0000919574-17-003913.txt : 20170511 0000919574-17-003913.hdr.sgml : 20170511 20170511172335 ACCESSION NUMBER: 0000919574-17-003913 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 EFFECTIVENESS DATE: 20170511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIALECTIC CAPITAL MANAGEMENT, LP CENTRAL INDEX KEY: 0001411512 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12674 FILM NUMBER: 17835519 BUSINESS ADDRESS: STREET 1: 119 ROWAYTON AVENUE STREET 2: 2ND FLOOR CITY: NORWALK STATE: CT ZIP: 06853 BUSINESS PHONE: 212-230-3220 MAIL ADDRESS: STREET 1: 119 ROWAYTON AVENUE STREET 2: 2ND FLOOR CITY: NORWALK STATE: CT ZIP: 06853 FORMER COMPANY: FORMER CONFORMED NAME: DIALECTIC CAPITAL MANAGEMENT, LLC DATE OF NAME CHANGE: 20070904 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001411512 XXXXXXXX 03-31-2017 03-31-2017 false DIALECTIC CAPITAL MANAGEMENT, LP

119 Rowayton Avenue 2nd Floor Norwalk CT 06853

13F HOLDINGS REPORT 028-12674 N John Fichthorn 212-230-3220 /s/ John Fichthorn New York NY 05-11-2017 1 98 155430 1 0001268057 028-14791 Dialectic Offshore, Ltd. INFORMATION TABLE 2 infotable.xml AMGEN INC COM 031162100 509 3100 SH Put DFND 1 3100 0 0 AMGEN INC COM 031162100 804 4900 SH Put SOLE 4900 0 0 B RILEY FINL INC COM 05580M108 5527 368477 SH DFND 1 368477 0 0 B RILEY FINL INC COM 05580M108 5451 363381 SH SOLE 363381 0 0 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 979 30675 SH SOLE 30675 0 0 BROADWIND ENERGY INC COM NEW 11161T207 137 16475 SH SOLE 16475 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 452 11700 SH DFND 1 11700 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 746 19300 SH SOLE 19300 0 0 BWX TECHNOLOGIES INC COM 05605H100 921 19344 SH SOLE 19344 0 0 BWX TECHNOLOGIES INC COM 05605H100 1352 28400 SH Call DFND 1 28400 0 0 BWX TECHNOLOGIES INC COM 05605H100 2218 46600 SH Call SOLE 46600 0 0 C&J ENERGY SVCS INC NEW COM 12674R100 1081 31740 SH DFND 1 31740 0 0 C&J ENERGY SVCS INC NEW COM 12674R100 658 19325 SH SOLE 19325 0 0 CNO FINL GROUP INC COM 12622E103 615 30000 SH SOLE 30000 0 0 COVISINT CORP COM 22357R103 2050 1000000 SH DFND 1 1000000 0 0 COVISINT CORP COM 22357R103 3014 1470000 SH SOLE 1470000 0 0 CRYOLIFE INC COM 228903100 1349 81050 SH DFND 1 81050 0 0 CRYOLIFE INC COM 228903100 889 53367 SH SOLE 53367 0 0 EVERSPIN TECHNOLOGIES INC COM 30041T104 182 21742 SH SOLE 21742 0 0 FORMFACTOR INC COM 346375108 432 36479 SH SOLE 36479 0 0 HC2 HLDGS INC COM 404139107 1533 247204 SH DFND 1 247204 0 0 HC2 HLDGS INC COM 404139107 2085 336296 SH SOLE 336296 0 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 4075 254700 SH DFND 1 254700 0 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 3866 241600 SH SOLE 241600 0 0 IMMERSION CORP COM 452521107 1376 158861 SH DFND 1 158861 0 0 IMMERSION CORP COM 452521107 593 68500 SH SOLE 68500 0 0 INTEL CORP COM 458140100 1420 39380 SH DFND 1 39380 0 0 INTEL CORP COM 458140100 366 10147 SH SOLE 10147 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 920 1200 SH Put DFND 1 1200 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 1380 1800 SH Put SOLE 1800 0 0 INVUITY INC COM NEW 46187J205 1892 238000 SH DFND 1 238000 0 0 INVUITY INC COM NEW 46187J205 1240 156000 SH SOLE 156000 0 0 ISHARES MSCI TURKEY ETF 464286715 207 5787 SH DFND 1 5787 0 0 ISHARES MSCI TURKEY ETF 464286715 330 9213 SH SOLE 9213 0 0 ISHARES TR US HOME CONS ETF 464288752 1186 37100 SH Put DFND 1 37100 0 0 ISHARES TR US HOME CONS ETF 464288752 2012 62900 SH Put SOLE 62900 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2585 18800 SH Put DFND 1 18800 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 4289 31200 SH Put SOLE 31200 0 0 KEMET CORP COM NEW 488360207 501 41730 SH SOLE 41730 0 0 KEY ENERGY SVCS INC DEL COM 49309J103 938 40399 SH DFND 1 40399 0 0 KEY ENERGY SVCS INC DEL COM 49309J103 345 14869 SH SOLE 14869 0 0 KITE