0001181431-11-042467.txt : 20110726 0001181431-11-042467.hdr.sgml : 20110726 20110726180435 ACCESSION NUMBER: 0001181431-11-042467 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110722 FILED AS OF DATE: 20110726 DATE AS OF CHANGE: 20110726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eschenbach Carl M. CENTRAL INDEX KEY: 0001409324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 11988286 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 4 1 rrd318311.xml FORM 4 X0303 4 2011-07-22 0 0001124610 VMWARE, INC. VMW 0001409324 Eschenbach Carl M. 3401 HILLVIEW AVE. PALO ALTO CA 94304 0 1 0 0 Co-President, Customer Ops Class A Common Stock 2011-07-22 4 M 0 14584 23.00 A 0 D Class A Common Stock 2011-07-22 4 M 0 3125 30.80 A 0 D Class A Common Stock 2011-07-22 4 M 0 15290 21.87 A 0 D Class A Common Stock 2011-07-22 4 S 0 32999 107.01 D 99103 D Employee Stock Option (right-to-buy) 23.00 2011-07-22 4 M 0 14584 0 D 2013-06-08 Class A Common Stock 14584 0 D Employee Stock Option (right-to-buy) 30.80 2011-07-22 4 M 0 3125 0 D 2015-06-15 Class A Common Stock 3215 23959 D Employee Stock Option (right-to-buy) 21.87 2011-07-22 4 M 0 15290 0 D 2016-05-03 Class A Common Stock 15290 0 D Price represents weighted average for sales reported. The range of prices for the sales reported is $107.00 through $107.03. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option, representing a right to purchase a total of 350,000 shares of Class A Common stock, became exercisable with respect to 25% of the shares on June 8, 2008. Thereafter, the remaining 75% of the option vested in equal monthly installments over three years. This option, representing a right to purchase 50,000 shares of Class A Common Stock, became exercisable as to 25% of the shares on June 1, 2010. Thereafter, the remaining 75% of the option vests in equal monthly installments over three years. The option, representing a right to purchase a total of 61,158 shares of Class A Common stock, became exercisable with respect to 25% of the shares on May 3, 2008. Thereafter, the remaining 75% of the option vested in equal monthly installments over three years. /s/ Larry Wainblat, attorney-in-fact 2011-07-26