0001411207-13-000113.txt : 20130702
0001411207-13-000113.hdr.sgml : 20130702
20130702205838
ACCESSION NUMBER: 0001411207-13-000113
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130702
DATE AS OF CHANGE: 20130702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Graziosi David S.
CENTRAL INDEX KEY: 0001543492
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 13950728
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-06-30
0001411207
Allison Transmission Holdings Inc
ALSN
0001543492
Graziosi David S.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
Exec VP, CFO and Treasurer
Common Stock
2013-06-30
4
M
0
65000
A
115845
D
Common Stock
2013-06-30
4
F
0
30128
23.08
D
85717
D
Common Stock
2013-06-30
4
M
0
501
A
86218
D
Common Stock
2013-06-30
4
F
0
234
23.08
D
85984
D
Restricted Stock Units
2013-06-30
4
M
0
65000
0
D
Common Stock
65000
85000
D
Dividend Equivalent Rights
2013-06-30
4
M
0
501
0
D
Common Stock
501
720
D
Settlement of restricted stock units ("RSUs"). On December 21, 2012, the reporting person was granted 150,000 RSUs, vesting in two installments as follows: 65,000 on June 30, 2013 and 85,000 on December 15, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs.
Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs.
Eric C. Scroggins, attorney-in-fact
2013-07-02