0001085146-20-001902.txt : 20200728 0001085146-20-001902.hdr.sgml : 20200728 20200728160124 ACCESSION NUMBER: 0001085146-20-001902 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200728 DATE AS OF CHANGE: 20200728 EFFECTIVENESS DATE: 20200728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guinness Atkinson Asset Management Inc CENTRAL INDEX KEY: 0001409765 IRS NUMBER: 980534338 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12657 FILM NUMBER: 201053873 BUSINESS ADDRESS: STREET 1: 225 SOUTH LAKE AVENUE, SUITE 216 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 818 716 2739 MAIL ADDRESS: STREET 1: 225 SOUTH LAKE AVENUE, SUITE 216 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001409765 XXXXXXXX 06-30-2020 06-30-2020 false Guinness Atkinson Asset Management Inc

225 SOUTH LAKE AVENUE, SUITE 216 PASADENA CA 91101

13F HOLDINGS REPORT 028-12657 N Giles Robinette 442072221665 /s/Giles Robinette London X0 07-28-2020 0 81 154727 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE COMCAST CORP NEW CL A 20030N101 4563 117060 SH SOLE 117060 0 0 SUNPOWER CORP COM 867652406 120 15700 SH SOLE 15700 0 0 AUTOHOME INC SP ADR RP CL A 05278C107 2074 27465 SH SOLE 27465 0 0 INTEL CORP COM 458140100 58 975 SH SOLE 975 0 0 ENPHASE ENERGY INC COM 29355A107 152 3200 SH SOLE 3200 0 0 FLIR SYS INC COM 302445101 44 1077 SH SOLE 1077 0 0 BAIDU INC SPON ADR REP A 056752108 2302 19200 SH SOLE 19200 0 0 QUALCOMM INC COM 747525103 2764 30300 SH SOLE 30300 0 0 PEPSICO INC COM 713448108 436 3300 SH SOLE 3300 0 0 JD.COM INC SPON ADR CL A 47215P106 2606 43300 SH SOLE 43300 0 0 KLA CORP COM NEW 482480100 6058 31150 SH SOLE 31150 0 0 IMPERIAL OIL LTD COM NEW 453038408 399 24801 SH SOLE 24801 0 0 LAM RESEARCH CORP COM 512807108 5893 18220 SH SOLE 18220 0 0 EOG RES INC COM 26875P101 317 6250 SH SOLE 6250 0 0 MICROSOFT CORP COM 594918104 6746 33150 SH SOLE 33150 0 0 NOAH HLDGS LTD SPON ADS CL A 65487X102 2371 93100 SH SOLE 93100 0 0 PAYCHEX INC COM 704326107 458 6047 SH SOLE 6047 0 0 ENBRIDGE INC COM 29250N105 395 13000 SH SOLE 13000 0 0 ITRON INC COM 465741106 272 4100 SH SOLE 4100 0 0 ROPER TECHNOLOGIES INC COM 776696106 5661 14580 SH SOLE 14580 0 0 GENTHERM INC COM 37253A103 313 8032 SH SOLE 8032 0 0 ALPHABET INC CAP STK CL C 02079K107 59 42 SH SOLE 42 0 0 OTIS WORLDWIDE CORP COM 68902V107 451 7928 SH SOLE 7928 0 0 ON SEMICONDUCTOR CORP COM 682189105 405 20442 SH SOLE 20442 0 0 PIONEER NAT RES CO COM 723787107 352 3600 SH SOLE 3600 0 0 CHEVRON CORP NEW COM 166764100 402 4500 SH SOLE 4500 0 0 NVIDIA CORPORATION COM 67066G104 6609 17397 SH SOLE 17397 0 0 NEW ORIENTAL ED & TECHNOLOGY SPON ADR 647581107 7322 56220 SH SOLE 56220 0 0 DANA INCORPORATED COM 235825205 38 3150 SH SOLE 3150 0 0 FIRST SOLAR INC COM 336433107 322 6500 SH SOLE 6500 0 0 ALPHABET INC CAP STK CL A 02079K305 5672 4000 SH SOLE 4000 0 0 DEVON ENERGY CORP NEW COM 25179M103 225 19800 SH SOLE 19800 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2545 