0001209191-16-107472.txt : 20160309 0001209191-16-107472.hdr.sgml : 20160309 20160309193332 ACCESSION NUMBER: 0001209191-16-107472 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160308 FILED AS OF DATE: 20160309 DATE AS OF CHANGE: 20160309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 856-346-8200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Degillio Deborah A CENTRAL INDEX KEY: 0001629296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 161495831 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-08 0 0001410636 American Water Works Company, Inc. AWK 0001629296 Degillio Deborah A 1025 LAUREL OAK ROAD VOORHEES NJ 08043 0 1 0 0 VP and Treasurer Common Stock 2016-03-08 4 M 0 692 39.45 A 2630 D Common Stock 2016-03-08 4 S 0 692 68.37 D 1937 D Common Stock 2016-03-08 4 M 0 1642 44.06 A 3579 D Common Stock 2016-03-08 4 S 0 1642 68.37 D 1937 D Employee Stock Option (right to buy) 39.45 2016-03-08 4 M 0 692 0.00 D 2019-12-31 Common Stock 692 0 D Employee Stock Option (right to buy) 44.06 2016-03-08 4 M 0 1642 0.00 D 2020-12-31 Common Stock 1642 822 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.36 to $68.37, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The option award granted on February 21, 2013, representing a right to purchase 2,075 shares, vested in three equal installments on January 1, 2014, 2015 and 2016. A prior exercise of 1,383 shares underlying this option was previously reported. The option award granted on February 20, 2014, representing a right to purchase 2,464 shares, vests in three equal installments on January 1, 2015, 2016 and 2017. /s/ Jeffrey M. Taylor, as attorney-in-fact for Deborah A. Degillio 2016-03-09