0001181431-13-048483.txt : 20130910 0001181431-13-048483.hdr.sgml : 20130910 20130910182141 ACCESSION NUMBER: 0001181431-13-048483 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130906 FILED AS OF DATE: 20130910 DATE AS OF CHANGE: 20130910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eschenbach Carl M. CENTRAL INDEX KEY: 0001409324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 131089157 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 rrd390090.xml FORM 4 X0306 4 2013-09-06 0 0001124610 VMWARE, INC. VMW 0001409324 Eschenbach Carl M. 3401 HILLVIEW AVE. PALO ALTO CA 94304 0 1 0 0 COO and President Class A Common Stock 2013-09-06 4 M 0 1042 30.80 A 0 D Class A Common Stock 2013-09-06 4 S 0 4296 85.44 D 113124 D Employee Stock Option (right-to-buy) 30.8 2013-09-06 4 M 0 1042 0 D 2015-06-15 Class A Common Stock 1042 0 D Price represents weighted average for sales reported. The range of prices for the sales reported is $85.39 through $85.45. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option, representing a right to purchase 50,000 shares of Class A Common Stock, became exercisable as to 25% of the shares on June 1, 2010. Thereafter, the remaining 75% of the option vested in equal monthly installments over three years. Larry Wainblat, attorney-in-fact 2013-09-10