0001409661-18-000002.txt : 20180129 0001409661-18-000002.hdr.sgml : 20180129 20180129072809 ACCESSION NUMBER: 0001409661-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180129 DATE AS OF CHANGE: 20180129 EFFECTIVENESS DATE: 20180129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guinness Asset Management LTD CENTRAL INDEX KEY: 0001409661 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12636 FILM NUMBER: 18553459 BUSINESS ADDRESS: STREET 1: 14 QUEEN ANNE'S GATE CITY: LONDON STATE: X0 ZIP: SW1H 9AA BUSINESS PHONE: 44 20 72221665 MAIL ADDRESS: STREET 1: 14 QUEEN ANNE'S GATE CITY: LONDON STATE: X0 ZIP: SW1H 9AA 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001409661 XXXXXXXX 12-31-2017 12-31-2017 Guinness Asset Management Ltd
14 Queen Anne's Gate London X0 SW1H 9AA
13F HOLDINGS REPORT 028-12636 N
Giles Robinette CFO 0 207 222-1665 /s/Giles Robinette London X0 01-29-2018 0 99 476048 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INCCOM00287Y10913066135100SHSOLE 13510000AFFILIATED MANAGERS GROUPCOM0082521083821865SHSOLE 186500AFLAC INCCOM00105510216023182540SHSOLE 18254000ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN01881G10634913940SHSOLE 1394000ALPHABET INCCAP STK CL A02079K30550954837SHSOLE 483700AMERIPRISE FINL INCCOM03076C1063472050SHSOLE 205000ANTHEM INCCOM036752103940SHSOLE 4000APACHE CORPCOM0374111059985236507SHSOLE 23650700APPLE INCCOM037833100850SHSOLE 5000APPLIED MATLS INCCOM038222105503098390SHSOLE 9839000ASSOCIATED CAP GROUP INCCL A0455281061023000SHSOLE 300000BIOGEN INCCOM09062X103620SHSOLE 2000BLACKROCK INCCOM09247X101390760SHSOLE 76000BLACKSTONE GROUP L PCOM UNIT LTD09253U10836311340SHSOLE 1134000BOEING COCOM097023105524917800SHSOLE 1780000CA INCCOM12673P10512235367638SHSOLE 36763800CANADIAN NAT RES LTDCOM13638510110427290831SHSOLE 29083100CANADIAN SOLAR INCCOM13663510936221500SHSOLE 2150000CARDINAL HEALTH INCCOM14149Y1089150SHSOLE 15000CARLISLE COS INCCOM1423391001198SHSOLE 9800CHEVRON CORP NEWCOM1667641001020381500SHSOLE 8150000CIGNA CORPORATIONCOM125509109943SHSOLE 4300CISCO SYS INCCOM17275R10219348505191SHSOLE 50519100CITRIX SYS INCCOM17737610011120SHSOLE 12000CME GROUP INCCOM CL A12572Q10516994116360SHSOLE 11636000COGNIZANT TECHNOLOGY SOLUTIOCL A192446102516172674SHSOLE 7267400COMCAST CORP NEWCL A20030N1015305132460SHSOLE 13246000CONOCOPHILLIPSCOM20825C10410100184000SHSOLE 18400000CVS HEALTH CORPCOM126650100573SHSOLE 7300DANAHER CORP DELCOM235851102511955150SHSOLE 5515000DELUXE CORPCOM248019101570SHSOLE 7000DEVON ENERGY CORP NEWCOM25179M10310730259176SHSOLE 25917600ENBRIDGE INCCOM29250N1059914253500SHSOLE 25350000ENVISION HEALTHCARE CORPCOM29414D100379SHSOLE 7900EURONET WORLDWIDE INCCOM298736109669SHSOLE 6900F M C CORPCOM NEW302491303990SHSOLE 9000F5 NETWORKS INCCOM3156161021075SHSOLE 7500FACEBOOK INCCL A30303M102513729110SHSOLE 2911000FIRST SOLAR INCCOM3364331073925800SHSOLE 580000FRANKLIN RES INCCOM3546131013488040SHSOLE 804000GALLAGHER ARTHUR J & COCOM36357610912934204392SHSOLE 20439200GAMCO INVESTORS INCCL