
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559
SH
SOLE
0
559
0
0
Alliance One Int
COM
018772103
2910
1000
SH
SOLE
0
1000
0
0
Am Express Co
COM
025816109
1036587
13726
SH
SOLE
0
13726
0
0
Arkansas Best
COM
040790107
1200739
46776
SH
SOLE
0
46776
0
0
Astoria Fin
COM
046265104
298684
24010
SH
SOLE
0
24010
0
0
Atlas Pipe LP
COM
049392103
6789224
174980
SH
SOLE
0
174980
0
0
BB&T Corp
COM
054937107
30375
900
SH
SOLE
0
900
0
0
BCSB Banc
COM
055367106
99064
4060
SH
SOLE
0
4060
0
0
Bk of Amer
COM
060505104
1706770
123679
SH
SOLE
0
123679
0
0
Bk of Amer
CONV PREF
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31356
29
SH
SOLE
0
29
0
0
Baylake Corp
COM
072788102
371318
35030
SH
SOLE
0
35030
0
0
Berkshire Hills Banc
COM
084680107
112844
4494
SH
SOLE
0
4494
0
0
Boeing
COM
097023105
1716675
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SH
SOLE
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CVR Partners
COM
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1000
SH
SOLE
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Capital Bank
COM
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SOLE
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Caterpillar
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Chevron Corp
COM
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Choiceone Fin
COM
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576
SH
SOLE
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Coca-Cola
COM
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Codorus Banc
COM
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16685
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DCB Financial
COM
233075100
41483
7827
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SOLE
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7827
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Daktronics
COM
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945230
84471
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Disney
COM
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du Pont
COM
263534109
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Eastern Virginia Bks
COM
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117980
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SOLE
0
117980
0
0
El Paso Partners
COM
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SOLE
0
121645
0
0
Enterprise LP
COM
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Fed Ag Mtge
COM
313148306
13352
400
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SOLE
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400
0
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Freddie Mac
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SH
SOLE
0
147300
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Fifth Third
COM
316773100
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5325
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SOLE
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First Banc
COM
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SH
SOLE
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10740
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Fst Bancsh
COM
318916103
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200
SH
SOLE
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200
0
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Fst Commonwealth
COM
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20618
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SOLE
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20618
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Fst Merchants
COM
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339061
19565
SH
SOLE
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19565
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FreightCar
COM
357023100
666164
32213
SH
SOLE
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32213
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GE
COM
369604103
791298
33123
SH
SOLE
0
33123
0
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Genesis LP
COM
371927104
6038391
120599
SH
SOLE
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120599
0
0
HF Financial
COM
404172108
185499
14447
SH
SOLE
0
14447
0
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Hawaiian Hldg
COM
419879101
1515565
203705
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SOLE
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HP
COM
428236103
45254
2156
SH
SOLE
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2156
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Holly Partners
COM
435763107
3213577
97175
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SOLE
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Home Depot
COM
437076102
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15254
SH
SOLE
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15254
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HopFed Banc
COM
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224488
20062
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SOLE
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20062
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Indpendt Bank
COM
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52590
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SOLE
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Intel
COM
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400223
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SOLE
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0
IBM
COM
459200101
2594927
14013
SH
SOLE
0
14013
0
0
Intervest Banc
COM
460927106
537455
67775
SH
SOLE
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67775
0
0
MSCI Emerging Mkts
COM
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7615
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SOLE
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COM
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349838
4774
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SOLE
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Jefferson Bancs
COM
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277106
47777
SH
SOLE
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47777
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0
JNJ
COM
478160104
1554264
17929
SH
SOLE
0
17929
0
0
Kaiser Alum
COM
483007704
1292047
18134
SH
SOLE
0
18134
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Kinder Morgan LP
COM
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SOLE
0
13713
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MDC Holdings
COM
552676108
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30955
SH
SOLE
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30955
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Magellan LP
COM
559080106
