0001144204-14-059397.txt : 20141002 0001144204-14-059397.hdr.sgml : 20141002 20141002210111 ACCESSION NUMBER: 0001144204-14-059397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141002 DATE AS OF CHANGE: 20141002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vringo Inc CENTRAL INDEX KEY: 0001410428 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 309-7549 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engelman John CENTRAL INDEX KEY: 0001508816 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34785 FILM NUMBER: 141138219 MAIL ADDRESS: STREET 1: C/O VRINGO, INC. STREET 2: 780 THIRD AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 v390585_form4.xml FORM 4 X0306 4 2014-09-30 0 0001410428 Vringo Inc VRNG 0001508816 Engelman John C/O VRINGO, INC. 780 THIRD AVENUE, 12TH FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock, $0.01 par value per share 2014-09-30 4 S 0 9375 0.9624 D 186576 D The transactions reported in this Form 4 were effected to cover tax liabilities pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2013. Of which, 75,000 shares of common stock are represented by unvested restricted stock units. As of the reporting date, the reporting person holds 552,500 vested and unvested options and 75,000 vested and unvested restricted stock units. In addition, the reporting person owns 111,576 shares of common stock and 49,690 warrants. The total number of securities listed is 788,766. /s/ John Engelman 2014-09-30