0001567619-21-006993.txt : 20210326
0001567619-21-006993.hdr.sgml : 20210326
20210326104927
ACCESSION NUMBER: 0001567619-21-006993
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201112
FILED AS OF DATE: 20210326
DATE AS OF CHANGE: 20210326
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Potts Michael J
CENTRAL INDEX KEY: 0001418594
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33887
FILM NUMBER: 21775496
MAIL ADDRESS:
STREET 1: ORION ENERGY SYSTEMS, INC.
STREET 2: 1204 PILGRIM ROAD
CITY: PLYMOUTH
STATE: WI
ZIP: 53073
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC.
CENTRAL INDEX KEY: 0001409375
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 391847269
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2210 WOODLAND DRIVE
CITY: MANITOWOC
STATE: WI
ZIP: 54220
BUSINESS PHONE: 800-660-9340
MAIL ADDRESS:
STREET 1: 2210 WOODLAND DRIVE
CITY: MANITOWOC
STATE: WI
ZIP: 54220
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2020-11-12
2020-11-13
0
0001409375
ORION ENERGY SYSTEMS, INC.
OESX
0001418594
Potts Michael J
2210 WOODLAND DRIVE
MANITOWOC
WI
54220
1
0
0
0
Common Stock
2020-11-12
4
S
0
9000
8.1261
D
531627
D
Common Stock
2020-11-13
4
S
0
59066
8.03
D
472561
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $8.00 to $8.2438. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
This Amendment to the Form 4 filed on November 13, 2020 is being filed to correct the starting balance used to calculate the number of shares beneficially owned.
The price in Column 4 is a weighted average price. The prices actually received ranged from $8.00 to $8.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price
/s/ Steven R. Barth, Attorney-in-Fact for Michael J. Potts
2021-03-26