0000919574-16-014654.txt : 20160815
0000919574-16-014654.hdr.sgml : 20160815
20160812173735
ACCESSION NUMBER: 0000919574-16-014654
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160812
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DIALECTIC CAPITAL MANAGEMENT, LP
CENTRAL INDEX KEY: 0001411512
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12674
FILM NUMBER: 161829305
BUSINESS ADDRESS:
STREET 1: 119 ROWAYTON AVENUE
STREET 2: 2ND FLOOR
CITY: NORWALK
STATE: CT
ZIP: 06853
BUSINESS PHONE: 212-230-3220
MAIL ADDRESS:
STREET 1: 119 ROWAYTON AVENUE
STREET 2: 2ND FLOOR
CITY: NORWALK
STATE: CT
ZIP: 06853
FORMER COMPANY:
FORMER CONFORMED NAME: DIALECTIC CAPITAL MANAGEMENT, LLC
DATE OF NAME CHANGE: 20070904
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001411512
XXXXXXXX
06-30-2016
06-30-2016
false
DIALECTIC CAPITAL MANAGEMENT, LP
119 Rowayton Avenue
2nd Floor
Norwalk
CT
06853
13F HOLDINGS REPORT
028-12674
N
John Fichthorn
Managing Member of the Filer's General Partner
212-230-3220
/s/ John Fichthorn
New York
NY
08-12-2016
1
186
302926
1
0001268057
028-14791
Dialectic Offshore, Ltd.
INFORMATION TABLE
2
infotable.xml
ACTIVISION BLIZZARD INC
COM
00507V109
567
14319
SH
SOLE
14319
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
2107
53167
SH
DFND
1
53167
0
0
AERCAP HOLDINGS NV
SHS
N00985106
309
9200
SH
SOLE
9200
0
0
AERCAP HOLDINGS NV
SHS
N00985106
437
13000
SH
DFND
1
13000
0
0
ALCENTRA CAP CORP
COM
01374T102
79
6500
SH
SOLE
6500
0
0
ALCENTRA CAP CORP
COM
01374T102
164
13500
SH
DFND
1
13500
0
0
AMAZON COM INC
COM
023135106
116
162
SH
SOLE
162
0
0
AMAZON COM INC
COM
023135106
646
903
SH
DFND
1
903
0
0
AMERICAN EQTY INVT LIFE HLD
COM
025676206
457
32089
SH
SOLE
32089
0
0
AMERICAN EQTY INVT LIFE HLD
COM
025676206
371
26000
SH
Call
SOLE
26000
0
0
AMERICAN EQTY INVT LIFE HLD
COM
025676206
1039
72911
SH
DFND
1
72911
0
0
APIGEE CORP
COM
03765N108
170
13871
SH
SOLE
13871
0
0
APIGEE CORP
COM
03765N108
629
51486
SH
DFND
1
51486
0
0
ARBUTUS BIOPHARMA CORP
COM
03879J100
18
5259
SH
SOLE
5259
0
0
ARBUTUS BIOPHARMA CORP
COM
03879J100
69
19741
SH
DFND
1
19741
0
0
ARES CAP CORP
COM
04010L103
136
9600
SH
SOLE
9600
0
0
ARES CAP CORP
COM
04010L103
361
25400
SH
DFND
1
25400
0
0
ARISTA NETWORKS INC
COM
040413106
1886
29300
SH
Put
SOLE
29300
0
0
ARISTA NETWORKS INC
COM
040413106
1011
15700
SH
Put
DFND
1
15700
0
0
ASSEMBLY BIOSCIENCES INC
COM
045396108
48
8700
SH
SOLE
8700
0
0
ASSEMBLY BIOSCIENCES INC
COM
045396108
171
30812
SH
DFND
1
30812
0
0
B RILEY FINL INC
COM
05580M108
4808
501927
SH
SOLE
501927
0
0
B RILEY FINL INC
COM
05580M108
4145
432694
SH
DFND
1
432694
0
0
BARD C R INC
COM
067383109
1599
6800
SH
Put
SOLE
6800
0
0
BARD C R INC
COM
067383109
753
3200
SH
Put
DFND
1
3200
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
114
2517
SH
SOLE
2517
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
425
9347
SH
DFND
1
9347
0
0
BENEFICIAL BANCORP INC
COM
08171T102
550
43250
SH
SOLE
43250
0
0
BENEFICIAL BANCORP INC
COM
08171T102
738
58032
SH
DFND
1
58032
0
0
BLUE HILLS BANCORP INC
COM
095573101
593
40200
SH
SOLE
40200
0
0
BLUE HILLS BANCORP INC
COM
095573101
989
67000
SH
DFND
1
67000
0
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
180
6086
SH
SOLE
6086
0
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
665
22437
SH
DFND
1
22437
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
2955
65300
SH
Put
SOLE
65300
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
