0001181431-13-004836.txt : 20130125 0001181431-13-004836.hdr.sgml : 20130125 20130125170151 ACCESSION NUMBER: 0001181431-13-004836 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130123 FILED AS OF DATE: 20130125 DATE AS OF CHANGE: 20130125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duffy Maureen CENTRAL INDEX KEY: 0001531235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 13549367 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 856-346-8200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 4 1 rrd367543.xml X0306 4 2013-01-23 0 0001410636 American Water Works Company, Inc. AWK 0001531235 Duffy Maureen 1025 LAUREL OAK ROAD VOORHEES NJ 08043 0 1 0 0 VP,Corp.Comm.&External Affairs Common Stock 2013-01-23 2013-01-23 4 M 0 1261 0 A 2336 D Common Stock 2013-01-23 2013-01-23 4 M 0 498 0 A 2834 D Common Stock 2013-01-23 2013-01-23 4 F 0 698 38.34 D 2136 D Performance Stock Unit 2013-01-23 2013-01-23 4 A 0 540 0 A 2012-12-31 Common Stock 540 2482 D Performance Stock Unit 2013-01-23 2013-01-23 4 M 0 1261 0 D 2012-12-31 Common Stock 1261 1221 D Performance Stock Unit 2013-01-23 2013-01-23 4 A 0 498 0 A 2012-12-31 Common Stock 498 1719 D Performance Stock Unit 2013-01-23 2013-01-23 4 M 0 498 0 D 2012-12-31 Common Stock 498 1221 D Each performance stock unit represented a contingent right to receive one share of American Water Works Company, Inc's (the "Company") common stock, based on the Company's annual total stockholder return ("TSR") relative to the performance of the other companies in the Dow Jones U.S. Utility Index over a three-year performance period, beginning on January 1, 2010 and ending December 31, 2012. Represents the above-target earned portion of the TSR performance stock units granted in 2010, which was based on the 20-day average stock price at the beginning of the performance period and at the end of the three year performance period (20 trading days before 12/31/09 and 20 trading days before 12/31/12). Each performance stock unit represented a contingent right to receive one share of American Water Works Company, Inc's (the "Company") common stock, based on the Company's annual total stockholder return ("TSR") relative to the performance of the other companies in the Dow Jones U.S. Utility Index over a three-year performance period, beginning on January 1, 2010 and ending December 31, 2012. Represents the earned portion of the TSR performance stock units granted in 2010. The number of TSR performance stock units earned was 175 percent of the target. Each performance stock unit represents a contingent right to receive one share of American Water Works Company, Inc's (the "Company") common stock, based on the Company's specified internal performance measures over a three-year performance period. Represents the earned portion of the internal performance measure stock units granted in 2010. The number of internal performance stock units earned was 175 percent of the target. Each performance stock unit represents a contingent right to receive one share of American Water Works Company, Inc's (the "Company") common stock, based on the Company's specified internal performance measures over a three-year performance period. Represents the earned portion of the internal performance measure stocks units granted in 2010. The number of internal performance stock units earned was 175 percent of the target. Includes shares acquired through the DRIP (32) and ESPP (101) to date. /s/ Karen K. Pettiford-Wilson by Power of Attorney previously filed 2013-01-25