0001409661-18-000004.txt : 20180417 0001409661-18-000004.hdr.sgml : 20180417 20180417101941 ACCESSION NUMBER: 0001409661-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180417 DATE AS OF CHANGE: 20180417 EFFECTIVENESS DATE: 20180417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guinness Asset Management LTD CENTRAL INDEX KEY: 0001409661 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12636 FILM NUMBER: 18758123 BUSINESS ADDRESS: STREET 1: 14 QUEEN ANNE'S GATE CITY: LONDON STATE: X0 ZIP: SW1H 9AA BUSINESS PHONE: 44 20 72221665 MAIL ADDRESS: STREET 1: 14 QUEEN ANNE'S GATE CITY: LONDON STATE: X0 ZIP: SW1H 9AA 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001409661 XXXXXXXX 03-31-2018 03-31-2018 Guinness Asset Management Ltd
14 Queen Anne's Gate London X0 SW1H 9AA
13F HOLDINGS REPORT 028-12636 N
Giles Robinette CFO 0 207 222-1665 /s/Giles Robinette London X0 04-13-2018 0 103 455359 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INCCOM00287Y10910956115750SHSOLE 11575000ACUITY BRANDS INCCOM00508Y1023902800SHSOLE 280000AFFILIATED MANAGERS GROUPCOM0082521083541865SHSOLE 186500AFLAC INCCOM00105510216431375480SHSOLE 37548000ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN01881G10637413940SHSOLE 1394000ALPHABET INCCAP STK CL A02079K30559715757SHSOLE 575700AMERIPRISE FINL INCCOM03076C1063032050SHSOLE 205000ANTHEM INCCOM036752103940SHSOLE 4000APACHE CORPCOM0374111058204213207SHSOLE 21320700APPLE INCCOM037833100850SHSOLE 5000APPLIED MATLS INCCOM0382221056037108560SHSOLE 10856000ASSOCIATED CAP GROUP INCCL A0455281061123000SHSOLE 300000AUTOHOME INCSP ADR RP CL A05278C1079110SHSOLE 11000BAIDU INCSPON ADR REP A056752108536624040SHSOLE 2404000BIOGEN INCCOM09062X103520SHSOLE 2000BLACKROCK INCCOM09247X101358660SHSOLE 66000BLACKSTONE GROUP L PCOM UNIT LTD09253U10836211340SHSOLE 1134000BOEING COCOM097023105595818170SHSOLE 1817000CA INCCOM12673P10512463367638SHSOLE 36763800CANADIAN NAT RES LTDCOM1363851018552272231SHSOLE 27223100CANADIAN SOLAR INCCOM13663510938623700SHSOLE 2370000CARDINAL HEALTH INCCOM14149Y1089150SHSOLE 15000CARLISLE COS INCCOM1423391001098SHSOLE 9800CHEVRON CORP NEWCOM166764100856475100SHSOLE 7510000CIGNA CORPORATIONCOM125509109743SHSOLE 4300CISCO SYS INCCOM17275R10221830508981SHSOLE 50898100CITRIX SYS INCCOM17737610011120SHSOLE 12000CME GROUP INCCOM CL A12572Q1051403786790SHSOLE 8679000COGNIZANT TECHNOLOGY SOLUTIOCL A192446102610375824SHSOLE 7582400COMCAST CORP NEWCL A20030N1015907172860SHSOLE 17286000CONOCOPHILLIPSCOM20825C1049060152800SHSOLE 15280000CVS HEALTH CORPCOM126650100573SHSOLE 7300DANAHER CORP DELCOM235851102564757680SHSOLE 5768000DAQO NEW ENERGY CORPSPNSRD ADR NEW23703Q2034459100SHSOLE 910000DELUXE CORPCOM248019101570SHSOLE 7000DEVON ENERGY CORP NEWCOM25179M1037362231576SHSOLE 23157600ENBRIDGE INCCOM29250N1057978253500SHSOLE 25350000ENVISION HEALTHCARE CORPCOM29414D100379SHSOLE 7900EURONET WORLDWIDE INCCOM298736109569SHSOLE 6900F M C CORPCOM NEW302491303790SHSOLE 9000F5 NETWORKS INCCOM3156161021175SHSOLE 7500FACEBOOK INCCL A30303M102601837660SHSOLE 3766000FIRST SOLAR INCCOM3364331074125800SHSOLE 580000FRANKLIN RES