0001411784-14-000006.txt : 20140528
0001411784-14-000006.hdr.sgml : 20140528
20140528154342
ACCESSION NUMBER: 0001411784-14-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140528
DATE AS OF CHANGE: 20140528
EFFECTIVENESS DATE: 20140528
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pinnacle Holdings, LLC
CENTRAL INDEX KEY: 0001411784
IRS NUMBER: 204065035
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12706
FILM NUMBER: 14872666
BUSINESS ADDRESS:
STREET 1: 233 SOUTH DETROIT AVENUE
STREET 2: SUITE 100
CITY: TULSA
STATE: OK
ZIP: 74120
BUSINESS PHONE: 918-582-6864
MAIL ADDRESS:
STREET 1: 233 SOUTH DETROIT AVENUE
STREET 2: SUITE 100
CITY: TULSA
STATE: OK
ZIP: 74120
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001411784
XXXXXXXX
03-31-2014
03-31-2014
Pinnacle Holdings, LLC
233 SOUTH DETROIT AVENUE
SUITE 100
TULSA
OK
74120
13F HOLDINGS REPORT
028-12706
N
David M. Poarch
Managing Partner
918-582-6864
David M. Poarch
Tulsa
OK
05-28-2014
0
206
361030
false
INFORMATION TABLE
2
informationtable.xml
AMR Corp.
COM
001765106
204746
17976
SH
SOLE
0
17976
0
0
Alcoa, Inc.
COM
013817101
2947
229
SH
SOLE
0
229
0
0
Alliance One Int
COM
018772103
5840
2000
SH
SOLE
0
2000
0
0
American Express
COM
025816109
1226569
13624
SH
SOLE
0
13624
0
0
Arkansas Best
COM
040790107
1688659
45701
SH
SOLE
0
45701
0
0
Astoria Financial
COM
046265104
445626
32245
SH
SOLE
0
32245
0
0
Atlas Pipeline Partners
COM
049392103
8089312
251925
SH
SOLE
0
251925
0
0
BB&T Corporation
COM
054937107
36153
900
SH
SOLE
0
900
0
0
Bank of America
COM
060505104
340629
19804
SH
SOLE
0
19804
0
0
Bank of America
CONV PREF
060505682
33182
29
SH
SOLE
0
29
0
0
Baylake Corp.
COM
072788102
587084
46300
SH
SOLE
0
46300
0
0
Berkshire Hills Bancorp Inc
COM
084680107
148008
5719
SH
SOLE
0
5719
0
0
The Boeing Company
COM
097023105
1820609
14508
SH
SOLE
0
14508
0
0
Bristol-Myers Squibb Co
COM
110122108
74139
1427
SH
SOLE
0
1427
0
0
CVR Partners, LP
COM
126633106
21190
1000
SH
SOLE
0
1000
0
0
Capital Bank Financial
COM
139794101
11877
473
SH
SOLE
0
473
0
0
Caterpillar Inc.
COM
149123101
1365841
13745
SH
SOLE
0
13745
0
0
Chevron Corporation
COM
166764100
2173556
18279
SH
SOLE
0
18279
0
0
Choiceone Financial
COM
170386106
9936
576
SH
SOLE
0
576
0
0
Coca-Cola
COM
191216100
629849
16292
SH
SOLE
0
16292
0
0
Codorus Bancorp Inc.
COM
192025104
558292
26598
SH
SOLE
0
26598
0
0
Cooper Tire & Rubber
COM
216831107
22467
925
SH
SOLE
0
925
0
0
DCB Financial Corp.
COM
233075100
50093
7827
SH
SOLE
0
7827
0
0
Daktronics Inc.
COM
234264109
1192471
82868
SH
SOLE
0
82868
0
0
Walt Disney Co.
COM
254687106
1137795
14210
SH
SOLE
0
14210
0
0
Du Pont
COM
263534109
961140
14324
SH
SOLE
0
14324
0
0
Eastern Virginia Bankshares
COM
277196101
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140690
SH
SOLE
0
140690
0
0
El Paso Pipeline Partners
COM
283702108
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132700
SH
SOLE
0
132700
0
0
Enterprise Products
COM
293792107
3205529
46216
SH
SOLE
0
46216
0
0
F.N.B. Corporation
COM
302520101
113150
8444
SH
SOLE
0
8444
0
0
Federal Agricultural Mortgage
COM
313148306
13300
400
SH
SOLE
0
400
0
0
Freddie Mac
PREF STK
313400640
1369890
147300
SH
SOLE
0
147300
0
0
Fifth Third Bancorp
COM
316773100
122235
5325
SH
SOLE
0
5325
0
0
First Bancorp
COM
318910106
250800
13200
SH
SOLE
0
13200
0
0
First Bancshares, Inc.