1571
34700
SH
Put
DFND
1
34700
0
0
BWX TECHNOLOGIES INC
COM
05605H100
547
15291
SH
SOLE
15291
0
0
BWX TECHNOLOGIES INC
COM
05605H100
2030
56748
SH
DFND
1
56748
0
0
CACI INTL INC
CL A
127190304
203
2249
SH
SOLE
2249
0
0
CACI INTL INC
CL A
127190304
749
8287
SH
DFND
1
8287
0
0
CARMAX INC
COM
143130102
867
17690
SH
SOLE
17690
0
0
CARMAX INC
COM
143130102
4040
82400
SH
Put
SOLE
82400
0
0
CARMAX INC
COM
143130102
410
8361
SH
DFND
1
8361
0
0
CARMAX INC
COM
143130102
1942
39600
SH
Put
DFND
1
39600
0
0
COVISINT CORP
COM
22357R103
2965
1360067
SH
SOLE
1360067
0
0
COVISINT CORP
COM
22357R103
2165
993000
SH
DFND
1
993000
0
0
CREDIT ACCEP CORP MICH
COM
225310101
278
1500
SH
SOLE
1500
0
0
CSRA INC
COM
12650T104
210
8949
SH
SOLE
8949
0
0
CSRA INC
COM
12650T104
778
33215
SH
DFND
1
33215
0
0
CURRENCYSHS JAPANESE YEN TR
JAPANESE YEN
23130A102
4108
43900
SH
Put
SOLE
43900
0
0
CURRENCYSHS JAPANESE YEN TR
JAPANESE YEN
23130A102
1975
21100
SH
Put
DFND
1
21100
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
436
10000
SH
Put
SOLE
10000
0
0
EAGLE PT CR CO LLC
COM
269808101
362
22500
SH
SOLE
22500
0
0
EAGLE PT CR CO LLC
COM
269808101
604
37500
SH
DFND
1
37500
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
678
6800
SH
Put
SOLE
6800
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
319
3200
SH
Put
DFND
1
3200
0
0
ELDORADO RESORTS INC
COM
28470R102
223
14672
SH
SOLE
14672
0
0
ELDORADO RESORTS INC
COM
28470R102
839
55205
SH
DFND
1
55205
0
0
EMCORE CORP
COM NEW
290846203
221
37161
SH
SOLE
37161
0
0
EMCORE CORP
COM NEW
290846203
819
137820
SH
DFND
1
137820
0
0
EURONAV NV ANTWERPEN
SHS
B38564108
185
20187
SH
SOLE
20187
0
0
EURONAV NV ANTWERPEN
SHS
B38564108
687
74910
SH
DFND
1
74910
0
0
EXACT SCIENCES CORP
COM
30063P105
716
58467
SH
SOLE
58467
0
0
EXACT SCIENCES CORP
COM
30063P105
378
30833
SH
DFND
1
30833
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
3805
50200
SH
Put
SOLE
50200
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1880
24800
SH
Put
DFND
1
24800
0
0
FIDELITY & GTY LIFE
COM
315785105
596
25711
SH
SOLE
25711
0
0
FIDELITY & GTY LIFE
COM
315785105
285
12289
SH
DFND
1
12289
0
0
FIRST CONN BANCORP INC MD
COM
319850103
136
8200
SH
SOLE
8200
0
0
FIRST CONN BANCORP INC MD
COM
319850103
339
20500
SH
DFND
1
20500
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
332
20000
SH
SOLE
20000
0
0
GRAMERCY PPTY TR
COM
385002100
208
22600
SH
SOLE
22600
0
0
GRAMERCY PPTY TR
COM
385002100
534
57900
SH
DFND
1
57900
0
0
GREEN DOT CORP
CL A
39304D102
441
19202
SH
SOLE
19202
0
0
GREEN DOT CORP
CL A
39304D102
1639
71277
SH
DFND
1
71277
0
0
GUESS INC
COM
401617105
104
6891
SH
SOLE
6891
0
0
GUESS INC
COM
401617105
385
25577
SH
DFND
1
25577
0
0
HARBORONE BANCORP INC
COM
41165F101
194
15000
SH
SOLE
15000
0
0
HARLEY DAVIDSON INC
COM
412822108
2605
57500
SH
Put
SOLE
57500
0
0
HARLEY DAVIDSON INC
COM
412822108
1246
27500
SH
Put
DFND
1
27500
0
0
HC2 HLDGS INC
COM
404139107
245
57000
SH
SOLE
57000
0
0
HC2 HLDGS INC
COM
404139107
538
125000
SH
DFND
1
125000
0
0
HUBSPOT INC
COM
443573100
734
16900
SH
Put
SOLE
16900
0
0
HUBSPOT INC
COM
443573100
352
8100
SH
Put
DFND
1
8100
0
0
IMMERSION CORP
COM
452521107
891
121351
SH
SOLE
121351
0
0
IMMERSION CORP
COM
452521107
1412
192349
SH
DFND
1
192349
0
0
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
100
10860
SH
SOLE
10860
0
0
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
362
39140
SH
DFND
1
39140
