0001409765-16-000016.txt : 20160725 0001409765-16-000016.hdr.sgml : 20160725 20160725065627 ACCESSION NUMBER: 0001409765-16-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160725 DATE AS OF CHANGE: 20160725 EFFECTIVENESS DATE: 20160725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guinness Atkinson Asset Management Inc CENTRAL INDEX KEY: 0001409765 IRS NUMBER: 980534338 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12657 FILM NUMBER: 161780896 BUSINESS ADDRESS: STREET 1: 21550 OXNARD STREET, SUITE 850 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 818 716 2739 MAIL ADDRESS: STREET 1: 21550 OXNARD STREET, SUITE 850 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001409765 XXXXXXXX 06-30-2016 06-30-2016 Guinness Atkinson Asset Management Inc
21550 Oxnard Street, Suite 850 Woodland Hills CA 91367
13F HOLDINGS REPORT 028-12657 N
Giles Robinette CFO 0 207 222-1665 /s/Giles Robinette London X0 07-25-2016 0 68 159619 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INCCOM00287Y1092564140SHSOLE 414000AFLAC INCCOM0010551024606380SHSOLE 638000ALPHABET INCCAP STK CL A02079K30545666490SHSOLE 649000APACHE CORPCOM037411105166529909SHSOLE 2990900APPLIED MATLS INCCOM0382221056959290310SHSOLE 29031000BLOCK H & R INCCOM0936711053827166390SHSOLE 16639000BOEING COCOM097023105544741940SHSOLE 4194000CA INCCOM12673P1052547740SHSOLE 774000CANADIAN NAT RES LTDCOM136385101183359400SHSOLE 5940000CANADIAN SOLAR INCCOM13663510941027100SHSOLE 2710000CARRIZO OIL & GAS INCCOM144577103107830070SHSOLE 3007000CHEVRON CORP NEWCOM166764100165615800SHSOLE 1580000CISCO SYS INCCOM17275R1026226217025SHSOLE 21702500CME GROUP INCCOM12572Q1052492560SHSOLE 256000COCA COLA COCOM1912161002565640SHSOLE 564000COGNIZANT TECHNOLOGY SOLUTIOCL A192446102445877880SHSOLE 7788000COMCAST CORP NEWCL A20030N101565986810SHSOLE 8681000COMPANHIA ENERGETICA DE MINASP ADR N-V PFD204409601442200004SHSOLE 20000400CONOCOPHILLIPSCOM20825C104161337000SHSOLE 3700000DANAHER CORP DELCOM235851102601259520SHSOLE 5952000DEVON ENERGY CORP NEWCOM25179M103155943000SHSOLE 4300000ENPHASE ENERGY INCCOM29355A107416208900SHSOLE 20890000EXXON MOBIL CORPCOM30231G102159417000SHSOLE 1700000FIRST SOLAR INCCOM3364331073737700SHSOLE 770000GALLAGHER ARTHUR J & COCOM3635761092605460SHSOLE 546000GENERAL DYNAMICS CORPCOM3695501082531820SHSOLE 182000GILEAD SCIENCES INCCOM375558103463155510SHSOLE 5551000HALLIBURTON COCOM406216101174438500SHSOLE 3850000HELIX ENERGY SOLUTIONS GRP ICOM42330P107702103880SHSOLE 10388000HESS CORPCOM42809H107177629543SHSOLE 2954300ILLINOIS TOOL WKS INCCOM4523081092542440SHSOLE 244000IMPERIAL OIL LTDCOM NEW453038408162651401SHSOLE 5140100INTEL CORPCOM4581401005399164600SHSOLE 16460000INTERCONTINENTAL EXCHANGE INCOM45866F104505019730SHSOLE 1973000JA SOLAR HOLDINGS CO LTDSPON ADR REP5ORD466090206846123502SHSOLE 12350200JINKOSOLAR HLDG CO LTDSPONSORED ADR47759T10038518900SHSOLE 1890000JOHNSON & JOHNSONCOM4781601042602140SHSOLE 214000JOHNSON CTLS INCCOM47836610747410700SHSOLE 1070000MATTEL INCCOM5770811022839040SHSOLE 904000MERCK & CO INCCOM58933Y1052554430SHSOLE 443000MICROSOFT CORPCOM5949181042544970SHSOLE 497000NETEASE INCSPONSORED ADR64110W102449823275SHSOLE 2327500NEWFIELD EXPL COCOM651290108178440386SHSOLE 4038600NOBLE ENERGY INCCOM655044105168847070SHSOLE 4707000NVIDIA CORPCOM67066G1047900168045SHSOLE 16804500OCCIDENTAL PETE CORP DELCOM674599105159421100SHSOLE 2110000ORACLE CORPCOM68389X1055858143130SHSOLE 14313000ORMAT TECHNOLOGIES INCCOM6866881023888859SHSOLE 885900PAYPAL HLDGS INCCOM70450Y1034993136750SHSOLE 13675000PROCTER & GAMBLE COCOM7427181092553010SHSOLE 301000QEP RES INCCOM74733V100111463200SHSOLE 6320000QUALCOMM INCCOM7475251035610104730SHSOLE 10473000ROPER TECHNOLOGIES INCCOM776696106480828190SHSOLE 2819000SCHLUMBERGER LTDCOM806857108701388680SHSOLE 8868000SOLAREDGE TECHNOLOGIES INCCOM83417M10439620200SHSOLE 2020000STATE STR CORPCOM857477103496892134SHSOLE 9213400SUNCOR ENERGY INC NEWCOM867224107157856876SHSOLE 5687600SUNPOWER CORPCOM86765240682253050SHSOLE 5305000TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR8740391005741218869SHSOLE 21886900TEGNA INCCOM87901J1054855209530SHSOLE 20953000TEVA PHARMACEUTICAL INDS LTDADR8816242092494950SHSOLE 495000TRINA SOLAR LIMITEDSPON ADR89628E104839108423SHSOLE 10842300UNIT CORPCOM90921810998663397SHSOLE 6339700UNITED TECHNOLOGIES CORPCOM9130171092572510SHSOLE 251000VALERO ENERGY CORP NEWCOM91913Y100132425969SHSOLE 2596900VERIFONE SYS INCCOM92342Y1093960213610SHSOLE 21361000WAL-MART STORES INCCOM9311421032513440SHSOLE 344000WISDOMTREE INVTS INCCOM97717P1044170425940SHSOLE 42594000