-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sc48dm7E2TQkIt+a8qST17infBfS1UwhsUIOyeQKVlXA0AGK4xMV1HA3iygUxgf/ T5+YCYys453BXzhrcba4wQ== 0000950157-10-000095.txt : 20100205 0000950157-10-000095.hdr.sgml : 20100205 20100205141922 ACCESSION NUMBER: 0000950157-10-000095 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100205 DATE AS OF CHANGE: 20100205 GROUP MEMBERS: RWE AQUA HOLDINGS GMBH FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RWE AKTIENGESELLSCHAFT CENTRAL INDEX KEY: 0001121516 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: CRAVATH SWAINE & MOORE STREET 2: 825 EIGHTH AVE CITY: NEW YORK STATE: NY ZIP: 10019 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-84683 FILM NUMBER: 10576879 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 856-346-8200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 SC 13G/A 1 sc13g-a.htm SCHEDULE 13G - AMENDMENT NO. 1 sc13g-a.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
 
(Amendment No. 1)
 
 
American Water Works Company, Inc.
(Name of Issuer)
 
Common Stock, $0.01 par value per share
(Title of Class of Securities)
 
 030420103
(CUSIP Number)
 
     RWE Aktiengesellschaft
Opernplatz 1
D-45128 Essen, Germany
011 49 201 12 00


with a copy to:
 
William V. Fogg, Esq.
Cravath, Swaine & Moore LLP
Worldwide Plaza
825 Eighth Avenue
New York, NY 10019
1 212 474 1000
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
 
December 31, 2009
(Date of Event Which Requires Filing of This Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
o Rule 13d-1(b)
o Rule 13d-1(c)
x Rule 13d-1(d)
 
 
 
 
 
         
CUSIP No.030420103
        

         
(1)
  
Names of reporting person:  RWE Aktiengesellschaft
I.R.S. Identification Nos. of above persons (entities only):  N/A
    
         
(2)
  
Check the appropriate box if a member of a group:
    
   
(a)  ¨
    
   
(b)  ¨
    
         
(3)
  
SEC use only:
    
         
(4)
  
Place of incorporation:  Federal Republic of Germany
    
         
 
Number of
shares
beneficially
owned by
each
reporting
person
with:
  
(5)  Sole Voting Power:  0
   
 
(6)  Shared Voting Power:
   
 
(7)  Sole Dispositive Power:  0
   
 
(8)  Shared Dispositive Power:
   
 
(9)
  
Aggregate Amount Beneficially Owned by Each Reporting Person:  0
    
         
(10)
  
Check if the Aggregate Amount in Row (9) Excludes Certain Shares:  ¨
    
         
(11)
  
Percent of Class Represented by Amount in Row (9):  0
    
         
(14)
  
Type of Reporting Person:  CO
    
 
 
2
 
         
CUSIP No. 030420103
        

         
(1)
  
Names of reporting person:  RWE Aqua Holdings GmbH (1)
I.R.S. Identification Nos. of above persons (entities only):  N/A
    
         
(2)
  
Check the appropriate box if a member of a group:
    
   
(a)  ¨
    
   
(b)  ¨
    
         
(3)
  
SEC use only:
    
         
(4)
  
Citizenship:  Federal Republic of Germany
    
         
 
Number of
shares
beneficially
owned by
each
reporting
person
with:
    
 
(5)  Sole Voting Power:
   
 
(6)  Shared Voting Power:  0
   
 
(7)  Sole Dispositive Power:
   
 
(8)  Shared Dispositive Power:  0
 
(9)
  
Aggregate Amount Beneficially Owned by Each Reporting Person:  0
    
         
(10)
  
Check if the Aggregate Amount in Row (9) Excludes Certain Shares:  ¨
    
         
(11)
  
Percent of Class Represented by Amount in Row (9):  0%
    
         
(12)
  
Type of Reporting Person:  HC
    

(1) RWE Aqua Holdings GmbH is a direct wholly-owned subsidiary of RWE Aktiengesellschaft.
 
 
3
 
 
Item 1(a).
Name of Issuer:

 
American Water Works Company, Inc.


Item 1(b).
Address of Issuer’s Principal Executive Offices:

 
The principal executive offices of American Water Works Company, Inc. are located at
1025 Laurel Oak Road, Voorhees, New Jersey 08043.