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
1689
20500
SH
Put
SOLE
20500
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
659
8000
SH
Put
DFND
1
8000
0
0
JACK IN THE BOX INC
COM
466367109
868
10100
SH
Put
SOLE
10100
0
0
JACK IN THE BOX INC
COM
466367109
421
4900
SH
Put
DFND
1
4900
0
0
KEARNY FINL CORP MD
COM
48716P108
433
34400
SH
SOLE
34400
0
0
KEARNY FINL CORP MD
COM
48716P108
789
62700
SH
DFND
1
62700
0
0
KITE PHARMA INC
COM
49803L109
500
10000
SH
Put
SOLE
10000
0
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
799
6700
SH
Put
SOLE
6700
0
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
394
3300
SH
Put
DFND
1
3300
0
0
LINCOLN NATL CORP IND
COM
534187109
280
7220
SH
SOLE
7220
0
0
LINCOLN NATL CORP IND
COM
534187109
763
19680
SH
DFND
1
19680
0
0
LKQ CORP
COM
501889208
542
17101
SH
SOLE
17101
0
0
LKQ CORP
COM
501889208
783
24707
SH
DFND
1
24707
0
0
LOUISIANA PAC CORP
COM
546347105
318
18309
SH
SOLE
18309
0
0
LOUISIANA PAC CORP
COM
546347105
1179
67961
SH
DFND
1
67961
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
472
49569
SH
SOLE
49569
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
1753
183993
SH
DFND
1
183993
0
0
MCDONALDS CORP
COM
580135101
2022
16800
SH
Put
SOLE
16800
0
0
MCDONALDS CORP
COM
580135101
987
8200
SH
Put
DFND
1
8200
0
0
MERCURY SYS INC
COM
589378108
67
2700
SH
SOLE
2700
0
0
MERCURY SYS INC
COM
589378108
257
10321
SH
DFND
1
10321
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
323
14268
SH
SOLE
14268
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
1200
53036
SH
DFND
1
53036
0
0
MICRON TECHNOLOGY INC
COM
595112103
198
14406
SH
SOLE
14406
0
0
MICRON TECHNOLOGY INC
COM
595112103
735
53394
SH
DFND
1
53394
0
0
MUELLER WTR PRODS INC
COM SER A
624758108
326
28557
SH
SOLE
28557
0
0
MUELLER WTR PRODS INC
COM SER A
624758108
1211
106000
SH
DFND
1
106000
0
0
NEWS CORP NEW
CL A
65249B109
239
21080
SH
SOLE
21080
0
0
NEWS CORP NEW
CL A
65249B109
896
78920
SH
DFND
1
78920
0
0
NMI HLDGS INC
CL A
629209305
3244
592000
SH
SOLE
592000
0
0
NMI HLDGS INC
CL A
629209305
1973
360000
SH
DFND
1
360000
0
0
NORTHROP GRUMMAN CORP
COM
666807102
454
2043
SH
SOLE
2043
0
0
NORTHROP GRUMMAN CORP
COM
666807102
7446
33500
SH
Call
SOLE
33500
0
0
NORTHROP GRUMMAN CORP
COM
666807102
1685
7582
SH
DFND
1
7582
0
0
NORTHROP GRUMMAN CORP
COM
666807102
3668
16500
SH
Call
DFND
1
16500
0
0
NORTHSTAR ASSET MGMT GROUP I
COM
66705Y104
240
23500
SH
SOLE
23500
0
0
NORTHSTAR ASSET MGMT GROUP I
COM
66705Y104
511
50000
SH
DFND
1
50000
0
0
NUCOR CORP
COM
670346105
267
5400
SH
Put
SOLE
5400
0
0
OWENS CORNING NEW
COM
690742101
112
2168
SH
SOLE
2168
0
0
OWENS CORNING NEW
COM
690742101
415
8051
SH
DFND
1
8051
0
0
PANERA BREAD CO
CL A
69840W108
1717
8100
SH
Put
SOLE
8100
0
0
PANERA BREAD CO
CL A
69840W108
827
3900
SH
Put
DFND
1
3900
0
0
PARSLEY ENERGY INC
CL A
701877102
233
8600
SH
SOLE
8600
0
0
PARSLEY ENERGY INC
CL A
701877102
857
31657
SH
DFND
1
31657
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
2334
21700
SH
Put
SOLE
21700
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
462
4300
SH
Put
DFND
1
4300
0
0
PRESTIGE BRANDS HLDGS INC
COM
74112D101
560
10100
SH
Put
SOLE
10100
0
0
PRESTIGE BRANDS HLDGS INC
COM
74112D101
271
4900
SH
Put
DFND
1
4900
0
0
RESMED INC
COM
761152107
3199
50600
SH
Put
SOLE
50600
0
0
RESMED INC
COM
761152107
1543
24400
SH
Put
DFND
1
24400
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
385
20180
SH
SOLE
20180