COM
318916103
611817
42311
SH
SOLE
0
42311
0
0
First Commonwealth Fin
COM
319829107
213010
23563
SH
SOLE
0
23563
0
0
First Community
COM
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17002
SH
SOLE
0
17002
0
0
First Merchants
COM
320817109
427282
19745
SH
SOLE
0
19745
0
0
FreightCar America Inc.
COM
357023100
738056
31758
SH
SOLE
0
31758
0
0
General Electric
COM
369604103
851770
32900
SH
SOLE
0
32900
0
0
Genesis Energy LP
COM
371927104
6346278
117090
SH
SOLE
0
117090
0
0
HF Financial Corp.
COM
404172108
535415
40076
SH
SOLE
0
40076
0
0
Hawaiian Holdings
COM
419879101
2794513
200180
SH
SOLE
0
200180
0
0
Hewlett-Packard
COM
428236103
60028
1855
SH
SOLE
0
1855
0
0
Holly Energy Partners
COM
435763107
3223825
97191
SH
SOLE
0
97191
0
0
Home Depot
COM
437076102
1196683
15123
SH
SOLE
0
15123
0
0
HopFed Bancorp
COM
439734104
309507
26522
SH
SOLE
0
26522
0
0
Independent Bank
COM
453838609
712018
54855
SH
SOLE
0
54855
0
0
Intel Corporation
COM
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457631
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SH
SOLE
0
17728
0
0
IBM
COM
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SH
SOLE
0
13941
0
0
International Paper
COM
460146103
16746
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SH
SOLE
0
365
0
0
Intervest Bancshares
COM
460927106
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SH
SOLE
0
73555
0
0
iShares Barclays TIPS
COM
464287176
200910
1792
SH
SOLE
0
1792
0
0
iShares DJ US Financial
COM
464287788
390322
4774
SH
SOLE
0
4774
0
0
Jefferson Bancshares
COM
472375104
631543
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SH
SOLE
0
80967
0
0
Johnson & Johnson
COM
478160104
1736805
17681
SH
SOLE
0
17681
0
0
Kaiser Aluminum Corp
COM
483007704
1466681
20536
SH
SOLE
0
20536
0
0
Kinder Morgan Energy Partners
COM
494550106
1113539
15058
SH
SOLE
0
15058
0
0
MDC Holdings, Inc.
COM
552676108
886295
31340
SH
SOLE
0
31340
0
0
Magellan Midstream
COM
559080106
12199409
174927
SH
SOLE
0
174927
0
0
MarkWest Energy Partners
COM
570759100
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139570
SH
SOLE
0
139570
0
0
Martin Midstream
COM
573331105
4465017
103717
SH
SOLE
0
103717
0
0
Masonite Int
COM
575385109
954849
16894
SH
SOLE
0
16894
0
0
McDonald's Corp.
COM
580135101
1610633
16430
SH
SOLE
0
16430
0
0
Microsoft
COM
594918104
762527
18603
SH
SOLE
0
18603
0
0
MidWest One Fin
COM
598511103
225747
8944
SH
SOLE
0
8944
0
0
OM Group Inc.
COM
670872100
1215095
36577
SH
SOLE
0
36577
0
0
Olin Corp.
COM
680665205
1543008
55886
SH
SOLE
0
55886
0
0
OmniVision Technologies
COM
682128103
844733
47725
SH
SOLE
0
47725
0
0
ONEOK Inc.
COM
682680103
9336065
157571
SH
SOLE
0
157571
0
0
Oxford Resource Partners
COM
691807101
768797
572874
SH
SOLE
0
572874
0
0
Pacific Commerce Bank
COM
694124108
7488
1800
SH
SOLE
0
1800
0
0
Peoples Bancorp of NC
COM
710577107
536952
34420
SH
SOLE
0
34420
0
0
PetroQuest Energy
CONV PREF
716748207
2943359
75220
SH
SOLE
0
75220
0
0
Pfizer Inc.
COM
717081103
755880
23533
SH
SOLE
0
23533
0
0
Plains All American Pipeline
COM
726503105
1763068
31986
SH
SOLE
0
31986
0
0
Primus Telecom
COM
741929137
11065
9417
SH
SOLE
0
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0
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Primus Telecom
COM
741929145
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9417
SH
SOLE
0
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0
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Procter & Gamble
COM
742718109
1330625
16509
SH
SOLE
0
16509
0
0
RAIT Financial Trust
COM
749227104
118011
13900
SH
SOLE
0
13900
0
0
Rofin-Sinar Technologies
COM
775043102
546887
22825
SH
SOLE
0
22825
0
0
Rose Rock Midstream
COM
777149105
9416743
226964
SH
SOLE
0
226964
0
0
Sonic Corp.