Item 2(a).
Name of Person Filing:

 
RWE Aktiengesellschaft

 
RWE Aqua Holdings GmbH


Item 2(b).
Address of Principal Business Office or, if none, Residence:

 
The address of the principal business office of RWE Aktiengesellschaft is Opernplatz 1, D-45128 Essen, Germany.

 
The address of the principal business office of RWE Aqua Holdings GmbH is Opernplatz 1, D-45128 Essen, Germany.


Item 2(c).
Citizenship:

 
RWE Aktiengesellschaft is a corporation organized under the laws of the Federal Republic of Germany.

 
RWE Aqua Holdings GmbH is a limited liability company organized under the laws of the Federal Republic of Germany.
 
 
4

 
Item 2(d).
Title of Class of Securities:

 
Common Stock, $0.01 par value per share


Item 2(e).
CUSIP Number:

 
030420103


Item 3.
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 
(a)
o
Broker or dealer registered under section 15 of the Act;

 
(b)
o
Bank as defined in section 3(a)(6) of the Act;

 
(c)
o
Insurance company as defined in section 3(a)(19) of the Act;

 
(d)
o
Investment company registered under section 8 of the Investment Company Act of 1940;

 
(e)
o
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 
(f)
o
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

 
(g)
o
A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G) (Note: See Item 7);

 
(h)
o
A savings association as defined in section 3(b) of the Federal Deposit Insurance Act;

 
(i)
o
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;

 
(j)
o
Group, in accordance with Rule 13d-1(b)(1)(ii)(H).

 
If this statement is filed pursuant to Rule 13d-1(c), check this box. o
 
 
5

 
Item 4.
Ownership

 
A. RWE Aktiengesellschaft 
(a)
Amount beneficially owned:  0
   
(b)
  
Percent of class:  0%
     
(c)
  
Number of shares to which the person has:
   
(i)  Sole Voting Power:  0
   
 
(ii)  Shared Voting Power:
   
 
(iii)  Sole Dispositive Power:  0
   
 
(iv)  Shared Dispositive Power:
   

B.
RWE Aqua Holdings GmbH
(a)
Amount beneficially owned:
   
(b)
  
Percent of class:  0%
     
(c)
  
Number of shares to which the person has:
   
(i)  Sole Voting Power:
   
 
(ii)  Shared Voting Power:  0
   
 
(iii)  Sole Dispositive Power:
   
 
(iv)  Shared Dispositive Power:  0
   
 
 
6

 
Item 5.
Ownership of Five Percent or Less of a Class.

 
NA


Item 6.
Ownership of More than Five Percent on Behalf of Another Person.

 
NA


Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent
Holding Company or Control Person.

 
RWE Aqua Holdings GmbH


Item 8.
Identification and Classification of Members of the Group.

 
NA


Item 9.
Notice of Dissolution of Group.

 
NA


Item 10.
Certification.

 
NA
 
* Jens Gemmecke and Christian Ring are signing on behalf of RWE Aktiengesellschaft pursuant to a power of attorney previously filed with the Securities and Exchange Commission on April 22, 2008 as Exhibit 24.2 to Form 3, and hereby incorporated by reference herein.
 
** Jens Gemmecke and Christian Ring are signing on behalf of RWE Aqua Holdings GmbH pursuant to a power of attorney previously filed with the Securities and Exchange Commission on April 22, 2008 as Exhibit 24.1 to Form 3, and hereby incorporated by reference herein.

 
7
 
 
SIGNATURE
 
After reasonable inquiry and to the best of his and its knowledge and belief, each of the following certifies that the information set forth in this statement is true, complete and correct.

Date:  February 5, 2010
   
 
RWE Aktiengesellschaft
   
 
By:
   /s/ Jens Gemmecke
   
Jens Gemmecke, by power of attorney*
   
 
By:
   /s/ Christian Ring
   
Christian Ring, by power of attorney*
 

 
Date:  February 5, 2010
   
 
RWE Aqua Holdings GmbH
   
 
By:
   /s/ Jens Gemmecke
   
Jens Gemmecke, by power of attorney**
   
 
By:
   /s/ Christian Ring
   
Christian Ring, by power of attorney**
 

8
 
 
Exhibit Index

Exhibit A       Agreement of Joint Filing as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934.*


________
* Incorporated herein by reference to the Agreement of Joint Filing, dated as of February 13, 2009, which was previously filed with the Commission as Exhibit 1 to the Schedule 13G filed on February 13, 2009 (SEC File No. 005-84683) by RWE Aktiengesellschaft.

 
 9
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