-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rq1zwVDyWioy/QOaBI/ZmVoVEC2u+kbuKe9hZEGOUwX6bb2OF/dTWYY03DTtGZgM hiafGzIcmMgDPbekMX+mkA== 0000919574-08-004365.txt : 20080813 0000919574-08-004365.hdr.sgml : 20080813 20080813110057 ACCESSION NUMBER: 0000919574-08-004365 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080813 DATE AS OF CHANGE: 20080813 EFFECTIVENESS DATE: 20080813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIALECTIC CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001411512 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12674 FILM NUMBER: 081011924 BUSINESS ADDRESS: STREET 1: 153 EAST 53RD STREET, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-230-3220 MAIL ADDRESS: STREET 1: 153 EAST 53RD STREET, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d906529_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended June 30, 2008 Check here if Amendment: |_|; Amendment Number: This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Dialectic Capital Management, LLC Address: 153 East 53rd Street, 29th Floor New York, New York 10022 13F File Number: 028-12647 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Fichthorn Title: Managing Member Phone: 212-230-3220 Signature, Place and Date of Signing: /s/John Fichthorn New York, New York August 13, 2008 - ---------------------- ------------------ -------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 101 Form 13F Information Table Value Total: 201,375 (thousands) List of Other Included Managers: None 13-F file Number Name FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE AMAZON COM INC COM 023135106 257 3,500 SH SOLE 3,500 AMERICAN SUPERCONDUCTOR CORP COM 030111108 342 400 SH PUT SOLE 400 AMERISTAR CASINOS INC COM 03070Q101 276 20,000 SH SOLE 20,000 ANHEUSER BUSCH COS INC COM 035229103 2,906 46,781 SH SOLE 46,781 APPLE INC COM 037833100 936 5,590 SH SOLE 5,590 APPLIED MATLS INC COM 038222105 764 40,000 SH SOLE 40,000 ARROW ELECTRS INC COM 042735100 461 15,000 SH SOLE 15,000 ATMEL CORP COM 049513104 348 100,000 SH SOLE 100,000 AVANEX CORP COM 05348W109 396 350,000 SH SOLE 350,000 AVNET INC COM 053807103 546 20,000 SH SOLE 20,000 BANK OF AMERICA CORPORATION COM 060505104 537 22,500 SH SOLE 22,500 BOOKHAM INC COM 09856E105 542 320,984 SH SOLE 320,984 CBRL GROUP INC COM 12489V106 400 16,300 SH SOLE 16,300 CALIFORNIA MICRO DEVICES COR COM 130439102 5,551 1,784,842 SH SOLE 1,784,842 CALLIDUS SOFTWARE INC COM 13123E500 3,136 627,123 SH SOLE 627,123 CIENA CORP COM NEW 171779309 521 22,500 SH SOLE 22,500 CITRIX SYS INC COM 177376100 1,159 39,394 SH SOLE 39,394 COGENT COMM GROUP INC COM NEW 19239V302 1,005 75,000 SH SOLE 75,000 COMCAST CORP NEW CL A SPL 20030N200 5,347 285,000 SH SOLE 285,000 CONNS INC COM 208242107 422 1,043 SH PUT SOLE 1,043 CORN PRODS INTL INC COM 219023108 1,830 37,264 SH SOLE 37,264 CYPRESS SEMICONDUCTOR CORP COM 232806109 1,188 48,000 SH SOLE 48,000 DIGI INTL INC COM 253798102 196 25,000 SH SOLE 25,000 DR PEPPER SNAPPLE GROUP INC COM 26138E109 1,699 81,000 SH SOLE 81,000 E M C CORP MASS COM 268648102 2,204 150,000 SH SOLE 150,000 EPIQ SYS INC COM 26882D109 1,089 76,702 SH SOLE 76,702 EBAY INC COM 278642103 615 22,500 SH SOLE 22,500 ELECTRONIC ARTS INC COM 285512109 3,397 76,458 SH SOLE 76,458 EXFO ELECTRO OPTICAL ENGR IN SUB VTG SHS 302043104 512 115,000 SH SOLE 115,000 FEI CO COM 30241L109 456 20,000 SH SOLE 20,000 FIFTH STREET FINANCE CORP COM 31678A103 834 81,084 SH SOLE 81,084 FINISAR COM 31787A101 179 150,000 SH SOLE 150,000 FULL HOUSE RESORTS INC COM 359678109 1,433 682,272 SH SOLE 682,272 GSE SYS INC COM 36227K106 2,581 289,680 SH SOLE 289,680 GENERAL MLS INC COM 370334104 3,707 61,000 SH SOLE 61,000 GULFMARK OFFSHORE INC COM 402629109 5,527 95,000 SH SOLE 95,000 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 538 105,000 SH SOLE 105,000 HOKU SCIENTIFIC INC COM 434712105 873 3,035 SH PUT SOLE 3,035 HUTCHISON TELECOMM INTL LTD SPONSORED ADR 