0001567619-21-006993.txt : 20210326 0001567619-21-006993.hdr.sgml : 20210326 20210326104927 ACCESSION NUMBER: 0001567619-21-006993 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201112 FILED AS OF DATE: 20210326 DATE AS OF CHANGE: 20210326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Potts Michael J CENTRAL INDEX KEY: 0001418594 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33887 FILM NUMBER: 21775496 MAIL ADDRESS: STREET 1: ORION ENERGY SYSTEMS, INC. STREET 2: 1204 PILGRIM ROAD CITY: PLYMOUTH STATE: WI ZIP: 53073 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC. CENTRAL INDEX KEY: 0001409375 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 391847269 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 BUSINESS PHONE: 800-660-9340 MAIL ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 4/A 1 doc1.xml FORM 4/A X0306 4/A 2020-11-12 2020-11-13 0 0001409375 ORION ENERGY SYSTEMS, INC. OESX 0001418594 Potts Michael J 2210 WOODLAND DRIVE MANITOWOC WI 54220 1 0 0 0 Common Stock 2020-11-12 4 S 0 9000 8.1261 D 531627 D Common Stock 2020-11-13 4 S 0 59066 8.03 D 472561 D The price in Column 4 is a weighted average price. The prices actually received ranged from $8.00 to $8.2438. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. This Amendment to the Form 4 filed on November 13, 2020 is being filed to correct the starting balance used to calculate the number of shares beneficially owned. The price in Column 4 is a weighted average price. The prices actually received ranged from $8.00 to $8.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price /s/ Steven R. Barth, Attorney-in-Fact for Michael J. Potts 2021-03-26