0001209191-16-107472.txt : 20160309
0001209191-16-107472.hdr.sgml : 20160309
20160309193332
ACCESSION NUMBER: 0001209191-16-107472
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160308
FILED AS OF DATE: 20160309
DATE AS OF CHANGE: 20160309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Water Works Company, Inc.
CENTRAL INDEX KEY: 0001410636
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 510063696
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
BUSINESS PHONE: 856-346-8200
MAIL ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Degillio Deborah A
CENTRAL INDEX KEY: 0001629296
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34028
FILM NUMBER: 161495831
MAIL ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-08
0
0001410636
American Water Works Company, Inc.
AWK
0001629296
Degillio Deborah A
1025 LAUREL OAK ROAD
VOORHEES
NJ
08043
0
1
0
0
VP and Treasurer
Common Stock
2016-03-08
4
M
0
692
39.45
A
2630
D
Common Stock
2016-03-08
4
S
0
692
68.37
D
1937
D
Common Stock
2016-03-08
4
M
0
1642
44.06
A
3579
D
Common Stock
2016-03-08
4
S
0
1642
68.37
D
1937
D
Employee Stock Option (right to buy)
39.45
2016-03-08
4
M
0
692
0.00
D
2019-12-31
Common Stock
692
0
D
Employee Stock Option (right to buy)
44.06
2016-03-08
4
M
0
1642
0.00
D
2020-12-31
Common Stock
1642
822
D
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.36 to $68.37, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The option award granted on February 21, 2013, representing a right to purchase 2,075 shares, vested in three equal installments on January 1, 2014, 2015 and 2016.
A prior exercise of 1,383 shares underlying this option was previously reported.
The option award granted on February 20, 2014, representing a right to purchase 2,464 shares, vests in three equal installments on January 1, 2015, 2016 and 2017.
/s/ Jeffrey M. Taylor, as attorney-in-fact for Deborah A. Degillio
2016-03-09