0001409661-14-000003.txt : 20140724 0001409661-14-000003.hdr.sgml : 20140724 20140724100036 ACCESSION NUMBER: 0001409661-14-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140724 DATE AS OF CHANGE: 20140724 EFFECTIVENESS DATE: 20140724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guinness Asset Management LTD CENTRAL INDEX KEY: 0001409661 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12636 FILM NUMBER: 14990316 BUSINESS ADDRESS: STREET 1: 14 QUEEN ANNE'S GATE CITY: LONDON STATE: X0 ZIP: SW1H 9AA BUSINESS PHONE: 44 20 72221665 MAIL ADDRESS: STREET 1: 14 QUEEN ANNE'S GATE CITY: LONDON STATE: X0 ZIP: SW1H 9AA 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001409661 XXXXXXXX 06-30-2014 06-30-2014 Guinness Asset Management LTD

14 QUEEN ANNE'S GATE LONDON X0 SW1H 9AA

13F HOLDINGS REPORT 028-12636 N Giles Robinette 442072221665 Giles Robinette London X0 07-24-2014 0 61 256207 false INFORMATION TABLE 2 gam1406.inftab.xml ABBVIE INCCOM00287Y109287650950SHSOLE 5095000AFFILIATED MANAGERS GROUPCOM0082521082441190SHSOLE 119000AFLAC INCCOM001055102279144830SHSOLE 4483000ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN01881G1062088040SHSOLE 804000AMERIPRISE FINL INCCOM03076C1062522100SHSOLE 210000APACHE CORPCOM03741110512376123000SHSOLE 12300000BARRETT BILL CORPCOM06846N1043886145100SHSOLE 14510000BLACKROCK INCCOM09247X101224700SHSOLE 70000BLACKSTONE GROUP L PCOM UNIT LTD09253U1082126340SHSOLE 634000BLOCK H & R INCCOM093671105314193710SHSOLE 9371000CANADIAN NAT RES LTDCOM13638510112760277200SHSOLE 27720000CARRIZO OIL & GAS INCCOM144577103631791200SHSOLE 9120000CHESAPEAKE ENERGY CORPCOM16516710712411399319SHSOLE 39931900CHEVRON CORP NEWCOM1667641001224693800SHSOLE 9380000CISCO SYS INCCOM17275R1022817113360SHSOLE 11336000COCA COLA COCOM191216100286067510SHSOLE 6751000COMPANHIA ENERGETICA DE MINASP ADR N-V PFD20440960147759656SHSOLE 5965600DEVON ENERGY CORP NEWCOM25179M10312446156750SHSOLE 15675000EXXON MOBIL CORPCOM30231G10211991119100SHSOLE 11910000FEDERATED INVS INC PACL B3142111032146930SHSOLE 693000FORTRESS INVESTMENT GROUP LLCL A34958B10622930720SHSOLE 3072000FRANKLIN RES INCCOM3546131012394140SHSOLE 414000GALLAGHER ARTHUR J & COCOM363576109270558050SHSOLE 5805000GAMCO INVESTORS INCCOM3614381042162600SHSOLE 260000GENERAL DYNAMICS CORPCOM369550108266022820SHSOLE 2282000HALLIBURTON COCOM40621610112666178370SHSOLE 17837000HELIX ENERGY SOLUTIONS GRP ICOM42330P10712511475530SHSOLE 47553000HESS CORPCOM42809H10712518126590SHSOLE 12659000ILLINOIS TOOL WKS INCCOM452308109278031750SHSOLE 3175000ITRON INCCOM4657411064009865SHSOLE 986500JA SOLAR HOLDINGS CO LTDSPON ADR REP5ORD4660902066481596820SHSOLE 59682000JINKOSOLAR HLDG CO LTDSPONSORED ADR47759T10037712490SHSOLE 1249000JOHNSON & JOHNSONCOM478160104285327270SHSOLE 2727000L-3 COMMUNICATIONS HLDGS INCCOM502424104272322550SHSOLE 2255000MATTEL INCCOM577081102275670730SHSOLE 7073000MERCK & CO INC NEWCOM58933Y105271146860SHSOLE 4686000MICROSOFT CORPCOM594918104274465810SHSOLE 6581000NASDAQ OMX GROUP INCCOM6311031082366100SHSOLE 610000NETEASE INCSPONSORED ADR64110W10225320SHSOLE 32000NEWFIELD EXPL COCOM65129010812685287000SHSOLE 28700000NOBLE ENERGY INCCOM65504410512298158770SHSOLE 15877000OCH ZIFF CAP MGMT GROUPCL A67551U10523517000SHSOLE 1700000ORMAT TECHNOLOGIES INCCOM68668810238713420SHSOLE 1342000PRICE T ROWE GROUP INCCOM74144T1082282700SHSOLE 270000PROCTER & GAMBLE COCOM742718109268434150SHSOLE 3415000QEP RES INCCOM74733V1004250123200SHSOLE 12320000QUALCOMM INCCOM74752510310130SHSOLE 13000RAYMOND JAMES FINANCIAL INCCOM7547301092224380SHSOLE 438000RENESOLA LTDSPONS ADS75971T103310105120SHSOLE 10512000SOHU COM INCCOM83408W10310180SHSOLE 18000STATE STR CORPCOM8574771032293410SHSOLE 341000STONE ENERGY CORPCOM8616421066120130800SHSOLE 13080000SUNCOR ENERGY INC NEWCOM86722410712246286675SHSOLE 28667500SUNPOWER CORPCOM8676524064099977SHSOLE 997700TRIANGLE PETE CORPCOM NEW89600B20181169000SHSOLE 6900000TRINA SOLAR LIMITEDSPON ADR89628E1046526508640SHSOLE 50864000ULTRA PETROLEUM CORPCOM9039141094111138450SHSOLE 13845000UNIT CORPCOM90921810912534182094SHSOLE 18209400VALERO ENERGY CORP NEWCOM91913Y10010826216095SHSOLE 21609500WADDELL & REED FINL INCCL A9300591002033240SHSOLE 324000YINGLI GREEN ENERGY HLDG COADR98584B10329478720SHSOLE 7872000