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
187
9820
SH
DFND
1
9820
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
11314
202000
SH
Call
SOLE
202000
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
5489
98000
SH
Call
DFND
1
98000
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1250
54700
SH
Put
SOLE
54700
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
578
25300
SH
Put
DFND
1
25300
0
0
SENSUS HEALTHCARE INC
UNIT 99/99/9999
81728J208
354
54500
SH
SOLE
54500
0
0
SENSUS HEALTHCARE INC
UNIT 99/99/9999
81728J208
1293
199215
SH
DFND
1
199215
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
670
10590
SH
SOLE
10590
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
2486
39289
SH
DFND
1
39289
0
0
SOLAR CAP LTD
COM
83413U100
600
31500
SH
SOLE
31500
0
0
SOLAR CAP LTD
COM
83413U100
1334
70000
SH
DFND
1
70000
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
2568
20300
SH
SOLE
20300
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
7272
57500
SH
Call
SOLE
57500
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
1227
9700
SH
DFND
1
9700
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
3478
27500
SH
Call
DFND
1
27500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
57480
274400
SH
Call
SOLE
274400
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
26310
125600
SH
Call
DFND
1
125600
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
1466
5381
SH
SOLE
5381
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
5433
19946
SH
DFND
1
19946
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
368
50783
SH
SOLE
50783
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
176
24219
SH
DFND
1
24219
0
0
STARBUCKS CORP
COM
855244109
965
16900
SH
Put
SOLE
16900
0
0
STARBUCKS CORP
COM
855244109
463
8100
SH
Put
DFND
1
8100
0
0
TASER INTL INC
COM
87651B104
107
4317
SH
SOLE
4317
0
0
TASER INTL INC
COM
87651B104
398
16000
SH
DFND
1
16000
0
0
TCP CAP CORP
COM
87238Q103
260
17000
SH
SOLE
17000
0
0
TCP CAP CORP
COM
87238Q103
458
30000
SH
DFND
1
30000
0
0
TEEKAY TANKERS LTD
CL A
Y8565N102
223
74819
SH
SOLE
74819
0
0
TEEKAY TANKERS LTD
CL A
Y8565N102
827
277591
SH
DFND
1
277591
0
0
TERRITORIAL BANCORP INC
COM
88145X108
228
8600
SH
SOLE
8600
0
0
TERRITORIAL BANCORP INC
COM
88145X108
503
19000
SH
DFND
1
19000
0
0
TESLA MTRS INC
COM
88160R101
1422
6700
SH
Put
SOLE
6700
0
0
TESLA MTRS INC
COM
88160R101
701
3300
SH
Put
DFND
1
3300
0
0
THL CR INC
COM
872438106
111
10000
SH
SOLE
10000
0
0
TRIPLEPOINT VENTURE GROWTH B
COM
89677Y100
935
88300
SH
SOLE
88300
0
0
TRIPLEPOINT VENTURE GROWTH B
COM
89677Y100
1413
133381
SH
DFND
1
133381
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
8614
151100
SH
Put
SOLE
151100
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
4213
73900
SH
Put
DFND
1
73900
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
1374
7148
SH
SOLE
7148
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
5099
26527
SH
DFND
1
26527
0
0
VONAGE HLDGS CORP
COM
92886T201
2332
382345
SH
SOLE
382345
0
0
VONAGE HLDGS CORP
COM
92886T201
2699
442525
SH
DFND
1
442525
0
0
WHOLE FOODS MKT INC
COM
966837106
111
3454
SH
SOLE
3454
0
0
WHOLE FOODS MKT INC
COM
966837106
679
21200
SH
Call
SOLE
21200
0
0
WHOLE FOODS MKT INC
COM
966837106
411
12821
SH
DFND
1
12821
0
0
WHOLE FOODS MKT INC
COM
966837106
2523
78800
SH
Call
DFND
1
78800
0
0
XILINX INC
COM
983919101
224
4859
SH
SOLE
4859
0
0
XILINX INC
COM
983919101
825
17888
SH
DFND
1
17888
0
0