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SOLE
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172247
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MarkWest Energy
COM
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8655092
119827
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Martin Mid LP
COM
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SH
SOLE
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Masonite Int
COM
575385109
759589
15524
SH
SOLE
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15524
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0
McDonalds
COM
580135101
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SH
SOLE
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16595
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Microsoft
COM
594918104
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SOLE
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MidWest One
COM
598511103
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SH
SOLE
0
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Nike
COM
654106103
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SH
SOLE
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0
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OM Group
COM
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SH
SOLE
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Olin
COM
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SH
SOLE
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OmniVision
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SOLE
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ONEOK
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Oxford Res LP
COM
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SOLE
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PVR Partners
COM
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Petroquest
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SH
SOLE
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70540
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Pfizer
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22557
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SOLE
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22557
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COM
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Primus Tele
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9417
SH
SOLE
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P&G
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RAIT Fin
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SH
SOLE
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Rofin-Sinar
COM
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22725
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SOLE
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Rose Rock LP
COM
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SOLE
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Sonic
COM
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726241
40915
SH
SOLE
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Sothn Fst Bancs
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SOLE
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27520
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Southwest Banc
COM
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11848
800
SH
SOLE
0
800
0
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Spartan Motors
COM
846819100
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150405
SH
SOLE
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SunTrust
COM
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SH
SOLE
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Superior Ind
COM
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47174
SH
SOLE
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47174
0
0
SUPERVALU
COM
868536103
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114879
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SOLE
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114879
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Susquehanna
COM
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27540
2198
SH
SOLE
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Timberland Banc
COM
887098101
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2796
SH
SOLE
0
2796
0
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Umpqua
COM
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17842
1100
SH
SOLE
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1100
0
0
Unisys
COM
909214306
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39110
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SOLE
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39110
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Utd Bancsh
COM
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325800
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SOLE
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Untd Community Fin
COM
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Untd Continental
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Untd Technologies
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SOLE
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Wal-Mart
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SOLE
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15909
0
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WesBanco
COM
950810101
213342
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SH
SOLE
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7176
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Western Gas LP
COM
958254104
456988
7600
SH
SOLE
0
7600
0
0
Williams Cos
COM
969457100
17086182
469917
SH
SOLE
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Yadkin Fin
COM
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25037
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SOLE
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25037
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Zions
COM
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SOLE
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Fst Financial Hldg
COM
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SOLE
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Renasant
COM
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355655
13090
SH
SOLE
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13090
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Travelers
COM
89417e109
1197630
14128
SH
SOLE
0
14128
0
0
A T & T
COM
00206r102
688981
20372
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SOLE
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20372
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0
Access Mid LP
COM
00434l109
1612829
33385
SH
SOLE
0
33385
0
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A E S
