0001062993-24-004591.txt : 20240227
0001062993-24-004591.hdr.sgml : 20240227
20240227163924
ACCESSION NUMBER: 0001062993-24-004591
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240223
FILED AS OF DATE: 20240227
DATE AS OF CHANGE: 20240227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: van Niekerk Teresa
CENTRAL INDEX KEY: 0001918190
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 24687652
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-02-23
0001411207
Allison Transmission Holdings Inc
ALSN
0001918190
van Niekerk Teresa
C/O ALLISON TRANSMISSION HOLDINGS, INC.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
VP, Chief Procurement Officer
0
Common Stock
2024-02-23
4
M
0
1101
A
18686
D
Common Stock
2024-02-23
4
M
0
42
A
18728
D
Common Stock
2024-02-23
4
F
0
324
74.63
D
18404
D
Common Stock
2024-02-26
4
M
0
2761
43.13
A
21165
D
Common Stock
2024-02-26
4
M
0
3302
39.42
A
24467
D
Common Stock
2024-02-26
4
M
0
2886
47.35
A
27353
D
Common Stock
2024-02-26
4
S
0
6241
74.8718
D
21112
D
Restricted Stock Units
2024-02-23
4
M
0
1101
0
D
Common Stock
1101
1101
D
Dividend Equivalent Rights
2024-02-23
4
M
0
42
0
D
Common Stock
42
78
D
Employee Stock Option (right to buy)
43.13
2024-02-26
4
M
0
2761
0
D
2031-02-10
Common Stock
2761
0
D
Employee Stock Option (right to buy)
39.42
2024-02-26
4
M
0
3302
0
D
2032-02-23
Common Stock
3302
3303
D
Employee Stock Option (right to buy)
47.35
2024-02-26
4
M
0
2886
0
D
2033-02-22
Common Stock
2886
5774
D
Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $74.7488 to $74.9799. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option vested in three equal annual installments beginning on February 10, 2022.
The options vest in three equal annual installments beginning on February 23, 2023.
The option vests in three equal annual installments beginning on February 22, 2024.
/s/ Preston B. Ray attorney-in-fact
2024-02-27