0001140361-17-025165.txt : 20170615 0001140361-17-025165.hdr.sgml : 20170615 20170615160719 ACCESSION NUMBER: 0001140361-17-025165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170613 FILED AS OF DATE: 20170615 DATE AS OF CHANGE: 20170615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC. CENTRAL INDEX KEY: 0001409375 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 391847269 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 BUSINESS PHONE: 800-660-9340 MAIL ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Green Scott A. CENTRAL INDEX KEY: 0001681065 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33887 FILM NUMBER: 17913587 MAIL ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 4 1 doc1.xml FORM 4 X0306 4 2017-06-13 0 0001409375 ORION ENERGY SYSTEMS, INC. OESX 0001681065 Green Scott A. 2210 WOODLAND DRIVE MANITOWOC WI 54220 0 1 0 0 Chief Operating Officer Common Stock 2017-06-13 4 A 0 159421 0 A 325157 D Common Stock 163743 I By ANKMC, LLC Common Stock 125270 I By 401(k) Plan Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Shares owned by ANKMC, LLC, of which the reporting person is the sole member. /s/ Steven R. Barth, Attorney-in-Fact for Scott A. Green 2017-06-15