CONV PREF
00808n202
33262
660
SH
SOLE
0
660
0
0
Alliance Hold GP
COM
01861g100
6868774
114709
SH
SOLE
0
114709
0
0
Alliance Resource LP
COM
01877r108
176058
2375
SH
SOLE
0
2375
0
0
Alliant Tech
CONV BOND
018804AK0
2426737
1850000
PRN
SOLE
0
1850000
0
0
AmeriServ
COM
03074a102
416842
132331
SH
SOLE
0
132331
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Auxilium Pharm
CONV BOND
05334DAA5
2272571
2195000
PRN
SOLE
0
2195000
0
0
BNC Banc
COM
05566t101
489431
36689
SH
SOLE
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36689
0
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Banc of CAL
COM
05990k106
1206570
87243
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87243
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Banner Corp
COM
06652v208
7642
200
SH
SOLE
0
200
0
0
Bristol-Meyers
CONV BOND
110122an8
952052
803000
PRN
SOLE
0
803000
0
0
C & J Energy
COM
12467b304
740952
36900
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SOLE
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36900
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CenterState Bks
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26100
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Cenveo
COM
15670s105
167663
56835
SH
SOLE
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56835
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Cenveo
CONV BOND
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1010600
1000000
PRN
SOLE
0
1000000
0
0
Cisco
COM
17275r102
337921
14422
SH
SOLE
0
14422
0
0
Coeur D'Alene
CONV BOND
192108ar9
1478343
1466000
PRN
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1466000
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Crosstex LP
COM
22765u102
5311727
266921
SH
SOLE
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266921
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0
Crosstex Inc
COM
22765y104
2296377
109927
SH
SOLE
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109927
0
0
DCP Midstream
COM
23311p100
8817480
177557
SH
SOLE
0
177557
0
0
Dendreon
CONV BOND
24823qac1
2179800
3460000
PRN
SOLE
0
3460000
0
0
Doral Fin
PREF STK
25811p209
22875
1500
SH
SOLE
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1500
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Doral Fin
PREF STK
25811p407
8500
1000
SH
SOLE
0
1000
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Doral Fin
COM
25811p886
19080
1000
SH
SOLE
0
1000
0
0
Eagle Rock LP
COM
26985r104
8333447
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SOLE
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1173725
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Energy Trans Part
COM
29273R109
615259
11816
SH
SOLE
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11816
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Energy Trans Eq
COM
29273v100
354644
5391
SH
SOLE
0
5391
0
0
Exterran LP
COM
30225n105
2867084
98593
SH
SOLE
0
98593
0
0
Exxon
COM
30231g102
1770617
20579
SH
SOLE
0
20579
0
0
1st Const Banc
COM
31986n102
93666
9174
SH
SOLE
0
9174
0
0
Fst Niagara
COM
33582v108
407074
39255
SH
SOLE
0
39255
0
0
Firstbank Corp
COM
33761g104
1498045
76941
SH
SOLE
0
76941
0
0
Genco Ship
CONV BOND
36869maa3
1663777
3685000
PRN
SOLE
0
3685000
0
0
General Cable
CONV BOND
369300al2
2527168
2240000
PRN
SOLE
0
2240000
0
0
Goldman Sachs
COM
38141g104
2052458
12973
SH
SOLE
0
12973
0
0
Gulf Coast Rylty
COM
40222t104
235440
108000
SH
SOLE
0
108000
0
0
HMN Financial
COM
40424g108
377699
47810
SH
SOLE
0
47810
0
0
Hawaiian Hldg
CONV BOND
419879ad3
1463875
1250000
PRN
SOLE
0
1250000
0
0
Iridium
COM
46269c102
729782
106073
SH
SOLE
0
106073
0
0
JPMorgan
COM
46625h100
1015605
19648
SH
SOLE
0
19648
0
0
Janus Cap
CONV BOND
47102xag0
1684119
1660000
PRN
SOLE
0
1660000
0
0
Jefferies
CONV BOND
472319ag7
1974548
1872000
PRN
SOLE
0
1872000
0
0
KB Home
CONV BOND
48666kas8
2437512
2400000
PRN
SOLE
0
2400000
0
0
Kinder Morgan LLC
COM
49455u100
503614
6718
SH
SOLE
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6718
0
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Kinder Morgan INC
COM
49456b101
2098416
58994
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SOLE
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58994
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MainSource Fin
COM
56062y102
289521
19060
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SOLE
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19060
0
0
Merck
COM
58933y105
849392
17841
SH
SOLE
0
17841
0
0
MutualFirst
COM
62845b104
438667
28615
SH
SOLE
0
28615
0
0
NGL Energy LP
COM
62913M107
17157804
556349
SH
SOLE
0
556349
0
0
NewBridge
COM
65080t102
431050
59129
SH
SOLE
0
59129
0
0
Omnicare
CONV PREF
68214q200
2139650
31341
SH
SOLE
0
31341
0
0
ONEOK LP
COM
68268N103
14113965
266251
SH
SOLE
0
266251
0
0
Pacific Premier
COM
69478x105
269178
20055
SH
SOLE
0
20055
0
0
Park Sterling
COM
70086y105
162877
25410
SH
SOLE
0
25410
0
0
Premier Fin
COM
74050m105
450498
39038
SH
SOLE
0
39038
0
0
QCR Holdings
COM
74727a104
1410616
88774
SH
SOLE
0
88774
0
0
RAIT Finan
CONV BOND
749227aa2
4601967
3897000
PRN
SOLE
0
3897000
0
0
SB Financial Gr
COM
78408d105
610100
78520
SH
SOLE
0
78520
0
0
SWS Group
COM
78503n107
21762
3900
SH
SOLE
0
3900
0
0
Sandridge
CONV PREF
80007p604
3840020
38020
SH
SOLE
0
38020
0
0
Star Gas LP
COM
85512c105
15744
3200
SH
SOLE
0
3200
0
0
Stillwater Min
CONV BOND
86074qaf9
2123108
2126000
PRN
SOLE
0
2126000
0
0
Sunpower
CONV BOND
867652ac3
113601
100000
PRN
SOLE
0
100000
0
0
Targa Res
COM
87611x105
874990
17000
SH
SOLE
0
17000
0
0
Tesoro Logistics
COM
88160T107
4067540
70130
SH
SOLE
0
70130
0
0
3M
COM
88579y101
1705973
14287
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SOLE
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14287
0
0
Transmontaigne
COM
89376v100
5504863
135155
SH
SOLE
0
135155
0
0
Trinity Ind
CONV BOND
896522af6
3500312
2875000
PRN
SOLE
0
2875000
0
0
USEC
CONV BOND
90333eac2
934430
3814000
PRN
SOLE
0
3814000
0
0
Utd Bancorp
COM
90944l103
704712
104868
SH
SOLE
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104868
0
0
Utd Community Bks
COM
90984p303
301373
20105
SH
SOLE
0
20105
0
0
UnitedHealth
COM
91324p102
983348
13732
SH
SOLE
0
13732
0
0
Verizon
COM
92343v104
835995
17911
SH
SOLE
0
17911
0
0
Visa
COM
92826c839
2460985
12878
SH
SOLE
0
12878
0
0
Williams LP
COM
96950f104
4513308
85350
SH
SOLE
0
85350
0
0
WPX Energy
COM
98212b103
105557
5481
SH
SOLE
0
5481
0
0
Xerium Tech
COM
98416j118
281854
24319
SH
SOLE
0
24319
0
0
Xerium Tech
COM
98416j126
1555
5762
SH
SOLE
0
5762
0
0
Aircastle
COM
g0129k104
2618812
150420
SH
SOLE
0
150420
0
0
Energy XXI
COM
g10082140
67972
2250
SH
SOLE
0
2250
0
0
Bunge
CONV PREF
g16962204
2608033
24770
SH
SOLE
0
24770
0
0
Navios LP
COM
y62267102
9059993
618852
SH
SOLE
0
618852
0
0
Teekay LNG
COM
y8564m105
5575107
126391
SH
SOLE
0
126391
0
0
Teekay Offshore
COM
y8565j101
641346
19225
SH
SOLE
0
19225
0
0