0000919574-15-001711.txt : 20150218 0000919574-15-001711.hdr.sgml : 20150216 20150217092548 ACCESSION NUMBER: 0000919574-15-001711 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 EFFECTIVENESS DATE: 20150217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIALECTIC CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001411512 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12674 FILM NUMBER: 15618432 BUSINESS ADDRESS: STREET 1: 17 STATE STREET STREET 2: SUITE 3930 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212-230-3220 MAIL ADDRESS: STREET 1: 17 STATE STREET STREET 2: SUITE 3930 CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001411512 XXXXXXXX 12-31-2014 12-31-2014 false DIALECTIC CAPITAL MANAGEMENT, LLC

17 State Street Suite 3930 New York NY 10004

13F HOLDINGS REPORT 028-12674 N John Fichthorn 212-230-3220 /s/ John Fichthorn New York NY 02-17-2015 1 387 530037 1 0001268057 028-14791 Dialectic Offshore, Ltd. 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78388J106 1910 17241 SH DFND 1 17241 0 0 SBA COMMUNICATIONS CORP COM 78388J106 1628 14700 SH Call DFND 1 14700 0 0 SCHLUMBERGER LTD COM 806857108 2912 34100 SH Put SOLE 34100 0 0 SCHLUMBERGER LTD COM 806857108 2212 25900 SH Put DFND 1 25900 0 0 SEADRILL LIMITED COM G7945E105 679 56900 SH Call SOLE 56900 0 0 SEADRILL LIMITED COM G7945E105 515 43100 SH Call DFND 1 43100 0 0 SEATTLE GENETICS INC COM 812578102 694 21600 SH Put SOLE 21600 0 0 SEATTLE GENETICS INC COM 812578102 752 23400 SH Put DFND 1 23400 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 4932 62300 SH Put SOLE 62300 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 3776 47700 SH Put DFND 1 47700 0 0 SKULLCANDY INC COM 83083J104 137 14915 SH SOLE 14915 0 0 SKULLCANDY INC COM 83083J104 518 56355 SH DFND 1 56355 0 0 SMUCKER J M CO COM NEW 832696405 1010 10000 SH Call SOLE 10000 0 0 SMUCKER J M CO COM NEW 832696405 1010 10000 SH Call DFND 1 10000 0 0 SOLAR CAP LTD COM 83413U100 561 31141 SH SOLE 31141 0 0 SOLAR CAP LTD COM 83413U100 2141 118859 SH DFND 1 118859 0 0 SOLAR SR CAP LTD COM 83416M105 311 20778 SH SOLE 20778 0 0 SOLAR SR CAP LTD COM 83416M105 1186 79222 SH DFND 1 79222 0 0 SONUS NETWORKS INC COM 835916107 241 60758 SH SOLE 60758 0 0 SONUS NETWORKS INC COM 835916107 911 229475 SH DFND 1 229475 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 8235 72500 SH Call SOLE 72500 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 9086 80000 SH Call DFND 1 80000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4065 19776 SH SOLE 19776 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 11634 56600 SH Call SOLE 56600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 987 4800 SH Put SOLE 4800 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4157 20224 SH DFND 1 20224 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 8920 43400 SH Call DFND 1 43400 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1069 5200 SH Put DFND 1 5200 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 4106 85800 SH Put SOLE 85800 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 3073 64200 SH Put DFND 1 64200 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 929 11459 SH SOLE 11459 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 1297 16000 SH Call SOLE 16000 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 