44841T107 886 41,717 SH SOLE 41,717 IKANOS COMMUNICATIONS COM 45173E105 8,272 2,454,682 SH SOLE 2,454,682 INFORMATICA CORP COM 45666Q102 752 50,000 SH SOLE 50,000 INTEL CORP COM 458140100 2,309 107,501 SH SOLE 107,501 INTERVOICE INC NEW COM 461142101 5,738 1,006,608 SH SOLE 1,006,608 J CREW GROUP INC COM 46612H402 1,882 57,000 SH SOLE 57,000 KAYDON CORP COM 486587108 3,249 63,200 SH SOLE 63,200 KELLOGG CO COM 487836108 4,322 90,000 SH SOLE 90,000 LDK SOLAR CO LTD SPONSORED ADR 50183L107 360 752 SH PUT SOLE 500 LEADIS TECHNOLOGY INC COM 52171N103 4,456 2,785,000 SH SOLE 2,785,000 LINEAR TECHNOLOGY CORP COM 535678106 814 25,000 SH SOLE 25,000 LONGS DRUG STORES CORP COM 543162101 2,553 60,626 SH SOLE 60,626 MELCO PBL ENTMNT LTD ADR 585464100 1,966 210,968 SH SOLE 210,968 MICROSOFT CORP COM 594918104 1,926 70,000 SH SOLE 70,000 MONOLITHIC PWR SYS INC COM 609839105 973 45,000 SH SOLE 45,000 NEWS CORP CL A 65248E104 2,699 179,480 SH SOLE 179,480 OLIN CORP COM PAR $1 680665205 1,702 65,000 SH SOLE 65,000 ON SEMICONDUCTOR CORP COM 682189105 688 75,000 SH SOLE 75,000 OPNEXT INC COM 68375V105 484 90,000 SH SOLE 90,000 ORACLE CORP COM 68389X105 1,524 72,570 SH SOLE 72,570 ORION ENERGY SYSTEMS INC COM 686275108 200 20,000 SH SOLE 20,000 PACIFIC SUNWEAR CALIF INC COM 694873100 1,836 215,280 SH SOLE 215,280 PATRIOT TRANSN HLDG INC COM 70337B102 1,252 15,653 SH SOLE 15,653 PERVASIVE SOFTWARE INC COM 715710109 2,777 647,225 SH SOLE 647,225 PHILIP MORRIS INTL INC COM 718172109 5,567 112,716 SH SOLE 112,716 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1,807 40,000 SH SOLE 40,000 PRAXAIR INC COM 74005P104 471 5,000 SH SOLE 5,000 PROCTER & GAMBLE CO COM 742718109 5,290 87,000 SH SOLE 87,000 PROGRESS SOFTWARE CORP COM 743312100 2,046 80,000 SH SOLE 80,000 PROSHARES TR ULTRSHRT 20YRS 74347R297 6,769 98,713 SH SOLE 98,713 PROSHARES TR ULTRSHRT 7-10Y 74347R313 5,797 82,100 SH SOLE 82,100 PROSHARES TR ULTR SHRT MSCI 74347R354 6,728 89,000 SH SOLE 89,000 PROSHARES TR ULTRASHRT O&G 74347R586 2,720 101,818 SH SOLE 101,818 PROSHARES TR ULTRA FINL PRO 74347R743 4,270 212,000 SH SOLE 212,000 QUANTUM CORP COM DSSG 747906204 2,835 2,100,100 SH SOLE 2,100,100 QUEST SOFTWARE INC COM 74834T103 1,037 70,000 SH SOLE 70,000 RAMBUS INC DEL COM 750917106 763 40,000 SH SOLE 40,000 REGAL ENTMT GROUP CL A 758766109 4,966 325,000 SH SOLE 325,000 RENESOLA LTD SPONS ADS 75971T103 1,082 62,570 SH SOLE 62,570 REPUBLIC AWYS HLDGS INC COM 760276105 3,147 363,362 SH SOLE 363,362 SPDR TR UNIT SER 1 78462F103 2,560 20,000 SH SOLE 20,000 SPSS INC COM 78462K102 909 25,000 SH SOLE 25,000 SRS LABS INC COM 78464M106 5,187 804,207 SH SOLE 804,207 SABA SOFTWARE INC COM NEW 784932600 964 300,219 SH SOLE 300,219 SAFEWAY INC COM NEW 786514208 3,826 134,002 SH SOLE 134,002 SHORETEL INC COM 825211105 395 89,300 SH SOLE 89,300 SMITH & WESSON HLDG CORP COM 831756101 2,030 389,635 SH SOLE 389,635 SMITHFIELD FOODS INC COM 832248108 1,368 68,831 SH SOLE 68,831 SMUCKER J M CO COM NEW 832696405 729 17,950 SH SOLE 17,950 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 353 500 SH PUT SOLE 500 SONY CORP ADR NEW 835699307 2,024 46,283 SH SOLE 46,283 THQ INC COM NEW 872443403 3,217 158,792 SH SOLE 158,792 TEMPLE INLAND INC COM 879868107 507 45,000 SH SOLE 45,000 TRIDENT MICROSYSTEMS INC COM 895919108 2,134 584,525 SH SOLE 584,525 TRINA SOLAR LIMITED SPON ADR 89628E104 1,648 53,800 SH SOLE 53,800 UST INC COM 902911106 3,940 72,144 SH SOLE 72,144 US BANCORP DEL COM NEW 902973304 1,395 50,000 SH SOLE 50,000 VMWARE INC CL A COM 928563402 858 400 SH PUT SOLE 400 WAUSAU PAPER CORP COM 943315101 269 34,900 SH SOLE 34,900 ASSURED GUARANTY LTD COM G0585R106 360 20,000 SH SOLE 20,000 BLUEPHOENIX SOLUTIONS LTD SHS M20157109 1,510 327,500 SH SOLE 327,500 TTI TEAM TELECOM INTL LTD ORD M88258104 1,081 514,753 SH SOLE 514,753 BANCO LATINOAMERICANO DE EXP CL E P16994132 486 30,000 SH SOLE 30,000
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