0001140361-17-044250.txt : 20171129 0001140361-17-044250.hdr.sgml : 20171129 20171129184611 ACCESSION NUMBER: 0001140361-17-044250 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171127 FILED AS OF DATE: 20171129 DATE AS OF CHANGE: 20171129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sweeney James E CENTRAL INDEX KEY: 0001410547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35633 FILM NUMBER: 171229621 MAIL ADDRESS: STREET 1: C/O SOUND FINANCIAL INC STREET 2: 2005 FIFTH AVENUE 2ND FLOOR CITY: SEATTLE STATE: WA ZIP: 98121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sound Financial Bancorp, Inc. CENTRAL INDEX KEY: 0001541119 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 455188530 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2005 FIFTH AVENUE STREET 2: 2ND FLOOR CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 206-448-0884 MAIL ADDRESS: STREET 1: 2005 FIFTH AVENUE STREET 2: 2ND FLOOR CITY: SEATTLE STATE: WA ZIP: 98121 4 1 doc1.xml FORM 4 X0306 4 2017-11-27 0 0001541119 Sound Financial Bancorp, Inc. SFBC 0001410547 Sweeney James E C/O SOUND FINANCIAL BANCORP, INC. 2400 3RD AVENUE, SUITE 150 SEATTLE WA 98121 1 0 0 0 Common Stock 2017-11-27 4 M 0 541 8.41 A 7470 D Common Stock 2017-11-27 4 M 0 541 9.72 A 8011 D Common Stock 2017-11-27 4 S 0 12 33.50 D 7999 D Common Stock 2017-11-28 4 S 0 1070 32.69 D 6929 D Common Stock 8742 I 401(k) Stock Option (Right to Buy) 8.41 2017-11-27 4 M 0 541 0.00 D 2019-01-27 Common Stock 541 1082 D Stock Option (Right to Buy) 9.72 2017-11-27 4 M 0 541 0.00 D 2019-01-27 Common Stock 541 1082 D Stock Option (Right to Buy) 16.80 2024-01-23 Common Stock 6025 6025 D Stock Option (Right to Buy) 18.36 2025-01-28 Common Stock 862 862 D Options vest in five equal annual installments beginning on January 27, 2010. Options vest in five equal annual installments beginning on January 23, 2015. Options vest in three equal annual installments beginning on January 28, 2015. /s/ Matthew P. Deines, attorney-in-fact 2017-11-29