COM
835451105
886873
38915
SH
SOLE
0
38915
0
0
Southeastern Bank Financial
COM
841584105
417619
19254
SH
SOLE
0
19254
0
0
Southern First Bancshares
COM
842873101
806124
58120
SH
SOLE
0
58120
0
0
Southwest Bancorp Inc.
COM
844767103
14128
800
SH
SOLE
0
800
0
0
Spartan Motors, Inc.
COM
846819100
769587
149725
SH
SOLE
0
149725
0
0
SunPower Corporation
COM
867652406
17291
536
SH
SOLE
0
536
0
0
SunTrust Banks, Inc.
COM
867914103
370246
9305
SH
SOLE
0
9305
0
0
Superior Industries
COM
868168105
1071498
52294
SH
SOLE
0
52294
0
0
SUPERVALU Inc.
COM
868536103
779924
114024
SH
SOLE
0
114024
0
0
Susquehanna Bancshares
COM
869099101
24446
2150
SH
SOLE
0
2150
0
0
Timberland Bancorp
COM
887098101
415802
38860
SH
SOLE
0
38860
0
0
Umpqua Holdings
COM
904214103
20504
1100
SH
SOLE
0
1100
0
0
Unisys Corp
COM
909214306
1325924
43530
SH
SOLE
0
43530
0
0
United Bancshares
COM
909458101
486705
30736
SH
SOLE
0
30736
0
0
United Community Financial
COM
909839102
592755
151213
SH
SOLE
0
151213
0
0
United Technologies
COM
913017109
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13970
SH
SOLE
0
13970
0
0
Wal-Mart Stores
COM
931142103
1228077
16068
SH
SOLE
0
16068
0
0
Western Gas Partners
COM
958254104
503044
7600
SH
SOLE
0
7600
0
0
Williams Companies
COM
969457100
15187158
374252
SH
SOLE
0
374252
0
0
Yadkin Financial
COM
984305102
536042
25037
SH
SOLE
0
25037
0
0
Zions Bancorp
COM
989701107
469378
15151
SH
SOLE
0
15151
0
0
Travelers
COM
89417e109
1183741
13910
SH
SOLE
0
13910
0
0
A T & T INC NEW
COM
00206r102
782727
22319
SH
SOLE
0
22319
0
0
Access Midstream
COM
00434l109
1112729
19335
SH
SOLE
0
19335
0
0
A E S TRUST III
CONV PREF
00808n202
28616
560
SH
SOLE
0
560
0
0
Alliance Holdings, GP
COM
01861g100
7211884
116096
SH
SOLE
0
116096
0
0
Alliance Resource Partners
COM
01877r108
199833
2375
SH
SOLE
0
2375
0
0
Alliant Techsystems
CONV BOND
018804AK0
2904116
1585000
PRN
SOLE
0
1585000
0
0
American Airlines Group
COM
02376R102
775517
21189
SH
SOLE
0
21189
0
0
AmeriServ Financial, Inc.
COM
03074a102
766212
199016
SH
SOLE
0
199016
0
0
Atlas Energy, LP
COM
04930a104
15710
365
SH
SOLE
0
365
0
0
Auxilium Pharma
CONV BOND
05334DAA5
2885926
2185000
PRN
SOLE
0
2185000
0
0
BNC Bancorp
COM
05566t101
619010
35719
SH
SOLE
0
35719
0
0
Banc of California
COM
05990k106
1503823
122561
SH
SOLE
0
122561
0
0
Banner Corp.
COM
06652v208
8254
200
SH
SOLE
0
200
0
0
C & J Energy Services
COM
12467b304
1220783
41865
SH
SOLE
0
41865
0
0
CenterState Banks, Inc.
COM
15201p109
316243
28960
SH
SOLE
0
28960
0
0
Cenveo, Inc.
COM
15670s105
173842
57185
SH
SOLE
0
57185
0
0
Cenveo Corp
CONV BOND
15671BAG6
4195298
4227000
PRN
SOLE
0
4227000
0
0
Cenveo Corp.
CONV BOND
15671BAJ0
1023800
1000000
PRN
SOLE
0
1000000
0
0
Cisco Systems, Inc.