INCCOM3546131012798040SHSOLE 804000GALLAGHER ARTHUR J & COCOM36357610914048204392SHSOLE 20439200GAMCO INVESTORS INCCL A COM361438104743000SHSOLE 300000GENERAL DYNAMICS CORPCOM3695501081299658830SHSOLE 5883000HAIN CELESTIAL GROUP INCCOM4052171009277SHSOLE 27700HALLIBURTON COCOM4062161018838188286SHSOLE 18828600HELIX ENERGY SOLUTIONS GRP ICOM42330P1073380583695SHSOLE 58369500HESS CORPCOM42809H1078514168202SHSOLE 16820200HONEYWELL INTL INCCOM438516106750SHSOLE 5000ILLINOIS TOOL WKS INCCOM4523081091355386510SHSOLE 8651000IMPERIAL OIL LTDCOM NEW4530384088529322266SHSOLE 32226600INFOSYS LTDSPONSORED ADR4567881089480SHSOLE 48000INNOSPEC INCCOM45768S105573SHSOLE 7300INTERCONTINENTAL EXCHANGE INCOM45866F104556776770SHSOLE 7677000JA SOLAR HOLDINGS CO LTDSPON ADR REP5ORD4660902062099320008SHSOLE 32000800JINKOSOLAR HLDG CO LTDSPONSORED ADR47759T10039621690SHSOLE 2169000JOHNSON & JOHNSONCOM47816010413459105021SHSOLE 10502100JONES LANG LASALLE INCCOM48020Q1071057SHSOLE 5700KKR & CO L P DELCOM UNITS48248M10236918200SHSOLE 1820000KLA-TENCOR CORPCOM482480100573152570SHSOLE 5257000LAM RESEARCH CORPCOM512807108610930070SHSOLE 3007000LKQ CORPCOM50188920813343SHSOLE 34300MEDNAX INCCOM58502B106478SHSOLE 7800MERCK & CO INCCOM58933Y1059978183190SHSOLE 18319000MICROSOFT CORPCOM59491810415555170430SHSOLE 17043000MONDELEZ INTL INCCL A6092071056132SHSOLE 13200NASDAQ INCCOM6311031083844450SHSOLE 445000NETEASE INCSPONSORED ADR64110W102104371SHSOLE 37100NEW ORIENTAL ED & TECH GRP ISPON ADR647581107569965020SHSOLE 6502000NEWFIELD EXPL COCOM6512901087098290675SHSOLE 29067500NIKE INCCL B654106103564484943SHSOLE 8494300NOAH HLDGS LTDSPON ADS CL A65487X1029200SHSOLE 20000NOBLE ENERGY INCCOM6550441058088266925SHSOLE 26692500NVIDIA CORPCOM67066G104632927330SHSOLE 2733000OASIS PETE INC NEWCOM6742151083890480300SHSOLE 48030000OCCIDENTAL PETE CORP DELCOM6745991058500130850SHSOLE 13085000OCH ZIFF CAP MGMT GROUPCL A67551U1056223200SHSOLE 2320000ORMAT TECHNOLOGIES INCCOM6866881023856820SHSOLE 682000PAYPAL HLDGS INCCOM70450Y103551172640SHSOLE 7264000PRICE T ROWE GROUP INCCOM74144T1083973675SHSOLE 367500PROCTER AND GAMBLE COCOM74271810913386168850SHSOLE 16885000PVH CORPCOM6936561001063SHSOLE 6300QEP RES INCCOM74733V1004282437390SHSOLE 43739000QUALCOMM INCCOM747525103305955220SHSOLE 5522000RAYMOND JAMES FINANCIAL INCCOM7547301093694130SHSOLE 413000ROPER TECHNOLOGIES INCCOM776696106581920730SHSOLE 2073000SCHLUMBERGER LTDCOM8068571088357129000SHSOLE 12900000SMUCKER J M COCOM NEW8326964051185SHSOLE 8500STANLEY BLACK & DECKER INCCOM8545021011594SHSOLE 9400STATE STR CORPCOM8574771033703710SHSOLE 371000SUNCOR ENERGY INC NEWCOM8672241079137264762SHSOLE 26476200SUNPOWER CORPCOM8676524061797225177SHSOLE 22517700THERMO FISHER SCIENTIFIC INCCOM883556102841SHSOLE 4100TPI COMPOSITES INCCOM87266J10444519800SHSOLE 1980000UNIT CORPCOM9092181093869195823SHSOLE 19582300UNITED TECHNOLOGIES CORPCOM9130171091218796860SHSOLE 9686000V F CORPCOM91820410813217178321SHSOLE 17832100VALERO ENERGY CORP NEWCOM91913Y100826189047SHSOLE 8904700VARIAN MED SYS INCCOM92220P105757SHSOLE 5700WALMART INCCOM93114210313072146930SHSOLE 14693000