A COM361438104893000SHSOLE 300000GENERAL DYNAMICS CORPCOM3695501081196958830SHSOLE 5883000HAIN CELESTIAL GROUP INCCOM40521710011277SHSOLE 27700HALLIBURTON COCOM40621610110927223586SHSOLE 22358600HELIX ENERGY SOLUTIONS GRP ICOM42330P1075297702495SHSOLE 70249500HESS CORPCOM42809H10710510221402SHSOLE 22140200HONEYWELL INTL INCCOM438516106850SHSOLE 5000ILLINOIS TOOL WKS INCCOM4523081091443486510SHSOLE 8651000IMPERIAL OIL LTDCOM NEW45303840810457333966SHSOLE 33396600INFOSYS LTDSPONSORED ADR4567881088480SHSOLE 48000INNOSPEC INCCOM45768S105573SHSOLE 7300INTEL CORPCOM4581401005228113250SHSOLE 11325000INTERCONTINENTAL EXCHANGE INCOM45866F104520973830SHSOLE 7383000JA SOLAR HOLDINGS CO LTDSPON ADR REP5ORD4660902063051408948SHSOLE 40894800JINKOSOLAR HLDG CO LTDSPONSORED ADR47759T10033613990SHSOLE 1399000JOHNSON & JOHNSONCOM4781601041271290981SHSOLE 9098100JONES LANG LASALLE INCCOM48020Q107857SHSOLE 5700KKR & CO L P DELCOM UNITS48248M10238318200SHSOLE 1820000LKQ CORPCOM50188920814343SHSOLE 34300MEDNAX INCCOM58502B106478SHSOLE 7800MERCK & CO INCCOM58933Y10510308183190SHSOLE 18319000MICROSOFT CORPCOM59491810414579170430SHSOLE 17043000MONDELEZ INTL INCCL A6092071056132SHSOLE 13200NASDAQ INCCOM6311031083424450SHSOLE 445000NETEASE INCSPONSORED ADR64110W10267195SHSOLE 19500NEW ORIENTAL ED & TECH GRP ISPON ADR647581107538957320SHSOLE 5732000NEWFIELD EXPL COCOM65129010810401329875SHSOLE 32987500NIKE INCCL B654106103531384943SHSOLE 8494300NOBLE ENERGY INCCOM65504410510343354925SHSOLE 35492500NVIDIA CORPCOM67066G104512826500SHSOLE 2650000OASIS PETE INC NEWCOM6742151084541540000SHSOLE 54000000OCCIDENTAL PETE CORP DELCOM67459910510183138250SHSOLE 13825000OCH ZIFF CAP MGMT GROUPCL A67551U1055823200SHSOLE 2320000ORMAT TECHNOLOGIES INCCOM6866881023856020SHSOLE 602000PAYPAL HLDGS INCCOM70450Y103511669490SHSOLE 6949000PRICE T ROWE GROUP INCCOM74144T1083863675SHSOLE 367500PROCTER AND GAMBLE COCOM74271810912268133520SHSOLE 13352000PVH CORPCOM693656100963SHSOLE 6300QEP RES INCCOM74733V1005151538290SHSOLE 53829000QUALCOMM INCCOM747525103264641330SHSOLE 4133000RAYMOND JAMES FINANCIAL INCCOM7547301093694130SHSOLE 413000ROPER TECHNOLOGIES INCCOM776696106517219970SHSOLE 1997000SCHLUMBERGER LTDCOM80685710810594157200SHSOLE 15720000SMUCKER J M COCOM NEW8326964051185SHSOLE 8500STANLEY BLACK & DECKER INCCOM8545021011594SHSOLE 9400STATE STR CORPCOM8574771033623710SHSOLE 371000SUNCOR ENERGY INC NEWCOM86722410710632288662SHSOLE 28866200SUNPOWER CORPCOM8676524061803213877SHSOLE 21387700THERMO FISHER SCIENTIFIC INCCOM883556102841SHSOLE 4100TPI COMPOSITES INCCOM87266J10440519800SHSOLE 1980000UNIT CORPCOM9092181095375244323SHSOLE 24432300UNITED TECHNOLOGIES CORPCOM9130171091235696860SHSOLE 9686000V F CORPCOM91820410813196178321SHSOLE 17832100VALERO ENERGY CORP NEWCOM91913Y10010427113447SHSOLE 11344700VARIAN MED SYS INCCOM92220P105657SHSOLE 5700VERIFONE SYS INCCOM92342Y1093155178150SHSOLE 17815000WAL-MART STORES INCCOM93114210313243134110SHSOLE 13411000WISDOMTREE INVTS INCCOM97717P1044449354530SHSOLE 35453000