0001409661-14-000002.txt : 20140424 0001409661-14-000002.hdr.sgml : 20140424 20140424091647 ACCESSION NUMBER: 0001409661-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140424 DATE AS OF CHANGE: 20140424 EFFECTIVENESS DATE: 20140424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guinness Asset Management LTD CENTRAL INDEX KEY: 0001409661 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12636 FILM NUMBER: 14780344 BUSINESS ADDRESS: STREET 1: 14 QUEEN ANNE'S GATE CITY: LONDON STATE: X0 ZIP: SW1H 9AA BUSINESS PHONE: 44 20 72221665 MAIL ADDRESS: STREET 1: 14 QUEEN ANNE'S GATE CITY: LONDON STATE: X0 ZIP: SW1H 9AA 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001409661 XXXXXXXX 03-31-2014 03-31-2014 Guinness Asset Management LTD

14 QUEEN ANNE'S GATE LONDON X0 SW1H 9AA

13F HOLDINGS REPORT 028-12636 N Giles Robinette 02072221665 Giles Robinette London X0 04-24-2014 0 63 163931 false INFORMATION TABLE 2 gam1403.inftab.xml ABBVIE INCCOM00287Y109216742150SHSOLE 4215000AFFILIATED MANAGERS GROUPCOM0082521082181090SHSOLE 109000AFLAC INCCOM001055102228836300SHSOLE 3630000ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN01881G1062018040SHSOLE 804000AMERIPRISE FINL INCCOM03076C1061981800SHSOLE 180000APACHE CORPCOM037411105656179100SHSOLE 7910000BARRETT BILL CORPCOM06846N104204579900SHSOLE 7990000BLACKROCK INCCOM09247X101220700SHSOLE 70000BLACKSTONE GROUP L PCOM UNIT LTD09253U1082116340SHSOLE 634000BLOCK H & R INCCOM093671105229475970SHSOLE 7597000CANADIAN NAT RES LTDCOM1363851017405192900SHSOLE 19290000CARRIZO OIL & GAS INCCOM144577103394073700SHSOLE 7370000CHESAPEAKE ENERGY CORPCOM1651671076733262819SHSOLE 26281900CHEVRON CORP NEWCOM166764100680257200SHSOLE 5720000COCA COLA COCOM191216100229259280SHSOLE 5928000COMPANHIA ENERGETICA DE MINASP ADR N-V PFD20440960140659656SHSOLE 5965600DEVON ENERGY CORP NEWCOM25179M1037011104750SHSOLE 10475000EXXON MOBIL CORPCOM30231G102693571000SHSOLE 7100000FEDERATED INVS INC PACL B3142111032126930SHSOLE 693000FORTRESS INVESTMENT GROUP LLCL A34958B10620728020SHSOLE 2802000FRANKLIN RES INCCOM3546131011973640SHSOLE 364000GALLAGHER ARTHUR J & COCOM363576109218545930SHSOLE 4593000GAMCO INVESTORS INCCOM3614381042022600SHSOLE 260000GENERAL DYNAMICS CORPCOM369550108228921020SHSOLE 2102000HALLIBURTON COCOM4062161016894117070SHSOLE 11707000HELIX ENERGY SOLUTIONS GRP ICOM42330P1076538284530SHSOLE 28453000HESS CORPCOM42809H107651478590SHSOLE 7859000ILLINOIS TOOL WKS INCCOM452308109229328190SHSOLE 2819000ITRON INCCOM4657411063519865SHSOLE 986500JA SOLAR HOLDINGS CO LTDSPON ADR REP5ORD4660902063076302520SHSOLE 30252000JINKOSOLAR HLDG CO LTDSPONSORED ADR47759T10034912490SHSOLE 1249000JOHNSON & JOHNSONCOM478160104236624090SHSOLE 2409000L-3 COMMUNICATIONS HLDGS INCCOM502424104232219650SHSOLE 1965000MATTEL INCCOM577081102235858790SHSOLE 5879000MERCK & CO INC NEWCOM58933Y105223939440SHSOLE 3944000MICROSOFT CORPCOM594918104233356910SHSOLE 5691000NASDAQ OMX GROUP INCCOM6311031082075600SHSOLE 560000NETEASE INCSPONSORED ADR64110W10222320SHSOLE 32000NEWFIELD EXPL COCOM6512901087652244000SHSOLE 24400000NOBLE ENERGY INCCOM655044105651291670SHSOLE 9167000OCH ZIFF CAP MGMT GROUPCL A67551U10521115300SHSOLE 1530000ORMAT TECHNOLOGIES INCCOM68668810240313420SHSOLE 1342000PATTERSON UTI ENERGY INCCOM7034811017180226640SHSOLE 22664000PENN VA CORPCOM707882106113764999SHSOLE 6499900PRICE T ROWE GROUP INCCOM74144T1081892300SHSOLE 230000PROCTER & GAMBLE COCOM742718109231628740SHSOLE 2874000QEP RES INCCOM74733V100197567100SHSOLE 6710000QUALCOMM INCCOM74752510310130SHSOLE 13000RAYMOND JAMES FINANCIAL INCCOM7547301092063680SHSOLE 368000RENESOLA LTDSPONS ADS75971T103337105120SHSOLE 10512000REYNOLDS AMERICAN INCCOM761713106230343110SHSOLE 4311000SOHU COM INCCOM83408W10312180SHSOLE 18000STATE STR CORPCOM8574771032022910SHSOLE 291000STONE ENERGY CORPCOM861642106389592800SHSOLE 9280000SUNCOR ENERGY INC NEWCOM8672241076548187175SHSOLE 18717500SUNPOWER CORPCOM8676524063229977SHSOLE 997700TRIANGLE PETE CORPCOM NEW89600B20156969000SHSOLE 6900000TRINA SOLAR LIMITEDSPON ADR89628E1043220239340SHSOLE 23934000ULTRA PETROLEUM CORPCOM9039141092763102750SHSOLE 10275000UNIT CORPCOM9092181097701117794SHSOLE 11779400VALERO ENERGY CORP NEWCOM91913Y1006643125095SHSOLE 12509500WADDELL & REED FINL INCCL A9300591002022740SHSOLE 274000YINGLI GREEN ENERGY HLDG COADR98584B10334278720SHSOLE 7872000