0001411784-14-000010.txt : 20141112
0001411784-14-000010.hdr.sgml : 20141111
20141112143140
ACCESSION NUMBER: 0001411784-14-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141112
DATE AS OF CHANGE: 20141112
EFFECTIVENESS DATE: 20141112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pinnacle Holdings, LLC
CENTRAL INDEX KEY: 0001411784
IRS NUMBER: 204065035
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12706
FILM NUMBER: 141213317
BUSINESS ADDRESS:
STREET 1: 233 SOUTH DETROIT AVENUE
STREET 2: SUITE 100
CITY: TULSA
STATE: OK
ZIP: 74120
BUSINESS PHONE: 918-582-6864
MAIL ADDRESS:
STREET 1: 233 SOUTH DETROIT AVENUE
STREET 2: SUITE 100
CITY: TULSA
STATE: OK
ZIP: 74120
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001411784
XXXXXXXX
09-30-2014
09-30-2014
Pinnacle Holdings, LLC
233 SOUTH DETROIT AVENUE
SUITE 100
TULSA
OK
74120
13F HOLDINGS REPORT
028-12706
N
David M. Poarch
Managing Partner
918-582-6864
David M. Poarch
Tulsa
OK
11-12-2014
0
206
386953
false
INFORMATION TABLE
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informationtable.xml
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COM
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1000
SH
SOLE
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0
0
Capital Bank Fin
COM
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473
SH
SOLE
0
473
0
0
Caterpillar
COM
149123101
1623399
16393
SH
SOLE
0
16393
0
0
Chevron Corp
COM
166764100
2503334
20980
SH
SOLE
0
20980
0
0
Choiceone Financial
COM
170386106
11808
576
SH
SOLE
0
576
0
0
Citigroup
COM
172967226
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9500
SH
SOLE
0
9500
0
0
Coca-Cola
COM
191216100
772061
18098
SH
SOLE
0
18098
0
0
Codorus Banc
COM
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705239
34486
SH
SOLE
0
34486
0
0
DCB Financial
COM
233075100
58233
7827
SH
SOLE
0
7827
0
0
Daktronics
COM
234264109
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94368
SH
SOLE
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0
Walt Disney
COM
254687106
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16879
SH
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16879
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Du Pont
COM
263534109
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SH
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17092
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Eastern Virginia Bks
COM
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141479
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El Paso Pipeline
COM
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122090
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Enterprise Products LP
COM
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F.N.B. Corp
COM
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Federal Agricultural Mtge
COM
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400
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Freddie Mac
PREF STK
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147300
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SOLE
0
147300
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Fifth Third Banc
COM
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First Bancorp
COM
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First Bancshares
COM
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First Commonwealth Fin
COM
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First Community
COM
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First Merchants
COM
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Ford
COM
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FreightCar America
COM
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41278
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41278
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General Electric
COM
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34915
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34915
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Genesis Energy
COM
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HF Financial
COM
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SH
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40706
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Hawaiian Holdings
COM
419879101
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191000
SH
SOLE
0
191000
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Holly Energy LP
COM
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SOLE
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Home Depot
COM
437076102
1615817
17613
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SOLE
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17613
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HopFed Bancorp
COM
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25892
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SOLE
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25892
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Independent Bank
COM
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54255
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Intel
COM
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SH
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IBM
COM
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Intervest Banc
COM
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SH
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70155
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iSharesTIPS Bond
COM
464287176
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SOLE
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1748
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0
iShares MSCI Emerging Markets
COM
464287234
316479
7615
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SOLE
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7615
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iShares DJ US Fin
COM
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Johnson & Johnson
COM
478160104
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20062
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Kaiser Aluminum
COM
483007704
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18377
SH
SOLE
0
18377
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0
Kinder Morgan LP
COM
494550106
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SH
SOLE
0
15348
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0
MDC Holdings
COM
552676108
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32275
SH
SOLE
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32275
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0
Magellan Midstream LP
COM
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SOLE
0
176913
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MarkWest Energy LP
COM
570759100
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SH
SOLE
0
159496
0
0
Martin Midstream LP
COM
573331105
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SH
SOLE
0
104862
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Masonite
COM
575385109
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SH
SOLE
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McDermott Int
COM
580037109
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SOLE
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0
McDonald's
COM
580135101
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SOLE
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Mercantile Bank
