0001181431-14-010911.txt : 20140305 0001181431-14-010911.hdr.sgml : 20140305 20140305132248 ACCESSION NUMBER: 0001181431-14-010911 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140303 FILED AS OF DATE: 20140305 DATE AS OF CHANGE: 20140305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 856-346-8200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rowe Nick Orlando CENTRAL INDEX KEY: 0001451547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 14668327 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 4 1 rrd404526.xml X0306 4 2014-03-03 0 0001410636 American Water Works Company, Inc. AWK 0001451547 Rowe Nick Orlando 1025 LAUREL OAK ROAD VOORHEES NJ 08043 0 1 0 0 SVP, Central Division Common Stock 2014-03-03 4 M 0 5292 27.08 A 27769 D Common Stock 2014-03-03 4 M 0 9165 34.12 A 36934 D Common Stock 2014-03-03 4 M 0 2415 39.45 A 39349 D Common Stock 2014-03-03 4 S 0 16872 44.15 D 22477 D Employee Stock Option (right to buy) 27.08 2014-03-03 4 M 0 5292 0 D 2017-12-31 Common Stock 5292 0 D Employee Stock Option (right to buy) 34.12 2014-03-03 4 M 0 9165 0 D 2018-12-31 Common Stock 9165 4583 D Employee Stock Option (right to buy) 39.45 2014-03-03 4 M 0 2415 0 D 2019-12-31 Common Stock 2415 4831 D The option award granted on February 24, 2011, representing a right to purchase 15,875 shares, vested in three equal installments on January 1, 2012, 2013 and 2014. The option award granted on February 23, 2012, representing a right to purchase 13,748 shares, vests in three equal installments on January 1, 2013, 2014 and 2015. The option award granted on February 21, 2013, representing a right to purchase 7,246 shares, vests in three equal installments on January 1, 2014, 2015 and 2016. 10,583 shares of this option award were previously exercised and reported. /s/ Thomas Wyatt by Power of Attorney previously filed 2014-03-05