0001410636-17-000019.txt : 20171109 0001410636-17-000019.hdr.sgml : 20171109 20171109163324 ACCESSION NUMBER: 0001410636-17-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171107 FILED AS OF DATE: 20171109 DATE AS OF CHANGE: 20171109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sgro Michael A CENTRAL INDEX KEY: 0001628956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 171191360 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 856-346-8200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 4 1 wf-form4_151026318801069.xml FORM 4 X0306 4 2017-11-07 0 0001410636 American Water Works Company, Inc. AWK 0001628956 Sgro Michael A 1025 LAUREL OAK ROAD VOORHEES NJ 08043 0 1 0 0 EVP,General Counsel, Secretary Common Stock 2017-11-07 4 M 0 841 44.06 A 5872 D Common Stock 2017-11-07 4 S 0 841 90.03 D 5031 D Employee Stock Option (right to buy) 44.06 2017-11-07 4 M 0 841 0 D 2020-12-31 Common Stock 841.0 0 D Includes (i) 26 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, and (ii) 9 shares acquired by the reporting person under the Company's Nonqualified Employee Stock Purchase Plan, each since the reporting person's last Form 4 report. The option award granted on February 20, 2014 and representing a right to purchase 2,522 shares, vested in three equal installments on January 1, 2015, January 1, 2016 and January 1, 2017. Prior exercises of 1,681 shares underlying this option were previously reported. /s/ Jeffrey M. Taylor, as attorney-in-fact for Michael A. Sgro 2017-11-09