0001140361-23-010353.txt : 20230306 0001140361-23-010353.hdr.sgml : 20230306 20230306185203 ACCESSION NUMBER: 0001140361-23-010353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230303 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gulati Himanshu CENTRAL INDEX KEY: 0001789562 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 23710483 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Antara Capital LP CENTRAL INDEX KEY: 0001750183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 23710487 BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 646-762-8580 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Antara Capital GP LLC CENTRAL INDEX KEY: 0001789582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 23710484 BUSINESS ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 BUSINESS PHONE: 646-762-8580 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Antara Capital Master Fund LP CENTRAL INDEX KEY: 0001789567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 23710485 BUSINESS ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 BUSINESS PHONE: 646-762-8580 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Antara Capital Fund GP LLC CENTRAL INDEX KEY: 0001789581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 23710486 BUSINESS ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 BUSINESS PHONE: 646-762-8580 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMC ENTERTAINMENT HOLDINGS, INC. CENTRAL INDEX KEY: 0001411579 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE THEATERS [7830] IRS NUMBER: 260303916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMC WAY STREET 2: 11500 ASH STREET CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-213-2000 MAIL ADDRESS: STREET 1: ONE AMC WAY STREET 2: 11500 ASH STREET CITY: LEAWOOD STATE: KS ZIP: 66211 4 1 form4.xml X0306 4 2023-03-03 0001411579 AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE 0001750183 Antara Capital LP 55 HUDSON YARDS, 47TH FLOOR, SUITE C NEW YORK NY 10001 true 0001789581 Antara Capital Fund GP LLC 55 HUDSON YARDS, 47TH FLOOR, SUITE C NEW YORK NY 10001 true 0001789567 Antara Capital Master Fund LP 55 HUDSON YARDS, 47TH FLOOR, SUITE C NEW YORK NY 10001 true 0001789582 Antara Capital GP LLC 55 HUDSON YARDS, 47TH FLOOR, SUITE C NEW YORK NY 10001 true 0001789562 Gulati Himanshu 55 HUDSON YARDS, 47TH FLOOR, SUITE C NEW YORK NY 10001 true Class A Common Stock 2023-03-03 4 P 0 380900 6.48 A 0 I See Footnotes Total Return Swap 2023-03-03 4 P 1 3980581 6.53 A 2022-12-28 2023-12-28 Class A Common Stock 3980581 0 I See Footnotes Total Return Swap 2023-03-03 4 P 1 19419 6.53 A 2022-12-30 2023-12-30 Class A Common Stock 19419 340581 I See Footnotes Call Option (right to buy) 8 2023-03-03 4 S 0 30000 0.52 D 2022-12-30 2023-04-20 Class A Common Stock 30000 0 I See Footnotes This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. The securities are held directly by Antara Master Fund. This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Before the Reporting Persons became subject to Section 16, Antara Master Fund effected a short sale of 380,900 shares of Class A Common Stock and borrowed shares from an unaffiliated broker for delivery against the sale. On March 3, 2023, Antara Master Fund delivered 380,900 shares of Class A Common Stock to the lender in repayment of the stock loan. Antara Master Fund closed a portion of its total return swap with a counterparty via acquiring "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the counterparty would pay the per share purchase price of $3.84 to the reporting person, and the reporting person would pay to the counterparty an amount equal to the then per share market price, for each of the applicable number of shares. Antara Master Fund closed a portion of its total return swap with a counterparty via acquiring "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the counterparty would pay the per share purchase price of $3.944 to the reporting person, and the reporting person would pay to the counterparty an amount equal to the then per share market price, for each of the applicable number of shares. Antara Capital LP By: Antara Capital GP LLC, its general partner By: /s/ Himanshu Gulati Name: Himanshu Gulati Title: Managing Member 2023-03-06 Antara Capital Fund GP LLC By: /s/ Himanshu Gulati Name: Himanshu Gulati Title: Managing Member 2023-03-06 Antara Capital Master Fund LP By: Antara Capital LP, not in its individual corporate capacity, but solely as Investment Advisor and agent By: Antara Capital GP LLC, its general partner By: /s/ Himanshu Gulati Name: Himanshu Gulati Title: Managing Member 2023-03-06 Antara Capital GP LLC By: /s/ Himanshu Gulati Name: Himanshu Gulati Title: Managing Member 2023-03-06 /s/ Himanshu Gulati Himanshu Gulati 2023-03-06