11800 SH SOLE 11800 0 0 MASTERCARD INCORPORATED CL A 57636Q104 5402 18270 SH SOLE 18270 0 0 SUNCOR ENERGY INC NEW COM 867224107 330 19576 SH SOLE 19576 0 0 CISCO SYS INC COM 17275R102 5845 125325 SH SOLE 125325 0 0 CONOCOPHILLIPS COM 20825C104 340 8100 SH SOLE 8100 0 0 TESLA INC COM 88160R101 75 69 SH SOLE 69 0 0 NETEASE INC SPONSORED ADS 64110W102 2823 6575 SH SOLE 6575 0 0 AMAZON COM INC COM 023135106 5959 2160 SH SOLE 2160 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 61 1074 SH SOLE 1074 0 0 GALLAGHER ARTHUR J & CO COM 363576109 412 4223 SH SOLE 4223 0 0 ANSYS INC COM 03662Q105 65 222 SH SOLE 222 0 0 AFLAC INC COM 001055102 509 14139 SH SOLE 14139 0 0 ABBVIE INC COM 00287Y109 444 4518 SH SOLE 4518 0 0 TPI COMPOSITES INC COM 87266J104 293 12550 SH SOLE 12550 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 4876 82930 SH SOLE 82930 0 0 EXXON MOBIL CORP COM 30231G102 434 9700 SH SOLE 9700 0 0 AMERESCO INC CL A 02361E108 417 15000 SH SOLE 15000 0 0 V F CORP COM 918204108 427 7009 SH SOLE 7009 0 0 FACEBOOK INC CL A 30303M102 5379 23690 SH SOLE 23690 0 0 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 111 31980 SH SOLE 31980 0 0 POWER INTEGRATIONS INC COM 739276103 67 570 SH SOLE 570 0 0 VISA INC COM CL A 92826C839 5463 28280 SH SOLE 28280 0 0 DANAHER CORPORATION COM 235851102 5819 32909 SH SOLE 32909 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 431 6991 SH SOLE 6991 0 0 APPLIED MATLS INC COM 038222105 6150 101740 SH SOLE 101740 0 0 PAYPAL HLDGS INC COM 70450Y103 6251 35877 SH SOLE 35877 0 0 AMPHENOL CORP NEW CL A 032095101 53 558 SH SOLE 558 0 0 LEAR CORP COM NEW 521865204 51 465 SH SOLE 465 0 0 NEXTERA ENERGY INC COM 65339F101 336 1400 SH SOLE 1400 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 5310 57973 SH SOLE 57973 0 0 CME GROUP INC COM 12572Q105 381 2342 SH SOLE 2342 0 0 NIKE INC CL B 654106103 5411 55183 SH SOLE 55183 0 0 BLACKROCK INC COM 09247X101 431 793 SH SOLE 793 0 0 PROCTER AND GAMBLE CO COM 742718109 401 3354 SH SOLE 3354 0 0 QUANTA SVCS INC COM 74762E102 60 1539 SH SOLE 1539 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 72 561 SH SOLE 561 0 0 JOHNSON & JOHNSON COM 478160104 498 3542 SH SOLE 3542 0 0 CANADIAN SOLAR INC COM 136635109 301 15600 SH SOLE 15600 0 0 DAQO NEW ENERGY CORP SPNSRD ADR NEW 23703Q203 412 5550 SH SOLE 5550 0 0 VALERO ENERGY CORP COM 91913Y100 410 6969 SH SOLE 6969 0 0 SCHLUMBERGER LTD COM 806857108 294 16000 SH SOLE 16000 0 0 ILLINOIS TOOL WKS INC COM 452308109 398 2279 SH SOLE 2279 0 0 BROADCOM INC COM 11135F101 452 1433 SH SOLE 1433 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 194 1400 SH SOLE 1400 0 0 CANADIAN NAT RES LTD COM 136385101 310 17900 SH SOLE 17900 0 0 ANALOG DEVICES INC COM 032654105 61 498 SH SOLE 498 0 0 ORMAT TECHNOLOGIES INC COM 686688102 289 4559 SH SOLE 4559 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 5268 14540 SH SOLE 14540 0 0 ADOBE INC COM 00724F101 6547 15040 SH SOLE 15040 0 0