0001062993-24-004602.txt : 20240227
0001062993-24-004602.hdr.sgml : 20240227
20240227164421
ACCESSION NUMBER: 0001062993-24-004602
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240220
FILED AS OF DATE: 20240227
DATE AS OF CHANGE: 20240227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Graziosi David S.
CENTRAL INDEX KEY: 0001543492
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 24687743
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-02-20
0001411207
Allison Transmission Holdings Inc
ALSN
0001543492
Graziosi David S.
C/O ALLISON TRANSMISSION HOLDINGS, INC.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
1
1
0
0
Chair, President and CEO
0
Common Stock
2024-02-20
4
M
0
76318
43.13
A
201797
D
Common Stock
2024-02-20
4
S
0
76318
70.5737
D
125479
D
Common Stock
2024-02-24
4
M
0
14767
A
140246
D
Common Stock
2024-02-24
4
M
0
593
A
140839
D
Common Stock
2024-02-24
4
F
0
6775
74.63
D
134064
D
Employee Stock Option (right to buy)
43.13
2024-02-20
4
M
0
76318
0
D
2031-02-10
Common Stock
76318
38160
D
Restricted Stock Units
2024-02-24
4
M
0
14767
0
D
Common Stock
14767
14767
D
Dividend Equivalent Rights
2024-02-24
4
M
0
593
0
D
Common Stock
593
1091
D
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $70.0292 to $70.9800. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Settlement of restricted stock units ("RSUs") granted on February 24, 2022. Each RSU represents a contingent right to receive one share of ALSN common stock.
Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.
The option vested in three equal annual installments beginning on February 10, 2022.
/s/Preston B. Ray, attorney-in-fact
2024-02-27