0001181431-13-016473.txt : 20130312 0001181431-13-016473.hdr.sgml : 20130312 20130312212843 ACCESSION NUMBER: 0001181431-13-016473 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130308 FILED AS OF DATE: 20130312 DATE AS OF CHANGE: 20130312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Mark S CENTRAL INDEX KEY: 0001559113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 13685865 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 856-346-8200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 4 1 rrd373973.xml X0306 4 2013-03-08 0 0001410636 American Water Works Company, Inc. AWK 0001559113 Smith Mark S 1025 LAUREL OAK ROAD VOORHEES NJ 08043 0 1 0 0 VP & Chief Information Officer Common Stock 2013-03-08 2013-03-08 4 M 0 576 21.51 A 2041 D Common Stock 2013-03-08 2013-03-08 4 M 0 490 27.08 A 2531 D Common Stock 2013-03-08 2013-03-08 4 M 0 1335 34.12 A 3866 D Common Stock 2013-03-08 2013-03-08 4 S 0 2219 39.69 D 1717 D Employee Stock Option (right to buy) 21.51 2013-03-08 2013-03-08 4 M 0 576 0 D 2016-12-31 Common Stock 576 9277 D Employee Stock Option (right to buy) 27.08 2013-03-08 2013-03-08 4 M 0 490 0 D 2017-12-31 Common stock 490 8787 D Employee Stock Option (right to buy) 34.12 2013-03-08 2013-03-08 4 M 0 1335 0 D 2018-12-31 Common Stock 1335 7452 D Represents Option Award granted on March 25, 2010, representing a right to purchase 1,728 shares at $21.51, became exercisable on January 1, 2011, January 1, 2012 and January 1, 2013. Represents Option Award granted on February 24, 2011, representing a right to purchase 1,471 shares at $27.08, became exercisable 1/3 January 1, 2012 and 1/3 on January 1, 2013. Represents Option Award granted on February 23, 2012, representing a right to purchase 1,471 shares at $34.12, became exercisable 1/3 January 1, 2013. Includes 70 shares purchased through the ESPP on March 1, 2013. /s/ Karen K. Pettiford-Wilson by Power of Attorney previously filed 2013-03-12