0001144204-12-055074.txt : 20121005
0001144204-12-055074.hdr.sgml : 20121005
20121005214137
ACCESSION NUMBER: 0001144204-12-055074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121003
FILED AS OF DATE: 20121005
DATE AS OF CHANGE: 20121005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lang Andrew Kennedy
CENTRAL INDEX KEY: 0001554675
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34785
FILM NUMBER: 121133329
MAIL ADDRESS:
STREET 1: C/O VRINGO, INC., 44 W. 28TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vringo Inc
CENTRAL INDEX KEY: 0001410428
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: (212) 309-7549
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
v325219_4.xml
OWNERSHIP DOCUMENT
X0306
4
2012-10-03
0
0001410428
Vringo Inc
VRNG
0001554675
Lang Andrew Kennedy
C/O VRINGO, INC.
780 THIRD AVENUE, 15TH FLOOR
NEW YORK
NY
10017
1
1
1
0
President & CTO
Common Stock, $0.01 par value per share
2012-10-03
4
X
0
170455
1.76
A
3188055
I
By Innovation Spring LLC
Common Stock, $0.01 par value per share
2012-10-03
4
S
0
170455
4.0022
D
3017600
I
By Innovation Spring LLC
Common Stock, $0.01 par value per share
2012-10-03
4
S
0
14558
4.25
D
3003042
I
By Innovation Spring LLC
Common Stock, $0.01 par value per share
2012-10-05
4
X
0
53613
1.76
A
3056655
I
By Innovation Spring LLC
Common Stock, $0.01 par value per share
2012-10-05
4
S
0
53613
4.7131
D
3003042
I
By Innovation Spring LLC
Common Stock, $0.01 par value per share
2765400
D
Series 1 Warrants
1.76
2012-10-03
4
X
0
170455
1.76
D
2012-07-19
2017-07-19
Common Stock
170455
233429
I
By Innovation Spring LLC
Series 1 Warrants
1.76
2012-10-05
4
X
0
53613
1.76
D
2012-07-19
2017-07-19
Common Stock
53613
179816
I
By Innovation Spring LLC
Includes 125,000 shares of common stock that are represented by restricted stock units which vest over a four-year period, with 1/8 of the restricted stock units vesting on January 26, 2013 and 1/16 of the restricted stock units vesting ratably on a quarterly basis thereafter.
Mr. Lang is the manager of Innovation Spring LLC ("Innovation Spring") and has the sole power to dispose or direct the disposition of the securities held by Innovation Spring. Innovation Spring Trust is the sole member and 100% owner of Innovation Spring and has the sole power to vote or direct the vote over the securities held by Innovation Spring. Mr. Lang does not have power to vote or direct the vote over the securities held by Innovation Spring.
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2012.
/s/ Andrew Kennedy Lang
2012-10-05