846 10431 SH DFND 1 10431 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 4013 49500 SH Call DFND 1 49500 0 0 STARWOOD PPTY TR INC COM 85571B105 480 20645 SH SOLE 20645 0 0 STARWOOD PPTY TR INC COM 85571B105 1844 79355 SH DFND 1 79355 0 0 STEEL DYNAMICS INC COM 858119100 1131 57300 SH Call SOLE 57300 0 0 STEEL DYNAMICS INC COM 858119100 843 42700 SH Call DFND 1 42700 0 0 STORE CAP CORP COM 862121100 589 27238 SH SOLE 27238 0 0 STORE CAP CORP COM 862121100 442 20455 SH DFND 1 20455 0 0 STRATASYS LTD SHS M85548101 1995 24000 SH Put SOLE 24000 0 0 STRATASYS LTD SHS M85548101 2161 26000 SH Put DFND 1 26000 0 0 SUNEDISON SEMICONDUCTOR LTD SHS Y8213L102 285 15355 SH SOLE 15355 0 0 SUNEDISON SEMICONDUCTOR LTD SHS Y8213L102 1096 58994 SH DFND 1 58994 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 1104 29858 SH SOLE 29858 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 830 22449 SH DFND 1 22449 0 0 TASER INTL INC COM 87651B104 99 3734 SH SOLE 3734 0 0 TASER INTL INC COM 87651B104 374 14110 SH DFND 1 14110 0 0 TESLA MTRS INC COM 88160R101 3158 14200 SH Put SOLE 14200 0 0 TESLA MTRS INC COM 88160R101 3514 15800 SH Put DFND 1 15800 0 0 THL CR INC COM 872438106 219 18648 SH SOLE 18648 0 0 THL CR INC COM 872438106 839 71352 SH DFND 1 71352 0 0 TIME WARNER CABLE INC COM 88732J207 595 3910 SH SOLE 3910 0 0 TIME WARNER CABLE INC COM 88732J207 1644 10812 SH DFND 1 10812 0 0 TIME WARNER INC COM NEW 887317303 301 3524 SH SOLE 3524 0 0 TIME WARNER INC COM NEW 887317303 333 3900 SH Call SOLE 3900 0 0 TIME WARNER INC COM NEW 887317303 836 9786 SH DFND 1 9786 0 0 TIME WARNER INC COM NEW 887317303 948 11100 SH Call DFND 1 11100 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 1393 104530 SH SOLE 104530 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 2685 201399 SH DFND 1 201399 0 0 TRANSOCEAN PARTNERS LLC COM UNIT RP LT Y8977Y100 2086 113800 SH Call SOLE 113800 0 0 TRANSOCEAN PARTNERS LLC COM UNIT RP LT Y8977Y100 1580 86200 SH Call DFND 1 86200 0 0 TWO HBRS INVT CORP COM 90187B101 409 40804 SH SOLE 40804 0 0 TWO HBRS INVT CORP COM 90187B101 1595 159196 SH DFND 1 159196 0 0 U S G CORP COM NEW 903293405 1604 57300 SH Put SOLE 57300 0 0 U S G CORP COM NEW 903293405 1195 42700 SH Put DFND 1 42700 0 0 UNION PAC CORP COM 907818108 3383 28400 SH Put SOLE 28400 0 0 UNION PAC CORP COM 907818108 2573 21600 SH Put DFND 1 21600 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 1016 7100 SH Put SOLE 7100 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 1131 7900 SH Put DFND 1 7900 0 0 VIACOM INC NEW CL B 92553P201 1181 15700 SH Call SOLE 15700 0 0 VIACOM INC NEW CL B 92553P201 3334 44300 SH Call DFND 1 44300 0 0 VONAGE HLDGS CORP COM 92886T201 990 259723 SH SOLE 259723 0 0 VONAGE HLDGS CORP COM 92886T201 1410 370011 SH DFND 1 370011 0 0 VOXELJET AG ADS 92912L107 482 59300 SH Call SOLE 59300 0 0 VOXELJET AG ADS 92912L107 540 66500 SH Put DFND 1 66500 0 0 WIDEPOINT CORP COM 967590100 531 384494 SH SOLE 384494 0 0 WIDEPOINT CORP COM 967590100 1396 1011821 SH DFND 1 1011821 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1280 26000 SH Call SOLE 26000 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1182 24000 SH Call DFND 1 24000 0 0 ZYNGA INC COM NEW 98986T108 164 61623 SH SOLE 61623 0 0 ZYNGA INC COM NEW 98986T108 551 207085 SH DFND 1 207085 0 0