0001493225-17-000039.txt : 20170602 0001493225-17-000039.hdr.sgml : 20170602 20170602100002 ACCESSION NUMBER: 0001493225-17-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170531 FILED AS OF DATE: 20170602 DATE AS OF CHANGE: 20170602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Northfield Bancorp, Inc. CENTRAL INDEX KEY: 0001493225 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 581 MAIN STREET STREET 2: SUITE 810 CITY: WOODBRIDGE STATE: NJ ZIP: 07095 BUSINESS PHONE: (732) 499-7200 MAIL ADDRESS: STREET 1: 581 MAIN STREET STREET 2: SUITE 810 CITY: WOODBRIDGE STATE: NJ ZIP: 07095 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alexander John Wade CENTRAL INDEX KEY: 0001409539 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35791 FILM NUMBER: 17886548 MAIL ADDRESS: STREET 1: 1410 ST. GEORGES AVENUE CITY: AVENEL STATE: NJ ZIP: 07001 4 1 wf-form4_149641198559988.xml FORM 4 X0306 4 2017-05-31 0 0001493225 Northfield Bancorp, Inc. NFBK 0001409539 Alexander John Wade 581 MAIN STREET, SUITE 810 WOODBRIDGE NJ 07095 1 1 0 0 Chairman & CEO Common Stock 2017-05-31 4 S 0 4966 16.5125 D 480697 D Common Stock 2017-06-01 4 S 0 15034 16.571 D 465663 D Common Stock 29967.4218 I By ESOP Stock Appreciation Rights 7.085 2010-01-30 2019-01-30 Common Stock 170400.0 170400 D Stock Options 13.13 2015-06-11 2024-06-11 Common Stock 384768.0 384768 D Stock Options 14.76 2016-05-27 2025-05-27 Common Stock 225000.0 225000 D The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $16.50 to $16.54, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $16.50 to $16.73, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. Steven M. Klein, pursuant to Power of Attorney 2017-06-02