COM
17275r102
343196
15311
SH
SOLE
0
15311
0
0
Coeur D'Alene Mines
CONV BOND
192108ar9
1476672
1466000
PRN
SOLE
0
1466000
0
0
DCP Midstream Partners
COM
23311p100
7238548
144482
SH
SOLE
0
144482
0
0
DR Horton Inc.
COM
23331a109
3248
150
SH
SOLE
0
150
0
0
Dendreon Corp.
CONV BOND
24823qac1
2523463
3445000
PRN
SOLE
0
3445000
0
0
Doral Financial
PREF STK
25811p209
16500
1500
SH
SOLE
0
1500
0
0
Doral Financial
PREF STK
25811p407
6010
1000
SH
SOLE
0
1000
0
0
Doral Financial Corporation
COM
25811p886
8680
1000
SH
SOLE
0
1000
0
0
Eagle Rock Energy Partners
COM
26985r104
5900768
1121819
SH
SOLE
0
1121819
0
0
Energy Transfer Partners
COM
29273R109
890279
16551
SH
SOLE
0
16551
0
0
Energy Transfer Equity
COM
29273v100
5116975
109454
SH
SOLE
0
109454
0
0
Energy XXI
CONV PREF
29274u309
1106385
4112
SH
SOLE
0
4112
0
0
EnLink Midstream LLC
COM
29336t100
2183228
64326
SH
SOLE
0
64326
0
0
EnLink Midstream Partners
COM
29336u107
8420895
276821
SH
SOLE
0
276821
0
0
Exterran Partners
COM
30225n105
2737653
96058
SH
SOLE
0
96058
0
0
Exxon Mobil Corporation
COM
30231g102
2134406
21851
SH
SOLE
0
21851
0
0
1st Constitution Bancorp.
COM
31986n102
91853
8844
SH
SOLE
0
8844
0
0
First Niagara Financial
COM
33582v108
513655
54355
SH
SOLE
0
54355
0
0
Firstbank Corporation
COM
33761g104
1473037
78899
SH
SOLE
0
78899
0
0
Genco Shipping
CONV BOND
36869maa3
2936000
3670000
PRN
SOLE
0
3670000
0
0
General Cable
CONV BOND
369300al2
2840425
2825000
PRN
SOLE
0
2825000
0
0
Goldman Sachs
COM
38141g104
2167899
13231
SH
SOLE
0
13231
0
0
Gulf Coast Ultra Deep
COM
40222t104
330925
108500
SH
SOLE
0
108500
0
0
HMN Financial, Inc.
COM
40424g108
474967
48220
SH
SOLE
0
48220
0
0
Harvest Natural Res
COM
41754v103
2632
700
SH
SOLE
0
700
0
0
Hawaiian Holdings Co.
CONV BOND
419879ad3
2299219
1250000
PRN
SOLE
0
1250000
0
0
Iridium Communications
COM
46269c102
793334
105637
SH
SOLE
0
105637
0
0
JPMorgan Chase & Co.
COM
46625h100
1155068
19026
SH
SOLE
0
19026
0
0
Jefferies Group
CONV BOND
472319ag7
2016743
1872000
PRN
SOLE
0
1872000
0
0
KB HOME
CONV BOND
48666KAS8
2459354
2395000
PRN
SOLE
0
2395000
0
0
Kinder Morgan Management
COM
49455u100
498723
6959
SH
SOLE
0
6959
0
0
Kinder Morgan Inc.
COM
49456b101
4188840
128927
SH
SOLE
0
128927
0
0
Kinder Morgan Inc.
COM
49456b119
5852
3325
SH
SOLE
0
3325
0
0
Kraft Foods Group
COM
50076q106
5386
96
SH
SOLE
0
96
0
0
MPLX, L.P.
COM
55336v100
113657
2320
SH
SOLE
0
2320
0
0
MainSource Financial
COM
56062y102
350892
20520
SH
SOLE
0
20520
0
0
Merck & Co. Inc.
COM
58933y105
1088394
19172
SH
SOLE
0
19172
0
0
Meritage Homes
COM
59001a102
4188
100
SH
SOLE
0
100
0
0
MutualFirst Financial
COM
62845b104
611420
32180
SH
SOLE
0
32180
0
0
NGL Energy Partners
COM
62913M107
23872600
636094
SH
SOLE
0
636094
0
0
NewBridge Bancorp
COM
65080t102
517286
72449
SH
SOLE
0
72449
0
0
Omnicare
CONV PREF
68214q200
2285749
31141
SH
SOLE
0
31141
0
0
ONE Gas, Inc.