COM
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Microsoft
COM
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MidWest One
COM
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Nike
COM
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OM Group
COM
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Old National Banc
COM
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SH
SOLE
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Olin
COM
680665205
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ONEOK
COM
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154353
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Oxford ResourceLP
COM
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SOLE
0
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0
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Peoples Bancorp
COM
710577107
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SH
SOLE
0
37806
0
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PetroQuest
CONV PREF
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SH
SOLE
0
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Pfizer
COM
717081103
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SH
SOLE
0
25328
0
0
Pioneer Energy Serv
COM
723664108
14721
1050
SH
SOLE
0
1050
0
0
Plains All American LP
COM
726503105
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31579
SH
SOLE
0
31579
0
0
Procter & Gamble
COM
742718109
1581681
18888
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RAIT Financial
COM
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Rofin-Sinar Tech
COM
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SOLE
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Rose Rock Midstream
COM
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SOLE
0
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Sonic
COM
835451105
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SOLE
0
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Southeastern Bank
COM
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Southern First
COM
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SOLE
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Southwest Air
COM
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SH
SOLE
0
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Southwest Bancorp
COM
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800
SH
SOLE
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800
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Spartan Motors
COM
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SunPower Corp
COM
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SOLE
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SunTrust Banks
COM
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SOLE
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Superior Industries
COM
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SUPERVALU
COM
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SOLE
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Susquehanna Banc
COM
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SH
SOLE
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2150
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Timberland Banc
COM
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SH
SOLE
0
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Toll Brothers
COM
889478103
3116
100
SH
SOLE
0
100
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Treasure Island
COM
894626209
2175
15000
SH
SOLE
0
15000
0
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Umpqua Holdings
COM
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18117
1100
SH
SOLE
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1100
0
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Unisys
COM
909214306
1050056
44855
SH
SOLE
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44855
0
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United Bancshares
COM
909458101
458815
30629
SH
SOLE
0
30629
0
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United Technologies
COM
913017109
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SOLE
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16388
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Wal-Mart
COM
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SOLE
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Williams Companies
COM
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SOLE
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Yadkin Financial
COM
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SOLE
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24761
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Zions Bancorp
COM
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SOLE
0
15451
0
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A T & T
COM
00206r102
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SH
SOLE
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Access Midstream LP
COM
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SOLE
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19335
0
0
A E S
CONV PREF
00808n202
21054
410
SH
SOLE
0
410
0
0
Alaska Comm
CONV BOND
01167PAE1
3479315
4325000
PRN
SOLE
0
4325000
0
0
Alliance GP
COM
01861g100
11154169
163455
SH
SOLE
0
163455
0
0
Alliance One Int
COM
018772103
3940
2000
SH
SOLE
0
2000
0
0
Alliance Partners LP
COM
01877r108
203490
4750
SH
SOLE
0
4750
0
0
American Airlines
COM
02376R102
1003020
28270
SH
SOLE
0
28270
0
0
American Express
COM
025816109
1421562
16239
SH
SOLE
0
16239
0
0
AmeriServ Fin
COM
03074a102
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SH
SOLE
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0
Arcbest
COM
03937c105
1075778
28841
SH
SOLE
0
28841
0
0
Astoria Fin
COM
046265104
430553
34750
SH
SOLE
0
34750
0
0
Atlas Energy LP
COM
04930a104
924440
21010
SH
SOLE
0
21010
0
0
Atlas Pipeline LP
COM
049392103
8815481
241785
SH
SOLE
0
241785
0
0
Auxilium Pharm
CONV BOND
05334DAA5
2541741
1915000
PRN
SOLE
0
1915000
0
0
BB&T Corp
COM
054937107
33489
900
SH
SOLE
0
900
0
0
BNC Bancorp
COM
05566t101
554975
35439
SH
SOLE
0
35439
0
0
Banc of California
COM
05990k106
1903517
163673
SH
SOLE
0
163673
0
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Bank of America
COM
060505104
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SOLE
0
19729
0
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Bank of America
CONV PREF
060505682
33249
29
SH
SOLE
0
29
0
0
Banner
COM
06652v208
7705
200
SH
SOLE
0
200
0
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Baylake
COM
072788102
596954
50291
SH
SOLE
0
50291
0
0
Berkshire Hills Banc
COM
084680107
137628
5859
SH
SOLE
0
5859
0
0
Boardwalk Pipeline
COM
096627104
3740
200
SH
SOLE
0
200
0
0
Boeing
COM
097023105
2168390
17023
SH
SOLE
0
17023
0
0
Broadsoft
CONV BOND
11133BAB8
2245106
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PRN
SOLE
0
2300000
0
0
C & J Energy
COM
12467b304
1309526
42865
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SOLE
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42865
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Cal Dive
CONV BOND
12802TAB7
1335063
2050000
PRN
SOLE
0
2050000
0
0
CenterState
COM
15201p109
332753
32150
SH
SOLE
0
32150
0
0
Centrus Energy
COM
15643u104
471256
46156
SH
SOLE
0
46156
0
0
Centrus Energy
CONV BOND
15643uaa2
908353
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PRN
SOLE
0
1297647
0
0
Cenveo
COM
15670s105
141247
57185
SH
SOLE
0
57185
0
0
Cenveo Corp. - Convert.
