0001062993-24-004591.txt : 20240227 0001062993-24-004591.hdr.sgml : 20240227 20240227163924 ACCESSION NUMBER: 0001062993-24-004591 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240223 FILED AS OF DATE: 20240227 DATE AS OF CHANGE: 20240227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: van Niekerk Teresa CENTRAL INDEX KEY: 0001918190 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 24687652 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-02-23 0001411207 Allison Transmission Holdings Inc ALSN 0001918190 van Niekerk Teresa C/O ALLISON TRANSMISSION HOLDINGS, INC. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 VP, Chief Procurement Officer 0 Common Stock 2024-02-23 4 M 0 1101 A 18686 D Common Stock 2024-02-23 4 M 0 42 A 18728 D Common Stock 2024-02-23 4 F 0 324 74.63 D 18404 D Common Stock 2024-02-26 4 M 0 2761 43.13 A 21165 D Common Stock 2024-02-26 4 M 0 3302 39.42 A 24467 D Common Stock 2024-02-26 4 M 0 2886 47.35 A 27353 D Common Stock 2024-02-26 4 S 0 6241 74.8718 D 21112 D Restricted Stock Units 2024-02-23 4 M 0 1101 0 D Common Stock 1101 1101 D Dividend Equivalent Rights 2024-02-23 4 M 0 42 0 D Common Stock 42 78 D Employee Stock Option (right to buy) 43.13 2024-02-26 4 M 0 2761 0 D 2031-02-10 Common Stock 2761 0 D Employee Stock Option (right to buy) 39.42 2024-02-26 4 M 0 3302 0 D 2032-02-23 Common Stock 3302 3303 D Employee Stock Option (right to buy) 47.35 2024-02-26 4 M 0 2886 0 D 2033-02-22 Common Stock 2886 5774 D Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $74.7488 to $74.9799. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested in three equal annual installments beginning on February 10, 2022. The options vest in three equal annual installments beginning on February 23, 2023. The option vests in three equal annual installments beginning on February 22, 2024. /s/ Preston B. Ray attorney-in-fact 2024-02-27