0001144204-14-020361.txt : 20140402 0001144204-14-020361.hdr.sgml : 20140402 20140402210646 ACCESSION NUMBER: 0001144204-14-020361 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140402 DATE AS OF CHANGE: 20140402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vringo Inc CENTRAL INDEX KEY: 0001410428 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 309-7549 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engelman John CENTRAL INDEX KEY: 0001508816 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34785 FILM NUMBER: 14740231 MAIL ADDRESS: STREET 1: C/O VRINGO, INC. STREET 2: 780 THIRD AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 v373295_4.xml OWNERSHIP DOCUMENT X0306 4 2014-03-31 0 0001410428 Vringo Inc VRNG 0001508816 Engelman John C/O VRINGO, INC. 780 THIRD AVENUE, 15TH FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock, $0.01 par value per share 2014-03-31 4 S 0 9375 3.4856 D 205326 D The transactions reported in this Form 4 were effected to cover tax liabilities pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2013. Of which, 112,500 shares of common stock are represented by unvested restricted stock units. As of the reporting date, the reporting person holds 552,500 vested and unvested options and 112,500 vested and unvested restricted stock units. In addition, the reporting person owns 92,826 shares of common stock and 49,690 warrants. The total number of securities listed is 807,516. /s/ John Engelman 2014-04-02