CONV BOND
15671BAJ0
940295
905000
PRN
SOLE
0
905000
0
0
Cisco
COM
17275r102
439594
17465
SH
SOLE
0
17465
0
0
Coeur D'Alene
CONV BOND
192108ar9
1345218
1336000
PRN
SOLE
0
1336000
0
0
DCP MidstreamLP LP
COM
23311p100
7693622
141297
SH
SOLE
0
141297
0
0
DR Horton
COM
23331a109
3078
150
SH
SOLE
0
150
0
0
Dendreon
CONV BOND
24823qac1
2150900
3140000
PRN
SOLE
0
3140000
0
0
Doral Financial
PREF STK
25811p209
14250
1500
SH
SOLE
0
1500
0
0
Doral Financial
PREF STK
25811p407
5110
1000
SH
SOLE
0
1000
0
0
Doral Financial
COM
25811p886
13280
2000
SH
SOLE
0
2000
0
0
Eagle Rock LP
COM
26985r104
4063405
1141406
SH
SOLE
0
1141406
0
0
Emerge Energy LP
COM
29102H108
5382781
46685
SH
SOLE
0
46685
0
0
Energy Transfer Partners
COM
29273R109
962473
15041
SH
SOLE
0
15041
0
0
Energy Transfer Equity
COM
29273v100
607030
9840
SH
SOLE
0
9840
0
0
Energy XXI
CONV PREF
29274u309
815065
4200
SH
SOLE
0
4200
0
0
EnLink LLC
COM
29336t100
2598835
62880
SH
SOLE
0
62880
0
0
EnLink LP
COM
29336u107
9076110
298066
SH
SOLE
0
298066
0
0
Exterran Partners
COM
30225n105
2884254
98338
SH
SOLE
0
98338
0
0
Exxon Mobil
COM
30231g102
2297830
24432
SH
SOLE
0
24432
0
0
1st Constitution
COM
31986n102
94344
9204
SH
SOLE
0
9204
0
0
First Niagara
COM
33582v108
467688
56145
SH
SOLE
0
56145
0
0
Genco Shipping
CONV BOND
36869maa3
2335000
2335000
PRN
SOLE
0
2335000
0
0
General Cable
CONV BOND
369300al2
1866639
2685000
PRN
SOLE
0
2685000
0
0
Goldman Sachs
COM
38141g104
2929226
15957
SH
SOLE
0
15957
0
0
Gulf Coast Ultra Deep
COM
40222t104
217000
108500
SH
SOLE
0
108500
0
0
HMN Financial
COM
40424g108
636504
48220
SH
SOLE
0
48220
0
0
Harvest Natural Res
COM
41754v103
2569
700
SH
SOLE
0
700
0
0
Hawaiian Holdings
CONV BOND
419879ad3
2223188
1250000
PRN
SOLE
0
1250000
0
0
Iridium Comm
COM
46269c102
843901
95356
SH
SOLE
0
95356
0
0
JPMorgan
COM
46625h100
1295220
21501
SH
SOLE
0
21501
0
0
JP Morgan
COM
46634e114
4022
200
SH
SOLE
0
200
0
0
Jefferies
CONV BOND
472319ag7
1655947
1557000
PRN
SOLE
0
1557000
0
0
KB HOME
CONV BOND
48666KAS8
2316974
2410000
PRN
SOLE
0
2410000
0
0
Kinder Morgan LLC
COM
49455u100
656145
6969
SH
SOLE
0
6969
0
0
Kinder Morgan Inc
COM
49456b101
3733529
97379
SH
SOLE
0
97379
0
0
Kinder Morgan
COM
49456b119
121303
33325
SH
SOLE
0
33325
0
0
MainSource Financial
COM
56062y102
370541
21481
SH
SOLE
0
21481
0
0
Merck
COM
58933y105
1271556
21450
SH
SOLE
0
21450
0
0
Meritage Homes
COM
59001a102
3550
100
SH
SOLE
0
100
0
0
MutualFirst
COM
62845b104
748133
33250
SH
SOLE
0
33250
0
0
NGL Energy LP
COM
62913M107
24970944
634263
SH
SOLE
0
634263
0
0
NewBridge
COM
65080t102
564833
74418
SH
SOLE
0
74418
0
0
Omnicare
CONV PREF
68214q200
2213520
28916
SH
SOLE
0
28916
0
0
ONEOK LP
