0001181431-13-016473.txt : 20130312
0001181431-13-016473.hdr.sgml : 20130312
20130312212843
ACCESSION NUMBER: 0001181431-13-016473
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130308
FILED AS OF DATE: 20130312
DATE AS OF CHANGE: 20130312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Mark S
CENTRAL INDEX KEY: 0001559113
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34028
FILM NUMBER: 13685865
MAIL ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Water Works Company, Inc.
CENTRAL INDEX KEY: 0001410636
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 510063696
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
BUSINESS PHONE: 856-346-8200
MAIL ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
4
1
rrd373973.xml
X0306
4
2013-03-08
0
0001410636
American Water Works Company, Inc.
AWK
0001559113
Smith Mark S
1025 LAUREL OAK ROAD
VOORHEES
NJ
08043
0
1
0
0
VP & Chief Information Officer
Common Stock
2013-03-08
2013-03-08
4
M
0
576
21.51
A
2041
D
Common Stock
2013-03-08
2013-03-08
4
M
0
490
27.08
A
2531
D
Common Stock
2013-03-08
2013-03-08
4
M
0
1335
34.12
A
3866
D
Common Stock
2013-03-08
2013-03-08
4
S
0
2219
39.69
D
1717
D
Employee Stock Option (right to buy)
21.51
2013-03-08
2013-03-08
4
M
0
576
0
D
2016-12-31
Common Stock
576
9277
D
Employee Stock Option (right to buy)
27.08
2013-03-08
2013-03-08
4
M
0
490
0
D
2017-12-31
Common stock
490
8787
D
Employee Stock Option (right to buy)
34.12
2013-03-08
2013-03-08
4
M
0
1335
0
D
2018-12-31
Common Stock
1335
7452
D
Represents Option Award granted on March 25, 2010, representing a right to purchase 1,728 shares at $21.51, became exercisable on January 1, 2011, January 1, 2012 and January 1, 2013.
Represents Option Award granted on February 24, 2011, representing a right to purchase 1,471 shares at $27.08, became exercisable 1/3 January 1, 2012 and 1/3 on January 1, 2013.
Represents Option Award granted on February 23, 2012, representing a right to purchase 1,471 shares at $34.12, became exercisable 1/3 January 1, 2013.
Includes 70 shares purchased through the ESPP on March 1, 2013.
/s/ Karen K. Pettiford-Wilson by Power of Attorney previously filed
2013-03-12