COM
68235p108
8839
246
SH
SOLE
0
246
0
0
ONEOK Partners
COM
68268N103
11637754
217325
SH
SOLE
0
217325
0
0
Pacific Premier Bancorp
COM
69478x105
317958
19700
SH
SOLE
0
19700
0
0
Park Sterling Corp.
COM
70086y105
1091
164
SH
SOLE
0
164
0
0
Peoples Financial Corp.
COM
71103b102
499402
37549
SH
SOLE
0
37549
0
0
Premier Financial Bancorp
COM
74050m105
649530
45295
SH
SOLE
0
45295
0
0
Prospect Capital
CONV BOND
74348TAK8
2619921
2489000
PRN
SOLE
0
2489000
0
0
QCR Holdings Inc.
COM
74727a104
1924088
112126
SH
SOLE
0
112126
0
0
QEP Resources, Inc.
COM
74733v100
7320845
248670
SH
SOLE
0
248670
0
0
QEP Midstream Partners
COM
74735r115
4630877
198070
SH
SOLE
0
198070
0
0
RAIT Financial
CONV BOND
749227aa2
5228183
3862000
PRN
SOLE
0
3862000
0
0
RAIT Financial
CONV BOND
749227AB0
614091
625000
PRN
SOLE
0
625000
0
0
Rent-A-Center
COM
76009n100
918365
34525
SH
SOLE
0
34525
0
0
SB Financial Group, Inc.
COM
78408d105
1142155
136785
SH
SOLE
0
136785
0
0
SPDR Dow Jones Industrial
COM
78467x109
4466068
27192
SH
SOLE
0
27192
0
0
Sandridge Energy
CONV PREF
80007p604
4449425
41390
SH
SOLE
0
41390
0
0
Southcross Energy Partners
COM
84130c100
1695
100
SH
SOLE
0
100
0
0
Stillwater Mining
CONV BOND
86074qaf9
2124724
2126000
PRN
SOLE
0
2126000
0
0
Summit Financial Group
COM
86606g101
410927
40090
SH
SOLE
0
40090
0
0
Sunpower
CONV BOND
867652ac3
83923
70000
PRN
SOLE
0
70000
0
0
Targa Resources
COM
87611x105
984550
17500
SH
SOLE
0
17500
0
0
Tesoro Logistics LP
COM
88160T107
1083780
18000
SH
SOLE
0
18000
0
0
3M Co.
COM
88579y101
1916676
14129
SH
SOLE
0
14129
0
0
Titan Machinery
CONV BOND
88830RAB7
2789826
3262000
PRN
SOLE
0
3262000
0
0
Transmontaigne Partners
COM
89376v100
8130876
188739
SH
SOLE
0
188739
0
0
Trinity Industries
CONV BOND
896522af6
7912
5000
PRN
SOLE
0
5000
0
0
USEC Inc.
CONV BOND
90333eac2
1529809
3789000
PRN
SOLE
0
3789000
0
0
United Bancorp
COM
90944l103
1551251
126118
SH
SOLE
0
126118
0
0
United Community Banks
COM
90984p303
398487
20530
SH
SOLE
0
20530
0
0
UnitedHealth Group
COM
91324p102
1117606
13631
SH
SOLE
0
13631
0
0
Verizon Communications
COM
92343v104
930564
19562
SH
SOLE
0
19562
0
0
Williams Partners
COM
96950f104
3823047
75050
SH
SOLE
0
75050
0
0
Xerium Technologies
COM
98416j118
388374
24198
SH
SOLE
0
24198
0
0
Xerium Technologies
COM
98416j126
460
5751
SH
SOLE
0
5751
0
0
Aircastle LTD
COM
g0129k104
2908550
150080
SH
SOLE
0
150080
0
0
Energy XXI (Bermuda)
COM
g10082140
153205
6500
SH
SOLE
0
6500
0
0
Bunge Ltd.
CONV PREF
g16962204
3221870
30395
SH
SOLE
0
30395
0
0
Genco Shipping
COM
y2685t107
22977
13055
SH
SOLE
0
13055
0
0
Navios Maritime Partners
COM
y62267102
5770131
296056
SH
SOLE
0
296056
0
0
Teekay LNG Partners
COM
y8564m105
5256515
127184
SH
SOLE
0
127184
0
0
Teekay Offshore Partners
COM
y8565j101
618179
18893
SH
SOLE
0
18893
0
0
SandRidge Energy, Inc.
COM
80007P307
17438
2840
SH
SOLE
0
2840
0
0