COM
68268N103
10306713
184180
SH
SOLE
0
184180
0
0
Pacific Premier
COM
69478x105
294207
20940
SH
SOLE
0
20940
0
0
Peoples Financial
COM
71103b102
540391
40815
SH
SOLE
0
40815
0
0
Premier Financial
COM
74050m105
783094
53490
SH
SOLE
0
53490
0
0
Prospect Capital
CONV BOND
74348TAK8
2436579
2374000
PRN
SOLE
0
2374000
0
0
QCR Holdings
COM
74727a104
2147210
121586
SH
SOLE
0
121586
0
0
QEP Resources
COM
74733v100
8554379
277920
SH
SOLE
0
277920
0
0
QEP Midstream LP
COM
74735r115
4948959
208905
SH
SOLE
0
208905
0
0
RAIT Financial
CONV BOND
749227aa2
4342083
3472000
PRN
SOLE
0
3472000
0
0
RAIT Financial
CONV BOND
749227AB0
537163
575000
PRN
SOLE
0
575000
0
0
Regency Energy LP
COM
75885y107
114920
3523
SH
SOLE
0
3523
0
0
Rent-A-Center
COM
76009n100
1084406
35730
SH
SOLE
0
35730
0
0
SB Financial
COM
78408d105
1312174
144990
SH
SOLE
0
144990
0
0
SPDR S&P 600
COM
78464a300
513020
5014
SH
SOLE
0
5014
0
0
SPDR DJIA
COM
78467x109
7330981
43106
SH
SOLE
0
43106
0
0
SPDR S&P MidCap
COM
78467y107
362511
1454
SH
SOLE
0
1454
0
0
SandRidge Energy
COM
80007p307
9610
2240
SH
SOLE
0
2240
0
0
Sandridge Energy
CONV PREF
80007p604
3860600
39800
SH
SOLE
0
39800
0
0
Stillwater Mining
CONV BOND
86074qaf9
1834489
1851000
PRN
SOLE
0
1851000
0
0
Summit Financial
COM
86606g101
690768
67392
SH
SOLE
0
67392
0
0
Targa Resources
COM
87611x105
1266125
17500
SH
SOLE
0
17500
0
0
3M
COM
88579y101
2351395
16597
SH
SOLE
0
16597
0
0
Titan Machinery
CONV BOND
88830RAB7
2280918
2977000
PRN
SOLE
0
2977000
0
0
Transmontaigne LP
COM
89376v100
7137819
173080
SH
SOLE
0
173080
0
0
Travelers
COM
89417e109
1560813
16615
SH
SOLE
0
16615
0
0
United Community Banks
COM
90984p303
348952
21200
SH
SOLE
0
21200
0
0
UnitedHealth Group
COM
91324p102
1401218
16246
SH
SOLE
0
16246
0
0
Verizon
COM
92343v104
1158018
23165
SH
SOLE
0
23165
0
0
Visa
COM
92826c839
3370606
15797
SH
SOLE
0
15797
0
0
Williams Partners
COM
96950f104
1169753
22050
SH
SOLE
0
22050
0
0
WPX Energy
COM
98212b103
238499
9913
SH
SOLE
0
9913
0
0
Xerium Technologies
COM
98416j118
438819
30035
SH
SOLE
0
30035
0
0
Aircastle
COM
g0129k104
2597952
158799
SH
SOLE
0
158799
0
0
Energy XXI
COM
g10082140
115770
10200
SH
SOLE
0
10200
0
0
Bunge Ltd
CONV PREF
g16962204
2941905
27052
SH
SOLE
0
27052
0
0
Capital ProductLP
COM
mhy110821
34930
3500
SH
SOLE
0
3500
0
0
Genco Shipping
COM
y2685T115
997100
49855
SH
SOLE
0
49855
0
0
Navios Holdings
COM
y62196103
6000
1000
SH
SOLE
0
1000
0
0
Navios LP
COM
y62267102
5203882
291861
SH
SOLE
0
291861
0
0
Teekay LNG
COM
y8564m105
5607435
128729
SH
SOLE
0
128729
0
0
Teekay Offshore
COM
y8565j101
634805
18893
SH
SOLE
0
18893
0
0
Teekay Tankers
COM
y8565n102
37300
10000
SH
SOLE
0
10000
0
0