0001411207-16-000280.txt : 20160401 0001411207-16-000280.hdr.sgml : 20160401 20160401155848 ACCESSION NUMBER: 0001411207-16-000280 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160330 FILED AS OF DATE: 20160401 DATE AS OF CHANGE: 20160401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAVIN RICHARD P CENTRAL INDEX KEY: 0001171774 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 161546991 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-03-30 0001411207 Allison Transmission Holdings Inc ALSN 0001171774 LAVIN RICHARD P ONE ALLISON WAY INDIANAPOLIS IN 46222 1 0 0 0 Common Stock 2016-03-31 4 A 0 231 0 A 231 D Restricted Stock Units 2016-03-30 4 A 0 620 0 A Common Stock 620 620 D The common stock award respresents the reporting person's prorated annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. The number of shares of common stock received was calculated based on $26.98, which was the closing price of the Company's common stock on the date of grant. The restricted stock units ("RSUs") represent the reporting person's prorated annual equity award under the Policy. Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. The number of RSUs received was calculated based on $26.87, which was the closing price of the Company's common stock on the date of grant. /s/ Eric C. Scroggins, Attorney-in-Fact (power of attorney filed herewith) 2016-04-01