PHARMA INC COM 49803L109 678 8642 SH DFND 1 8642 0 0 KITE PHARMA INC COM 49803L109 1127 14358 SH SOLE 14358 0 0 LONESTAR RES US INC CL A VTG 54240F103 1514 299240 SH DFND 1 299240 0 0 LONESTAR RES US INC CL A VTG 54240F103 1640 324021 SH SOLE 324021 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1509 98888 SH DFND 1 98888 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 388 25406 SH SOLE 25406 0 0 MCKESSON CORP COM 58155Q103 712 4800 SH Put DFND 1 4800 0 0 MCKESSON CORP COM 58155Q103 1142 7700 SH Put SOLE 7700 0 0 MICRON TECHNOLOGY INC COM 595112103 1239 42889 SH DFND 1 42889 0 0 MICRON TECHNOLOGY INC COM 595112103 318 11018 SH SOLE 11018 0 0 MICROSOFT CORP COM 594918104 952 14461 SH SOLE 14461 0 0 NATURAL GROCERS BY VITAMIN C COM 63888U108 389 37400 SH Call DFND 1 37400 0 0 NATURAL GROCERS BY VITAMIN C COM 63888U108 650 62600 SH Call SOLE 62600 0 0 NATURAL RESOURCE PARTNERS L COM UNIT LTD PAR 63900P608 546 15110 SH DFND 1 15110 0 0 NATURAL RESOURCE PARTNERS L COM UNIT LTD PAR 63900P608 714 19757 SH SOLE 19757 0 0 NETLIST INC COM 64118P109 854 862246 SH DFND 1 862246 0 0 NETLIST INC COM 64118P109 508 513636 SH SOLE 513636 0 0 NEWS CORP NEW CL A 65249B109 1495 115000 SH DFND 1 115000 0 0 NEWS CORP NEW CL A 65249B109 390 30000 SH SOLE 30000 0 0 NOKIA CORP SPONSORED ADR 654902204 715 131925 SH DFND 1 131925 0 0 NOKIA CORP SPONSORED ADR 654902204 184 33993 SH SOLE 33993 0 0 PACCAR INC COM 693718108 668 9939 SH SOLE 9939 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 15038 113600 SH Put DFND 1 113600 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 24676 186400 SH Put SOLE 186400 0 0 QUANTUM CORP COM DSSG 747906204 1065 1223587 SH DFND 1 1223587 0 0 QUANTUM CORP COM DSSG 747906204 291 334648 SH SOLE 334648 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 451 19000 SH Put DFND 1 19000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 973 41000 SH Put SOLE 41000 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2433 37400 SH Put DFND 1 37400 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4073 62600 SH Put SOLE 62600 0 0 SENSUS HEALTHCARE INC COM 81728J109 766 174502 SH DFND 1 174502 0 0 SENSUS HEALTHCARE INC COM 81728J109 179 40720 SH SOLE 40720 0 0 SENSUS HEALTHCARE INC *W EXP 06/08/201 81728J117 114 189256 SH DFND 1 189256 0 0 SENSUS HEALTHCARE INC *W EXP 06/08/201 81728J117 25 42000 SH SOLE 42000 0 0 SIGNET JEWELERS LIMITED SHS G81276100 914 13200 SH Put DFND 1 13200 0 0 SIGNET JEWELERS LIMITED SHS G81276100 1510 21800 SH Put SOLE 21800 0 0 STAMPS COM INC COM NEW 852857200 592 5000 SH Call SOLE 5000 0 0 SUN HYDRAULICS CORP COM 866942105 1411 39080 SH DFND 1 39080 0 0 SUN HYDRAULICS CORP COM 866942105 945 26183 SH SOLE 26183 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 481 8116 SH SOLE 8116 0 0 TELENAV INC COM 879455103 499 57668 SH DFND 1 57668 0 0 TELENAV INC COM 879455103 129 14904 SH SOLE 14904 0 0 TERADYNE INC COM 880770102 949 30514 SH SOLE 30514 0 0 TONIX PHARMACEUTICALS HLDG C COM 890260409 187 40000 SH SOLE 40000 0 0 VERSO CORP CL A 92531L207 1588 264700 SH DFND 1 264700 0 0 VERSO CORP CL A 92531L207 1016 169300 SH SOLE 169300 0 0 VONAGE HLDGS CORP COM 92886T201 2604 412078 SH DFND 1 412078 0 0 VONAGE HLDGS CORP COM 92886T201 945 149548 SH SOLE 149548 0 0 WEIBO CORP SPONSORED ADR 948596101 830 15908 SH DFND 1 15908 0 0 WEIBO CORP SPONSORED ADR 948596101 1257 24092 SH SOLE 24092 0 0 WEIBO CORP SPONSORED ADR 948596101 924 17700 SH Put DFND 1 17700 0 0 WEIBO CORP SPONSORED ADR 948596101 1685 32300 SH Put SOLE 32300 0 0 WESCO INTL INC COM 95082P105 697 10018 SH SOLE 10018 0 0 WESTERN DIGITAL CORP COM 958102105 2406 29151 SH DFND 1 29151 0 0 WESTERN DIGITAL CORP COM 958102105 1765 21381 SH SOLE 21381 0 0 WILDHORSE RESOURCE DEV CORP COM 96812T102 934 75115 SH DFND 1 75115 0 0 WILDHORSE RESOURCE DEV CORP COM 96812T102 241 19362 SH SOLE 19362 0 0